From Dual-Process Theories to Cognitive-Process Taxonomies

Although having a history as old as the social and behavioral sciences (and for some, as old as philosophical reflections on the mind itself), dual-process models of cognition have been with us only for a bit over two decades, becoming established in cognitive and social psychology in the late 1990s (see Sloman, 1996 and Smith and DeCoster, 2000 for foundational reviews). The implicit measurement revolution provided the “data” side to the theoretical and computational modeling side, thus fomenting further theoretical and conceptual development (Strack & Deutsch, 2004; Gawronski & Bodenhausen, 2006). Although not without its critics, the dual-process approach has now blossomed into an interdisciplinary framework useful for studying learning, perception, thinking, and action (Lizardo et al., 2016). In sociology, dual-process ideas were introduced by way of the specific dual-process model of moral reasoning developed by Jonathan Haidt (2001) in Steve Vaisey’s (2009) now classic and still heavily cited paper. Sociological applications of the dual-process framework for specific research problems now abound, with developments on both the substantive and measurement sides (Miles, 2015; Miles et al. 2019; Melamed et al. 2019; Srivastava & Banaji, 2011).

The dual-process framework revolves around the ideal-typical distinction between two “modes” or “styles” of cognition (Brett & Miles, 2021). These are now very familiar. One is the effortful, usually conscious, deliberate processing of serially presented information, potentially available for verbal report (as when reasoning through a deductive chain or doing a hard math problem in your head). The other is the seemingly effortless, automatic, usually unconscious, associative processing information (as when a solution to a problem just “comes” to you, or when you just “know” something without seemingly having gone through steps to reach the solution). This last is usually referred to as intuitive, automatic, or associative “Type 1” cognition, and the former is usually referred to as effortful, deliberate, or non-automatic “Type 2” cognition.

As with many hard and fast distinctions, there is the virtue of simplification and analytic power, but there is the limitation, evident to all, that the differentiation between Type 1 versus Type 2 cognition occludes as much as it reveals. For instance, people wonder about the existence of “mixed” types of cognition or iterative cycles between the two modes or the capacity of one mode (usually Type 2) to override the outputs of the other (usually Type 1). It seems like the answer to all these wonders is a general “yes.” We can define a construct like “automaticity” to admit various “in-between” types (Moors & De Houwer, 2006), suggesting that a pure dichotomy is too simple (Melnikoff & Bargh, 2018). And yes, the two types of cognition interact and cycle (Cunningham & Zelazo, 2007). The interactive perspective is even built into some measurement strategies, which rely on overloading or temporarily overwhelming the deliberate system to force people to respond with intuitive Type 1 cognition (as in so-called “cognitive load” techniques; see Miles, 2015 for a sociological application).

Another sort of wonder revolves around whether these are the only types of cognition that exist. Are there any more types? Accordingly, some analysts speak of “tri” or “quad” process models and the like (Stanovich, 2009). It seems, therefore, that field is moving toward a taxonomic approach to the study of cognitive processes. However, the criteria or “dimensions” around which such taxonomies are to be constructed are in a state of flux. As I noted in a previous post, moving toward a taxonomic approach is generally a good thing. Moreover, the field of memory research is a good model for how to build taxonomic theory in cognitive social science (CSS), especially since the “kinds” typically studied in CSS are usually “motley” (natural kinds that decompose into fuzzy subkinds). When studying motley kinds and organizing into fruitful taxonomies, it is essential to focus on the analytic dimensions and let the chips fall where they may. This is different from thinking up “new types” of cognition from the armchair in unprincipled ways, where the dimensions that define the types are ill-defined (as with previous attempts to talk about tri-process models of cognition and the like). Moreover, the dimensional approach leaves things open to discover surprising “subkinds” that join properties that we would consider counter-intuitive.

Accordingly, an upshot of everyone now accepting (even begrudgingly) some version of the dual-process theory is that we also agree that the cognitive-scientific kind “cognition” is itself motley! That is, whatever it is, cognition is not a single kind of thing. Right now, we kind of agree that it is at least two things (as I said, an insight that is as old as the Freudian distinction between primary and secondary process), but it is likely that it could be more than two. In this post, I’d like to propose one attempt to define the possible dimensional space from which a more differentiated typology of cognitive processes can be constructed.

Taxonomizing Cognition

So if we needed to choose dimensions to taxonomize cognition, where would we begin? I think a suitable candidate is to pick two closely aligned dimensions of cognition that people thought were fused or highly correlated but now are seen as partially orthogonal. For example, in a previous post on the varieties of “implictness” (which is arguably the core dimension of cognition that defines the core distinction in dual-process models), I noted that social and cognitive psychologists differentiate between two criteria for deeming something “implicit.” First, a-implicitness uses an “automaticity” criterion. Here, cognition is implicit if it is automatic and explicit if it is deliberate or effortful. Second, there is u-implicitness, which uses a(n) (un)consciousness criterion. Here, cognition is implicit if it occurs outside of consciousness, and it is explicit if it is conscious.

I implied (but did not explicitly argue) in that post that maybe these two dimensions of explicitness could come apart. If they can, these seem like pretty good criteria to build a taxonomy of cognitive process kinds that goes beyond two! This is precisely what the philosophers Nicholas Shea and Chris Frith did in a paper published in 2016 in Neuroscience of ConsciousnessCross-classifying the type of processing (deliberate v. automatic) against the type of representations over which the processing occurs (conscious v. unconscious), yields a new “type” of cognition which they refer to as “Type 0 cognition.”

In Shea and Frith’s taxonomy, our old friend Type 1 cognition refers to the automatic processing of initially conscious representations, typically resulting in conscious outputs. In their words, “[t]ype 1 cognition is characterized by automatic, load-insensitive processing of consciously represented inputs; outputs are typically also conscious.” (p.4). This definition is consistent with Evans’s (2019) more recent specification of Type 1 cognition as working-memory independent cognition that still uses working memory to “deposit” the output of associative processing. In Evans’s words,

While Type 1 processes do not require the resources of working memory or controlled attention for their operation (or they would be Type 2) they do post their products into working memory in a way that many autonomous processes of the brain do not. Specifically, they bring to mind judgements or candidate responses of some kind accompanied by a feeling of confidence or rightness in that judgement (p. 384).

For Shea and Frith (2016), on the other hand, our other good friend, Type 2 cognition, refers to the deliberate, effortful processing of conscious representations. In their words,

Type 2 cognition is characterized by deliberate, non-automatic processing of conscious representations. It is sensitive to cognitive load: type 2 processes interfere with one another. Type 2 cognition operates on conscious representations, typically in series, over a longer timescale than type 1 cognition. It can overcome some of the computational limitations of type 1 cognition, piecemeal, while retaining the advantage of being able to integrate information from previously unconnected domains. It is computation-heavy and learning-light: with its extended processing time, type 2 cognition can compute the correct answer or generate optimal actions without the benefit of extensive prior experience in a domain (p. 5).

By way of contrast with these familiar faces, our new friend Type 0 cognition refers to the automatic processing of non-conscious representations. Shea and Frith see isolating Type 0 cognition as a separate cognitive-process subkind as their primary contribution. Previous work, in their view, has run Type 0 and Type 1 cognition together, to their analytic detriment. Notably, they argue for the greater (domain-specific) efficiency and accuracy of Type 0 cognition over Type 1. They note that various deficiencies of Type 1 cognition identified in such research programs as the “heuristics and biases” literature come from the fact that, in Type 1 cognition, there is a mismatch between process and representation because automatic/associative processes are recruited to deal with conscious representational inputs.

For instance, Type 1 cognition is at work when Haidt asks people whether they would wear Hitler’s t-shirt, and they say “ew, no way!” but are unable to come up with a morally reasonable reason why (or make up an implausible one on the spot). Type 1 moral cognition “misfires” here because the associative (“moral intuition”) system was recruited to process conscious inputs, relied on an associative/heuristic process to generate an answer (in this case, based on implicit contact, purity, and contagion considerations), and produced a conscious output, the origins of with subjects are completely unaware of (and is thus forced to retrospectively confabulate using Type 2 cognition). The same goes for judgment and decision-making producing answers to questions when engaging in the base-rate fallacy, using a representativeness heuristic, and the like (Kahneman, 2011). 

The types of cognition for which a match is made in heaven between process and representation (like Type 2 and their Type 0) result in adaptive cognitive processes that “get the right answer.” Type 2 cognition refers to domain-general problems requiring information integration and the careful weighing of alternatives. In Type 0 cognition, this refers to domain-specific problems requiring fast, adaptive cognitive processing and action control, where consciousness (if it were to rear its ugly head) would spoil the fun and impair the effectiveness of the cognitive system to do what is supposed to do, similar to athletes who “choke” when they become conscious of what they are doing (see Beilock, 2011).

So, what is Type 0 cognition good for? Shea and Frith point to things like the implicit learning of probabilistic action/reward contingencies after many exposures (e.g., reinforcement learning), where neither the probabilities nor the learning process is consciously represented, and the learning happens via associative steps. As they note, in “model-free reinforcement learning can generate optimal decisions when making choices for rewards, and feedback control can compute optimal action trajectories…non-conscious representation goes hand-in-hand with correct performance” (p. 3). In the same way, “Type 0 cognition is likely to play a large role in several other domains, for example in the rich inferences which occur automatically and without consciousness in the course of perception, language comprehension and language production” (ibid).

Organizing the Types

So, where does Shea and Frith’s taxonomy of cognitive process kinds leave us? Well, maybe something like the dimensional typology shown in Figure 1. It seems like at least three different cognitive process kinds are well-defined, especially if you are convinced that we should distinguish Type 0 from Type 1 cognition (and I think I am).

Figure 1.

However, as I argued earlier, a key advantage of beginning with dimensions in any taxonomical exercise is that we may end up with a surprise. Here, it is the fact that a fourth potential type of cognition now appears in the lower-right quadrant, one that no one has given much thought to before. Type ??? cognition: deliberate processing of unconscious representations. Can this even be a thing? Shea and Frith do note this implication of their taxonomic exercise but think it is too weird. They even point out that it may be a positive contribution of their approach to have discovered this “empty” slot in cognitive-process-kind space. In their words, “[w]hat of the fourth box? This would be the home of deliberate processes acting on non-conscious representations. It seems to us that there may well be no type of cognition that fits in this box. If so, that is an important discovery about the nature of consciousness” (p. 7).

Nevertheless, are things so simple? Maybe not. The Brains Blog dedicated a symposium to the paper in 2017 in which three authors provided commentaries. Not surprisingly, some of the commenters did not buy the “empty slot” argument. In their commentJacob Berger points to some plausible candidates for Shea and Frith’s Type ??? cognition (referred to as “Type 0.5 cognition”). This includes the (somewhat controversial) work of Dijksterhuis, Aarts, and collaborators (e.g., Dijksterhuis & Nordgren, 2006; Dijksterhuis & Aarts, 2010) on “unconscious thought theory” (UTT) (see Bargh, 2011 for a friendly review). In the UTT paradigm, participants are asked to make seemingly deliberate choices between alternatives, with a “right” answer aimed at maximizing a set of quality dimensions. At the same time, conscious thinking is impaired via cognitive load. The key result is that participants who engage in this “unconscious thinking” end up making choices that are as optimal as people who think about it reflectively. So, this seems to be a case of a deliberate thinking process operating over unconscious representations.

Berger does anticipate an objection to UT as being a candidate for Type ??? cognition, which itself brings up an issue with critical taxonomic ramifications:

S&F might reply that such [UT] cases are not genuinely unconscious because, like examples of type-1 cognition, they involve conscious inputs and outputs. But if this processing is not type 0.5, then it is hard to see where S&F’s taxonomy accommodates it. The cognition does not seem automatic, akin to the processing of type 0 or type 1 of which one is unaware (it seems, for example, rather domain general); nor does it seem to be a case of type-2 cognition, since one is totally unaware of the processing that results in conscious outputs. Perhaps what is needed is an additional distinction between the inputs/outputs of a process’ being conscious and the consciousness of states in the intervening processing. In type-1 cognition, the inputs/outputs are conscious, but the states involved in the automatic processing are not; in type-2, both are conscious. We might therefore regard Dijksterhuis’ work as an instance of ‘type-1.5’ cognition: conscious inputs/outputs, but deliberative unconscious processing.

Thus, Berger proposes to dissociate not only conscious/unconscious representations from deliberate/automatic processing but also adds the dimension of whether the inputs and outputs of the cognitive process and its intervening steps are themselves conscious or unconscious. Berger’s implied taxonomy can thus be represented as in Figure 2.

Figure 2.

Figure 2 clarifies that the actual mystery type does not connect conscious inputs and outputs with deliberate unconscious processing (UT), but a type linking unconscious inputs and outputs with deliberate unconscious processing (the new Type ???). Also, the figure makes clear that the proper empty slot is a type of cognition conjoining unconscious inputs and outputs with deliberate conscious processing; this bizarre and implausible combination can indeed be ruled out on a priori grounds. Note, in contrast, that if there is such a thing as deliberate unconscious processing (and the jury is still out on that), there is no reason to rule out the new Type ??? cognition shown in Figure 2 on a priori grounds (as Shea and Frith tried to do with Berger’s Type 1.5). For instance, Bargh (2011) argues that unconscious goal pursuit (a type of unconscious thought) can be triggered outside of awareness (unconscious input) and also has behavioral consequences (e.g., trying hard on a task) that subjects may also be unaware of (unconscious output). In this sense, Bargh’s unconscious goal pursuit would qualify as a candidate for Type ??? cognition. So, following Berger’s recommendation, we end up with five (I know an ugly prime) candidate cognition types. 

So, What?

Is all we are getting after all of this a more elaborate typology? Well, yes. And that is good! However, I think the more differentiated approach to carving the cognitive-process world also leads to some substantive insight. I refer in particular to Shea and Frith’s introduction of the Type 0/Type 1 distinction. For instance, in a recent review (and critique) of dual-process models of social cognition, Amodio proposes an “interactive memory systems” account of attitudes and impression formation (“Social Cognition 2.0”) that attempts to go beyond the limitations of the traditional dual-process model (“Social Cognition 1.0”).

Amodio’s argument is wide-ranging, but his primary point is that there are multiple memory systems and that a conception of Type 1 cognition as a single network of implicit concept/concept associations over which unconscious cognition operates is incomplete. In addition to concept/concept associations, Amodio points to other types of associative learning, including Pavlovian (affective) and instrumental (reinforcement learning). Amodio’s primary point is that something like an “implicit attitude,” insofar as it recruits multiple but distinct (and dissociable) forms of memory and learning subserved by different neural substrates, is not a single kind of thing (a taxonomical exercise for the future!). This dovetails nicely with the current effort to taxonomize cognitive processes. Thus, a standard conceptual association between categories of people and valenced traits operates via Type 1 cognition. However, it is likely that behavioral approach/avoid tendencies toward the same type of people, being the product of instrumental/reinforcement learning mechanisms, operate via Shea and Frith’s Type 0 cognition.

References

Bargh, J. A. (2011). Unconscious Thought Theory and Its Discontents: A Critique of the Critiques. Social Cognition, 29(6), 629–647.

Beilock, S. L. (2011). Choke. The secret of performing under pressure. London: Constable.

Brett, G., & Miles, A. (2021). Who Thinks How? Social Patterns in Reliance on Automatic and Deliberate Cognition. Sociological Science, 8, 96–118.

Cunningham, W. A., & Zelazo, P. D. (2007). Attitudes and evaluations: a social cognitive neuroscience perspective. Trends in Cognitive Sciences, 11(3), 97–104.

Dijksterhuis, A., & Aarts, H. (2010). Goals, attention, and (un)consciousness. Annual Review of Psychology, 61, 467–490.

Evans, J. S. B. T. (2019). Reflections on reflection: the nature and function of type 2 processes in dual-process theories of reasoning. Thinking & Reasoning, 25(4), 383–415.

Gawronski, B., & Bodenhausen, G. V. (2006). Associative and propositional processes in evaluation: an integrative review of implicit and explicit attitude change. Psychological Bulletin, 132(5), 692–731.

Haidt, J. (2001). The emotional dog and its rational tail: a social intuitionist approach to moral judgment. Psychological Review, 108(4), 814–834.

Kahneman, D. (2011). Thinking, Fast and Slow. Farrar, Straus and Giroux.

Lizardo, O., Mowry, R., Sepulvado, B., Stoltz, D. S., Taylor, M. A., Van Ness, J., & Wood, M. (2016). What are dual process models? Implications for cultural analysis in sociology. Sociological Theory, 34(4), 287–310.

Melamed, D., Munn, C. W., Barry, L., Montgomery, B., & Okuwobi, O. F. (2019). Status Characteristics, Implicit Bias, and the Production of Racial Inequality. American Sociological Review, 84(6), 1013–1036.

Melnikoff, D. E., & Bargh, J. A. (2018). The mythical number two. Trends in cognitive sciences22(4), 280-293.

Miles, A. (2015). The (Re)genesis of Values: Examining the Importance of Values for Action. American Sociological Review, 80(4), 680–704.

Miles, A., Charron-Chénier, R., & Schleifer, C. (2019). Measuring Automatic Cognition: Advancing Dual-Process Research in Sociology. American Sociological Review, 84(2), 308–333.

Moors, A., & De Houwer, J. (2006). Automaticity: a theoretical and conceptual analysis. Psychological Bulletin, 132(2), 297–326.

Sloman, S. A. (1996). The empirical case for two systems of reasoning. Psychological Bulletin, 119(1), 3.-22

Smith, E. R., & DeCoster, J. (2000). Dual-Process Models in Social and Cognitive Psychology: Conceptual Integration and Links to Underlying Memory Systems. Personality and Social Psychology Review: An Official Journal of the Society for Personality and Social Psychology, Inc, 4(2), 108–131.

Srivastava, S. B., & Banaji, M. R. (2011). Culture, Cognition, and Collaborative Networks in Organizations. American Sociological Review, 76(2), 207–233.

Stanovich, K. E. (2009). Distinguishing the reflective, algorithmic, and autonomous minds: Is it time for a tri-process theory? In J. S. B. T. Evans (Ed.), In two minds: Dual processes and beyond , (pp (Vol. 369, pp. 55–88). Oxford University Press.

Strack, F., & Deutsch, R. (2004). Reflective and impulsive determinants of social behavior. Personality and Social Psychology Review: An Official Journal of the Society for Personality and Social Psychology, Inc, 8(3), 220–247.

Vaisey, S. (2009). Motivation and Justification: A Dual-Process Model of Culture in Action. American Journal of Sociology, 114(6), 1675–1715.

Consciousness and Schema Transposition

In a recent paper published in American Sociological ReviewAndrei Boutyline and Laura Soter bring much-needed conceptual clarification to the sociological appropriation of the notion of schemas while also providing valuable and welcome guidance on future uses of the concept for practical research purposes. The paper is a tour de force, and all of you should read it (carefully, perhaps multiple times), so this post will not summarize their detailed argument. Instead, I want to focus on a subsidiary but no less important set of conclusions towards the end, mainly having to do with the relationship between declarative and nondeclarative cognition and an old idea in sociological action theory due to Bourdieu (1980/1990) that was further popularized in the highly cited article by Sewell (1992) on the duality of structure. I refer to the notion of schematic transposition.

In what follows, I will first outline Bourdieu’s and Sewell’s use of the notion and then go over how Boutyline and Soter raise a critical technical point about it, pointing to what is perhaps a consequential theoretical error. Finally, I will close by pointing to some lines of evidence in cognitive neuroscience that seem to buttress Boutyline and Soter’s position.

The idea of schematic transposition is related to an older idea due to Piaget of schema transfer. The basic proposal is that we can learn to engage in a set of concrete activities (e.g., let’s say “seriation” or putting things in rows or lines) in one particular practical context (putting multiple pebbles or marbles in a line). Then, after many repetitions, we develop a schema for it. Later, when learning about things in another context, let’s say “the number line” in basic arithmetic, we understand (assimilate) operations in this domain in terms of the previous seriation schema. Presumably, analogies and conceptual metaphors also depend on this schema transfer mechanism. In Logic of Practice, Bourdieu built this dynamic capacity for schema transfer into the definition of habitus everyone loves to hate, noting that the habitus can be thought of as “[s]ystems of durable, transposable dispositions, structured structures predisposed to function as structuring structures…” and so forth (p. 53).

This idea of transposibility ends up being essential for a habit theory like Bourdieu’s because it adds much-needed flexibility and creativity to how we conceive the social agent going about their lives (Joas, 1996). This is because thinking of action as driven by habitus does not entail people stuck with “one-track” inflexible or mechanical dispositions. Instead, via their capacity to transpose classificatory or practical habits learned in one domain to others, their internalized practical culture functions in a more “multi-track” way, being thus adaptive and creative. In an old paper on the notion of habitus (2004), I noted something similar to this, pointing out that “it is precisely this idea of flexible operations that allows for the habitus to not be tied to any particular content…instead, the habitus is an abstract, non-context specific, transposable matrix” (p. 391-392). Thus, there is something about transposability that seems necessary in a theory of action so that it does not come off as overly deterministic or mechanical.

In his famous 1992 paper, Sewell went even further, putting transposability at the very center of his conception of social change and agency. Departing from a critique of Bourdieu, Sewell noted two things. First (p. 16), any society contains a multiplicity of “structures” (today, we’d probably use the term “field,” “sphere,” or “domain”). Secondly (p. 17), this means people need to navigate across them somehow. Single-track theories of habit and cognition cannot explain how this navigation is possible. This navigation is made possible, according to Sewell, only by theorizing “the transposability of schemas.” As Sewell notes:

…[T]he schemas to which actors have access can be applied across a wide range of circumstances…Schemas were defined above as generalizable or transposable procedures applied in the enactment of social life. The term “generalizable” is taken from Giddens; the term “transposable,” which I prefer, is taken from Bourdieu…To say that schemas are transposable, in other words, is to say that they can be applied to a wide and not fully predictable range of cases outside the context in which they are initially learned…Knowledge of a rule or a schema by definition means the ability to transpose or extend it-that is, to apply it creatively. If this is so, then agency, which I would define as entailing the capacity to transpose and extend schemas to new contexts, is inherent in the knowledge of cultural schemas that characterizes all minimally competent members of society (p. 17-18).

Thus, in Sewell, the very concept of agency becomes defined by the actor’s capacity to transpose schemas across contexts and domains!

Nevertheless, is the link between the idea of schema and that of schematic transposition cogent? Boutyline and Soter (2021) incisively point out that it may not be. To see this, it is important to reiterate their “functional” definition of schemas as “socially shared representations deployable in automatic cognition” (735). The key here is “automatic cognition.” As I noted in an earlier post on “implicit culture,” a common theoretical error in cultural theory consists of taking the properties of forms of “explicit” representations we are familiar with and then postulating that there are “implicit” forms of representation having the same properties, except that they happen to be unconscious, tacit, implicit and the like. The problem is that representations operating at the tacit level need not (and usually cannot) share the same properties as those operating at the explicit level.

Boutyline and Soter note a similar tension in ascribing the property “transposable,” to a tacit or nondeclarative form of culture like a schema, which generally operates in type I cognition. In their words,

A..correlate of Type I cognition is domain-specificity. Type II knowledge can be context-independent and abstract—qualities enabled in part via the powerful expressive characteristics of language—and tied to general-purpose intelligence and logical or hypothetical reasoning…In contrast, Type I knowledge is often domain-specific—thoroughly tied to, and specifically functioning within, contexts closely resembling the one in which it was learned…Type II knowledge (e.g., mathematical or rhetorical tools) can be transposed with relative ease across diverse contexts, but the principles that underlie Type I inferences may not be transferrable to other domains without the help of Type II processes.

So, it seems like both Bourdieu and Sewell (drawing on Bourdieu) made a crucial property conjunction error, bestowing a magical power (transposability) to implicit (personal) culture. This type of personal culture cannot display the transposability property precisely because it is implicit (previously, I argued that people do this with a version of symbolic representational status). Boutyline and Soter (p. 742) revisit Sewell’s example of the “commodity schema,” convincingly demonstrating that, to the extent that this schema ends up being “deep” because it is transposable, specific episodes of transposability cannot themselves operate in automatic autopilot. Instead, “novel instance[s] of commodification” must be “consciously and intentionally devised” (ibid). Thus, to the extent that they are automatically deployable, schemas are non-transposable. Transposability of schemas requires that they be “representationally redescribed” (in terms of Karmiloff-Smith 1995) into more flexible explicit formats. Tying this insight to recent work on the sociological dual-process model, Boutyline and Soter conclude that the “application of existing knowledge to new domains understood as a feature of effortful, controlled cognition” (750).

Boutyline and Souter’s compelling argument does pose a dilemma and a puzzle. The dilemma is that a really attractive theoretical property of schemas (for Bourdieu, Sewell, and the many, many people who have used their insights and been influenced by their formulation) was transposability. Without it, it seems like schemas become a much diminished and less helpful concept. The puzzle is that there are many historical and contemporary examples of empirical instances of what looks like schematic transposition. How does this happen?

Here, Boutyline and Soter provide a very elegant theoretical solution, drawing on recent work suggesting that culture can “travel” within persons across the declarative/nondeclarative divide via redescription processes and across the public/personal one via internalization/externalization processes. They note that because schemas are representational, they can be externalized (or representationally redescribed) into explicit formats (from nondeclarative to declarative). People can also internalize them from the public domain when they interact in the world (from public to personal/nondeclarative; see Arseniev-Koehler and Foster, 2020). As Boutyline and Soter note, representational redescription,

…could make the representational contents of a cultural schema available to effortful conscious cognition, which we suspect may be generally necessary to translate these representations to novel domains. After they are transformed to encompass new settings, the representational contents could then travel the reverse pathway, becoming routinized through repeated application into automatic cognition. The end product of this process would be a cultural schema that largely resembles the original schema but now applies to a broader set of domains. Representational redescription may thus be key to social reproduction, wherein familiar social arrangements backed by widely shared cultural schemas…are adapted so they may continue under new circumstances (751).

Does cognitive neuroscience’s current state of the art support the idea that consciousness is required to integrate elements from multiple experiential and cultural domains? The answer seems to be a qualified “yes,” with the strongest proponents suggesting that the very function of consciousness and explicit processing is cross-domain information integration (Tononi, 2008). A more plausible weaker hypothesis is that consciousness greatly facilitates such integration. Without it, the task would be challenging, and for complex settings such as the socio-cultural domains of interest to sociologists, perhaps impossible. As noted by the philosophers Nicholas Shea and Chris Frith,

The role of consciousness in facilitating information integration can be seen in several paradigms in which local regularities are registered unconsciously, but global regularities are only detected when stimuli are consciously represented…consciousness makes representations available to a wider range of processing, and processing that occurs over conscious representations takes a potentially wider range of representations as input (2016, p. 4).

This account supports Boutyline and Soter’s insightful observation that it was an initial mistake to link the property of transposability to schemas, especially in the initial formulation by Bourdieu, where schemas were seen as part of habitus (Vaisey, 2009). Therefore, schemas reside in the implicit mind and operate as automatic Type I cognition (Sewell was more ambiguous in this last respect). Work in cognitive psychology and the cognitive neuroscience of consciousness supports the idea that transposition requires information integration across domains. For complex domains, conscious representation and deliberate processing may be necessary for the initial stages of transposition (Shea & Frith, 2016). Of course, as Boutyline and Souter note, once institutional entrepreneurs have engaged in the first bout of transposition mediated by explicit representations, the new schema-domain linkage can be learned by others via proceduralization and enskilment, becoming part of implicit personal culture operating as Type I cognition.

Finally, a corollary of the preceding is that we may not want to follow Sewell in completely collapsing the general concept of agency into the more restricted idea of schematic transposition, as this would have the untoward consequence of reducing agency to conscious representations and system II processing over these, precisely the thing that practice and habit theories were designed to prevent. 

References

Arseniev-Koehler, A., & Foster, J. G. (2020). Machine learning as a model for cultural learning: Teaching an algorithm what it means to be fat. In arXiv [cs.CY]. arXiv. https://doi.org/10.31235/osf.io/c9yj3

Bourdieu, P. (1990). The logic of practice (R. Nice, trans.). Stanford University Press. (Original work published 1980)

Boutyline, A., & Soter, L. K. (2021). Cultural Schemas: What They Are, How to Find Them, and What to Do Once You’ve Caught One. American Sociological Review86(4), 728–758.

Joas, H. (1996). The Creativity of Action. University of Chicago Press.

Karmiloff-Smith, A. (1995). Beyond Modularity: A Developmental Perspective on Cognitive Science. MIT Press.

Lizardo, O. (2004). The Cognitive Origins of Bourdieu’s Habitus. Journal for the Theory of Social Behavior34(4), 375–401.

Sewell, W. H., Jr. (1992). A Theory of Structure: Duality, Agency, and Transformation. The American Journal of Sociology98(1), 1–29.

Shea, N., & Frith, C. D. (2016). Dual-process theories and consciousness: the case for ‘Type Zero’cognition. Neuroscience of Consciousness2016(1).

Tononi, G. (2008). Consciousness as integrated information: a provisional manifesto. The Biological Bulletin215(3), 216-242.

Vaisey, S. (2009). Motivation and Justification: A Dual-Process Model of Culture in Action. American Journal of Sociology114(6), 1675–1715.