Habit and the Explanation of Action

Introduction

We are at a curious impasse in explaining action in sociology. On the one hand, the limitations of various standard approaches based on teleological or rule-like notions such as norms, goals, and values are now very well-documented, to the point that further commentary on their inadequacies feels like beating the proverbial dead horse (Emirbayer & Mische, 1998; Martin & Lembo, 2020; Whitford, 2002). At the same time, a resurgent string of writings based on American pragmatism, practice theory, and phenomenology suggests a proper replacement for such naive teleological notions in explaining action is also apparent. This is, namely, a refurbished conception of action as habit, ridding this notion of all connotations associated with inflexibility, mindlessness, and mechanical repetition acquired from intellectualist traditions of explaining action while emphasizing its flexible, adaptive, mindful, and thoroughly agentic nature (Crossley, 2001; Dalton, 2004; Joas, 1996; Martin, 2011, p. 258ff; Strand & Lizardo, 2015; Wacquant, 2016). The most ambitious of these proposals see habits as the primary “social mechanisms” serving as the micro-foundations for most macro-phenomena of interest to sociologists, opening the black box left closed by traditional quantitative approaches focusing on correlations and macro-level empirical regularities  (Gross, 2009).

In stark contrast to this seeming theoretical success, on the other hand, one would be hard-pressed to find habit figuring as a central explanatory construct in most recent work in the field done by card-carrying sociologists doing empirical work across various areas of research (e.g., gender and sexuality, immigration, race and ethnicity, social psychology, social stratification, and the like).[1] It seems as if, outside some notable islands, habits have become a purely rhetorical, even decorative tool, a resource with which to vanquish older Parsonian or Rational-action ghosts in social theory, offered as an elegant solution to the conceptual difficulties previously generated by these explanatory traditions but apparently incapable of being put to work by mere sociological mortals.

This raises the question: Is habit bound to remain a purely decorative notion in sociology, useful as theoretical window-dressing and conceptual score-settling but useless for being put to explanatory work in our empirical efforts?  The wager of this paper is that the answer is a resounding no. However, the answer will remain “yes” if sociologists stick to their current conceptualizations of habit. For habit to live up to its potential and become a general (and the first and foremost) tool for explaining action, more conceptual clarification work aimed at systematically linking habits—as a “hinge” concept—to other intra and interdisciplinary notions and traditions is required.

Moreover, the very nature of habit needs to be scrutinized in a positive, non-defensive way; that is, not by contrasting habit to other ways of theorizing action (e.g., reflexive or purposive) while repeating for the umpteenth time that habit can be flexible, generative, and non-mechanical. Instead, different—and seemingly contradictory—aspects of the nature of habit need to be explicitly brought to the fore and analytically distinguished. Subsequently, different variants of the habit concept have to be linked to other notions not traditionally associated with habit so that people can trace the linkages and realize that, in deploying these seemingly “non-habit-like” notions to explain action, indeed, they have been doing action-explanation via habit all along.  Finally, critical ambiguities in current formulations of habit, particularly its use as both a particular kind of action and a form all action and cognition can take, will have to be clarified.

The Double of Law of Habit

One roadblock to habit becoming a useful explanatory notion in sociology has to do with a curious feature of the idea, one that has been noted by analysts who relied on the notion from Aristotle, the scholastics, to early enlightenment thinkers, and onwards. This feature of habit was best formulated, developed, and ultimately baptized as the “double law” of habit in a French philosophically eclectic—sometimes also spookily called “spiritualist”—tradition of theorizing action and habit beginning in the late-eighteenth century and continuing into the nineteenth (de Biran, 1970; Ravaisson, 2008).[2] What is this double law? The basic observation is simple and phenomenologically intuitive. The process of habituation (e.g., acquiring a habit via active repetition, passive repetitive exposure, or “practice” in the colloquial sense) can leave two kinds of “by-products” in people, depending on whether we are talking about passive or covert results or whether we are talking about covert or overt results. Habituation has paradoxically distinct effects on each of these by-products.

Before getting to these effects, we need to deal with the first tricky issue, which is the duality of habit as both process and product. That is, habituation produces habits in beings (like people) who can become habituated to things when they engage in repeated practice (or exposed to repeated patterns in experience). The status of habit as both process and product (and more importantly, a process that is necessarily linked to a product) can create confusion. Typically, sociologists use the word “habit” to refer to products (items held or possessed by a person or community). However, they forget that any such act of typing a given cognitive or action item as a habit or as habitual necessarily puts the item in an iterative historical chain of previous instantiations of the item. Nothing can be a habit unless it is the child of repeated enactments in the past since habits can only be born out of such habituation processes (Lizardo, 2021).

The other confusing thing is that habituation processes generally lead to at least three analytically distinct types of habit-like traces or by-products in people. One of these by-products refers to dispositions to perceive the world in specific ways (e.g., perceptual habits). Another results in inclinations to engage in certain acts of conceptual linkage (e.g., “associative” cognition) that, when allowed to run unimpeded, furnish people with conclusions regarding the presumed properties of people, events, and objects in the form of beliefs, intuitions, explanations, attributions, and the like. These intuitions seem “right” or applicable even though the person lacks phenomenal access to the process generating them and without the person having to go through anything that looks like “thinking” in the deductive sense, like deriving conclusions from a chain of premises via a logical calculus (see Sloman (2014) for a consideration of these issues from the perspective of contemporary cognitive psychology). We can thus say that, on the one hand, we have perceptual habits; namely, inclinations or dispositions to see (or, more generally, experience) the world in particular ways, while on the other hand, we have cognitive habits manifested as tendencies to believe that certain things are true about particular objects or settings. The third set of via-products of habituation processes is the generation of inclinations or tendencies to act in specific ways in particular settings toward particular people and objects. These inclinations, tendencies, or dispositions are typically, but not necessarily—as they can be subverted by other causal chains in the world—manifested as overt actions. These are what most people (including sociologists) mean when they use the word habit.[3]

The notion of habit unifies capacities usually seen as distinct (perception, cognition, overt-action) as variations of a common genus; what they have in common is that they are all types of acts. Thus, in seeing the world thus and so, we engage in specifiable perceptual acts (see Noë, 2004), and in drawing conclusions that go beyond the information given via associative cognition, we engage in cognitive acts (see Bruner, 1990). Overt actions have always been recognized as acts, but the beauty of the habit concept is bringing the same “active” element to mental capacities that are typically seen as removed from action.[4] Habit theorists always tend to announce that the point of the concept is to transcend the dualism between mind (e.g., thinking/perceiving) and body (acting in the world) but are seldom clear as to how the notion of habit accomplishes this. One way to clarify this transcendence is by noting that, ultimately, when conceptualizing perception, cognition, and action as all the products of the same habituation process, we are also saying that we are ultimately talking about the same kind of act-like capacities people end up having. Nevertheless, regardless of their common ancestry as of acts, it is essential to keep distinct these three forms of habit-as-product-of-habituation can take in people since they “hinge” on, and point toward, distinct sets of constructs, concerns, and empirical referents. We take up each one in turn.

Perceptual Habits, Cognitive Habits, and Fluency

This first side of the double law of habit is that repeated experiences leave covert traces in persons related to perception and how we respond to the world’s offerings (more generally, the sensibility).[5] Here the idea is that the more we are exposed to a given experiential pattern, the easiest it is to take in and perceptually process the next time around. This is the aspect of repetition that contemporary psychologists see it as leading to perceptual fluency. The “feeling of fluency” resulting from perceptual habituation (e.g., the ease that comes from perceiving things we have perceived before) itself has many downstream consequences, the most consequential of which, from the perspective of sociological action theory, is the tendency of experiencing aesthetic pleasure when exposed to experiential patterns that have become easy to grasp as a result of repeated previous encounters.

Repeated exposure to patterns and regularities in experience leads to the formation of cognitive habits. These experiential regularities may take the form of configurational co-occurrences of object properties or temporal contiguities among events we are exposed to. Here the result is the creation of an inclination toward linkage and association. That is, via cognitive habituation, we learn the expected associations between properties in objects experienced as synchronic wholes or gestalts or between events experienced successively in time. In the configurational case, repeated exposure to objects featuring correlated properties leads to the cognitive habits allowing people to infer the presence of unseen (but previously encountered) properties just from exposure to others with which they are associated; categorization, therefore, is made possible via associative cognitive habits (Rosch, 1978). Thus, upon hearing barking nearby, we expect to see a slobbery, perhaps friendly quadruped with a wagging tail in short order. In the successive event case, cognitive habits linking successive happenings were those enlightenment empiricists saw as leading, such as the tendency for people to experience sequentially repeated events as united by an unseen causal relation. For instance, as Hume argued, the experience of willing to move my arm and seeing my arm subsequently move comes, via a cognitive habit, to be seen as united in a hidden causal essence responsible for the connection (“the self”).

The cases of perceptual and cognitive habituation have many common threads.  First, with repetition, we tend to create unities in experience from what were initially separate experienced events or features. Second, the direct uptake of these unities becomes more accessible and easier each time, which means that cognitive and perceptual habituation is always experienced as a form of facilitation for creating and experiencing such unities. Finally, with the fluent creation of unities in experience, there comes an inevitable diminution of sensibility concerning the lower-order features (synchronic or temporal) brought together under the unity. This is a paradoxical “desensitizing” effect of habituation mentioned by double-law habit theorists; however, this so-called desensitization (also mentioned by Simmel (2020) in his famous essay on the Metropolis) can itself become a platform for increased perceptual discrimination concerning the unity so created, we stop perceiving parts so that we may more easily grasp the whole. That is, while lower-order sensations or reactions to incoming stimuli decrease with habituation, capacities to identify and discriminate between higher-order perceptual gestalts become swifter and more refined—captured in the dictum that, with habit, sensations fade while perceptions become more acute. As Sinclair puts it, with habitual repetition, “active perceptions, although they become more indifferent insofar as they involve less effort, become clearer, more assured, and more distinct” (2011, p. 67). This is why discrimination among distinct qualitative properties of objects (e.g., among expert wine tasters) can increase with habituated repetition even as sensibility to other properties of the experience (ones that would overwhelm the novice) decreases; attenuation is the condition of possibility for enhanced discrimination at a more encompassing level of experience. Aesthetic appreciation of what becomes easy to perceive via perceptual habituation is thus central to any attempt to build a “social aesthetics” (Merriman & Martin, 2015).

Repetition, fluency, and skilled action

The other side of the double law is more familiar to sociologists as it deals with the generations of “habits” taking the form of overt action. More accurately, this is action in the form of habit, with habituality being a quality of action (rather than a hidden essence behind action). Action is habitual to the extent that it tends to acquire a set of specifiable signatures. One of these is the formation of dispositions or inclinations to act when encountering settings where we have performed similar actions.[6]  The other, similar to the increased facility or fluency referred to earlier concerning cognitive habits, has to do with the fact that habitual actions become easier to perform with repetition, with the various micro-actions constitutive of larger action units coming to be united into a more articulated smoothly flowing sequence. Concerning the first (increased habitual “automaticity” as leading to less “initiation control”) Ravaisson (2008, p. 51) notes that with repetition, there emerges “a tendency, an inclination that no longer awaits the commandments of the will but rather anticipates them, and which even escapes entirely and irremediably both will and consciousness.” Thus, there is an indelible link between action and motivation, as repeated actions “the facility in an action gained through its repetition can become a pre-reflective desire, tendency or   carry out the act” (Sinclair, 2011, pp. 73–74). Bourdieu (1984), for instance, proposed that “taste” is such a habitual form, such that we tend to enjoy or like the things that we are used to consuming, with this taste becoming a motivation to engage in further acts of consumption when encountering similar objects, experiences, and settings affording the actualization of the habit (Lizardo, 2014).

Note that in the case of overt action habits, we also have increased facilitation, just like in the perceptual and cognitive act case. Thus, habituation in the form of repetition leads to the creation of more fluid activity units, just like in the perceptual habit case. Repeated action thus tend to form unified gestalts, in which the initial micro-actions come to fit together into a more practically fluent whole. “Enskilment” is thus tied to the creation of inclinations to act in contexts in which the habitual skill can be performed (e.g., a piano “calls out” to be played but only in the skilled piano player).

Note here we run into another ambiguity in the use of “habit.” One refers to the fluid and assured performance of actions acquired via practice and repetition. The other refers to a synchronic action sequence such that an action is habitual only if it is regularly repeated at specified intervals. Double-law theorists make this distinction by pointing to fluency, facility, disposition, and inclination to act given context. If the aim is to forestall confusion, it is better to use “skill” to refer to the fluent quality of habitual actions as distinct from the dispositional component. To explain why someone  performs an action in the here-and-now by pointing to a disposition or inclination necessarily places the current action in a historical series of actions performed in the past by the same person (Lizardo, 2021). Pointing to the skillfulness, fluidity, gracefulness, or aesthetically pleasing nature of the activity does no such thing. The reason is that logically, these two qualities of action, namely, the skillful and the dispositional, need not be connected. A skilled (fluency-habit) piano player may not necessarily be “in the habit” (inclination) of playing the piano on regular occasions. In the same way, one can be less than skilled as a driver and still be “in the habit” of driving to work every day. It is only habit as inclination that enters into explaining occurrent actions (see Lizardo, 2021 for further argument), and as such, the privileged sense when using the notion of habit to make sense of people’s activities.[7]

References

Bourdieu, P. (1996). The Rules of Art: Genesis and Structure of the Literary Field (S. Emanuel, trans.). Stanford University Press. (Original work published 1992)

Bruner, J. S. (1990). Acts of Meaning. Harvard University Press.

Camic, C. (1986). The Matter of Habit. The American Journal of Sociology, 91(5), 1039–1087.

Crossley, N. (2001). The phenomenological habitus and its construction. Theory and Society, 30(1), 81–120.

Dalton, B. (2004). Creativity, Habit, and the Social Products of Creative Action: Revising Joas, Incorporating Bourdieu. Sociological Theory, 22(4), 603–622.

de Biran, P. M. (1970). The Influence of Habit on the Faculty of Thinking. Greenwood.

Emirbayer, M., & Mische, A. (1998). What is agency? The American Journal of Sociology, 103(4), 962–1023.

Gross, N. (2009). A Pragmatist Theory of Social Mechanisms. American Sociological Review, 74(3), 358–379.

Joas, H. (1996). The Creativity of Action. University of Chicago Press.

Lizardo, O. (2014). Taste and the logic of practice in distinction. Czech Sociological Review, 50(3), 335–364.

Lizardo, O. (2021). Habit and the explanation of action. Journal for the Theory of Social Behaviour, 51, 391–411.

Martin, J. L. (2011). The Explanation of Social Action. Oxford University Press.

Martin, J. L., & Lembo, A. (2020). On the Other Side of Values. The American Journal of Sociology, 126(1), 52–98.

Merleau-Ponty, M. (1962). Phenomenology of Perception (C. Smith, trans.). Routledge & Kegan Paul. (Original work published 1945)

Merriman, B., & Martin, J. L. (2015). A social aesthetics as a general cultural sociology? In Routledge international handbook of the sociology of art and culture (pp. 152–210). Routledge.

Ngo, H. (2016). Racist habits: A phenomenological analysis of racism and the habitual body. Philosophy & Social Criticism, 42(9), 847–872.

Ngo, H. (2017). The Habits of Racism: A Phenomenology of Racism and Racialized Embodiment. Lexington Books.

Noë, A. (2004). Action in Perception. Bradford book.

Ravaisson, F. (2008). Of Habit. Bloomsbury Publishing.

Rosch, E. (1978). Principles of categorization. In E. Rosch & B. B. Lloyd (Eds.), Cognition and categorization (pp. 27–48). Lawrence Erlbaum Associates.

Simmel, G. (2020). The metropolis and the life of spirit. Journal of Classical Sociology, 1468795X20980638.

Sinclair. (2015). Is there a“ dispositional modality”? Maine de Biran and Ravaisson on agency and inclination. History of Philosophy Quarterly, 32 (2), 161–179.

Sinclair, M. (2011). Ravaisson and the Force of Habit. Journal of the History of Philosophy, 49(1), 65–85.

Sloman, S. A. (2014). Two systems of reasoning: An update. In J. W. Sherman, B. Gawronski, & Y. Trope (Eds.), Dual-process theories of the social mind (Vol. 624, pp. 69–79). The Guilford Press, xvi.

Strand, M., & Lizardo, O. (2015). Beyond world images: Belief as embodied action in the world. Sociological Theory,  33 (1), 44–70.

Toribio, J. (2021). Responsibility for implicitly biased behavior: A habit‐based approach. Journal of Social Philosophy, josp.12442. https://doi.org/10.1111/josp.12442

Wacquant, L. (2016). A Concise Genealogy and Anatomy of Habitus. The Sociological Review, 64(1), 64–72.

Whitford, J. (2002). Pragmatism and the untenable dualism of means and ends: Why rational choice theory does not deserve paradigmatic privilege. Theory and Society, 31(3), 325–363.

Endnotes

  1. Note that the claim here is not that no sociologists currently use habit and related notions (e.g., habitus) as explanatory resources. Of course, there are many such people. The claim is that if one were to peruse run-of-the-mill research published in the usual places, the prevalence of habit as a tool for explaining action would be much lower (in fact, almost infinitesimal), especially when compared to expectations one gets from reading the aforementioned theoretical literature, according to which they should be the primary explanatory go-to notion, and not a once in a while exception tied to particular theorists or approaches (e.g., Bourdieusian and pragmatist sociologies). Admittedly, “disconnects” between lofty theoretical discourse and empirical work done in the sociological trenches are neither rare nor new. What is new is that the current absence of habit as a prominent explanatory resource in empirical work is happening in the context of a relatively peaceful consensus, (almost extreme given the history of theoretical debate in the discipline) that they should be indeed front and center. 
  2. Oddly, the most famous habit theorist in modern social theory, Pierre Bourdieu, seemed to have been entirely unaware of this French (!) tradition, as far as I can tell, given published works, interviews, and lectures. Instead, Bourdieu teleported straight from Aristotle, Augustine, and Aquinas to the twentieth century, defaulting to Chomskyan talk of “generative schemes” or Husserlian allusions to habitude when pointing to the active, creative aspect of habitual activity. This is quite a shame because Ravaissson’s (and before him De Biran’s) habit theories contain potent formulations, sometimes superior to much better touted twentieth-century figures like Bergson or Merleau-Ponty could have helped Bourdieu more effectively sidestep a variety of misunderstandings. In more recent work, Martin (2011, p. 259, fn. 34) considers de Biran but skips over Ravaisson, even though the latter builds on and transcends many of the limitations of Biran’s treatment while anticipating formulations of later thinkers like Bergson, Merleau-Ponty, and Ricoeur. 
  3. For instance, Camic (1986, p. 1044) defines habit as “a more or less self-actuating tendency or disposition to engage in a previously adopted or acquired form of action.”
  4. Note that a key implication of the habitualization of perception and cognition is that, just like we are (ethically, morally) responsible for our overt actions, we are also responsible for our perceptual and cognitive acts, especially when these end up harming the objects of our perceptions and cognitions, as in the case of so-called implicit biases (Ngo, 2017, p. 35ff; Toribio, 2021). Note that the question of responsibility becomes orthogonal to whether you meant to get the repetitive habituation process started in the first place since most of the habitual perceptual and cognitive acts we engage in daily were probably acquired by more passive forms of exposure to repetitive experiences in the world.
  1. The idea that we have perceptual habits is usually traced to sociologists to Merleau-Ponty (1945/1962) or the American pragmatists, and later Bourdieu (see in particular 1992/1996, p. 313ff). However, it emerged first in the philosophical enlightenment tradition leading to empiricism (it was the basis of Hume’s skeptical arguments against causation and the self) and figured prominently among French double-law theorists of the 19th century. The distinction between habits in action and perception survives today in critical-phenomenological attempts to identify the habitual dimension of oppressive regimes. For instance, in considering “racist habits,” Ngo (2016, p. 860) distinguishes between “bodily gesture or response, and racialized perception” as two primary registers (italics added).
  2. That habits have their own “dispositional” modality, standing between necessity (what always occurs) and contingency (what may occur, but we cannot predict) is something that is lost in some discussions, especially those that depart from Kant’s equation of a (specific form of) habit with mechanical “necessitation.” Habits are what may occur somewhat predictably, but only if everything in the world is right. Dispositionality is thus the modality of all habits (Sinclair, 2015), in that they are potential tendencies that may or may not be manifested. This is why talking about “dispositions” (like Bourdieu sometimes did) as if referring to yet another by-product of habituation (separately from habits) is redundant; all habits are technically dispositions. 
  3. Ascriptions of fluidity and grace in action performance (e.g., “skill”) are more likely to be normative than they are explanatory, although they can serve as the basis of identity and relationship-formation when people create “communities of skill.”

 

 

The Lexical Semantics of Agency (Part II)

In a previous post I argued that the reasons why the concept of agency in sociological theory is “curiously abstract” has its roots in the ways theorists conceptualize the notion in particular usage episodes during theoretical argumentation. Particularly, conceptualizing agency as a substance (a “mass noun” like water or heat) continuously distributed in time leads to predictable problems of non-specificity and a lack of direct grounding in experience-near domains.

Yet, I also noted that some theorists, particularly Emirbayer & Mische (1998, p. 963ff; hereafter E&M), do not offer a unitary conceptualization of the notion of agency. Instead, they provide a cluster of distinct (and not necessarily compatible) conceptualizations, some of which are more “curiously abstract” than others. I noted that E&M provide at least three such conceptions: (1) agency as a process distributed in time, (2) agency as a quality or dimension of action, and (3) agency as a force or capacity possessed by persons. Specifically, I noted that the conception of agency as a process inherently embedded in time links up clearly to Giddens’s (1979) earlier definition of agency. This is by far, the most unbearably abstract of all the conceptions, and unfortunately for some, the one that has gone on to be most influential in terms of (usually ritualistic or non-substantive) citations by sociologists (e.g., Hitlin & Elder, 2007).

Note that because the three conceptions of agency are not semantically equivalent, the concept of agency is polysemous in the linguistic sense. As such, it is useful to distinguish them typographically. So in this and the following posts, the process conception will be referred to as agency[p], the dimension conception as agency[d], and the capacity conception as agency[c]. In this post, I continue the examination of agency[p] the most curiously abstract of the concepts. Future posts will provide my take on the lexical semantics of agency[d] and agency[c].

Agency[p]

One of the conclusions we reached in the previous treatment is that agency[p] is indeed a “curiously” abstract conceptualization. However, this does not mean that it is semantically empty. Instead, from the perspective of lexical semantics,  agency[p] is an abstract noun, and as such, it is likely to be semantically vague or underspecified (see Goddard & Wierzbicka (2013, p. 229ff). Here, I explicate the semantic content of agency[p] using the Natural Semantic Metalanguage or NSM (Wierzbicka, 2015).

The basic idea of the NSM approach is to “force” the analyst to lay out (via “reductive paraphrase”) the basic semantic content of linguistically indexed categories using only words (called “exponents” in each natural language) derived from a list of sixty or so basic concepts (called “semantic primes”) that have explicitly lexicalized analogs in most of the world’s languages. These basic concepts thus come the closest to being “semantic primitives” or the semantic building blocks of more complex concepts, like agency, which, in standard practice in social theory tend to be “defined” in terms of other even more abstract or complex concepts of equally elusive semantic status (for the latest English list of NSM semantic primes, see here). More specifically, I follow the general approach to explicating abstract nouns discussed in Goddard & Wierzbicka (2013, p. 205ff).

The reductive paraphrase of the process model of agency goes as follows:

Agency[p]

  1. Something
  2. People can say what this something is with the word agency
  3. Someone can say something about something with this word when someone thinks like this:
    1. Someone can do something if that someone’s body moves in a way for some time in a place
    2. Someone can think: I can do something if I move my body in a way for some time in this place
    3. Because this someone did this something, something happened in this place at this time
    4. Because this someone did this something, this place is not the same as before
    5. Before, in this same place, the same someone can do other things if that someone’s body moves in another way
    6. Before, in this same place, the same someone can think: I can do something if I do not move

This explication carries the basic message of Giddens’s (1979, p. 55-56) definition and commentary, which I quote in full for comparison with the NSM rendering:

Action or agency, as I use it, thus does not refer to a series of discrete acts combined together [sic] but to a continuous flow of conductinvolving a ‘stream of actual or contemplated causal interventions of corporeal beings in the ongoing process of events-in-the world’the notion…has reference to the activities of an agent…The concept of agency as I advocate it here…[involves] ‘intervention’ in a potentially malleable object-worldit is a necessary feature of action that, at any point in time, the agent ‘could have acted otherwise’: either positively in terms of attempted intervention in the process of ‘events in the world’, or negatively in terms forebearance.

Parts 1 and 2 of the explication are standard for abstract nouns, noting that they refer to an unspecified “something” and that some linguistic community has adopted a lexical form (a word) to refer to this. The other parts of the explication are coded to correspond to the parts of Giddens’s discussion marked in the same color. Part 3 of the explication provides the main conceptual content of the “something” the term agency[p] refers to.

In 3A and 3B (pink) the basic definition of agency entailed in agency[p] is provided. The difference is that in 3A we have the case in which people actually do something, and in 3B we have the case in which people “contemplate” doing it (hence the preface, “people can think” in 3B). Here, it is specified that agency necessarily involves someone doing something by moving their bodies in specific ways for some time at particular places. Thus, Giddens’s agency frame of reference action is a six-way place-holder, involving necessary reference to a person (someone), performing an action (doing), by moving their bodies in particular ways, at specified places for some time.  The presence of an actor or “agent” in Giddens’s parlance (someone in NSM semantic prime terminology) makes sense, as the presence of an actor or agent differentiates action or agency theories from other “agentless” approaches (e.g., Luhmannian systems theory). The reference to actions (“doings”) is also de rigueur. One may be surprised to the further specification that doings are performed by people moving their bodies. Although sometimes analysts speak of “action” as if it is done by disembodied agents, bodies enter the picture via Giddens’s reference to “corporeal beings”; that action is embodied, is, of course, a truism in the tradition of practice theory from which both Giddens and E&M depart.

Finally, the reference to a “way” of moving the body serves to individuate the action as a particular time of doing, which is consistent with the way that skilled activities are generally conceptualized (e.g., bike riding as a way to ride a bike; see Stanley (2011)).  Finally, the schema specifies that the doings are happening at specific places during some strip of time. This is in keeping with Giddens’s emphasis on the fact that no discussion of agency makes sense unless human activity is embedded in “time-space intersections…essentially involved in all social existence” (1979, p. 54, italics in the original). Note that, while all the other terms capture particulars, the temporal reference is left purposefully vague since Giddens conceived of the strip of time within which agency unfolds as unbounded (e.g., continuous and not punctual and thus lacking definite starting and ending times like a “discrete act” would).

The explication in 3C and 3D (blue) clarifies Giddens’s idea that agency necessarily results in consequences or “interventions” into the causal flow of events in the world. Note that an advantage of the NSM approach is that we can lay this claim out using relatively simple notions, namely, people doing things and stuff happening in places as a result; Giddens, on the other hand, has to rely on conceptually complex ideas such as causalintervention, and malleable object-world to convey the same thing. Because these terms are themselves semantically complex and elliptical, they introduce a level of obscurity that is shed in the NSM reductive paraphrase. The paraphrase covers two minimal conditions for an action to make a difference in the causal flow in the world. First, action must itself result in some kind of event in the world (3C); a “happening” that wouldn’t have existed if not for the action. Second (3D), this event itself must leave a mark on the world (indexed by “this place” and time); minimally the counterfactual is that the world is now permanently different because this event occurred. So because the agent acted, the world is no longer the same as it was before the action.

Finally, 3E and 3F (red) convey the basic idea that a necessary component of the Giddensian definition of agency[p] contains two counterfactual references to something that could be rendered in more metaphysically loaded terms as “free will.” First, the fact that what people did is not the only thing they could have done (3E). They could have done other things had they moved their bodies differently and thus enacted an entirely different set of causal interventions into events in the world at a previous point in time (“before”). Second, in 3F we see that the person could have also done nothing, which implies the capacity to not move their bodies (if they wanted to) is itself an instance of the general category of agency[p]. Thus, refraining from action is also an exercise of agency on the part of the actor.

So, there you have it. Giddens’s curiously abstract concept of agency is indeed curiously abstract. However, like most abstract nouns, it is not conceptually empty. Instead, it encodes numerous substantive intuitions (and when not subject to explicit consideration, dogmatic assumptions) about the nature of human action. Some are intuitive (people act when they move their bodies at particular times and places). Others involve somewhat strong metaphysical presumptions (people always in all times and places can act otherwise). Others involve elements of the definition that are seldom noted or explicitly considered (e.g., not acting is a type of agency).

References

Emirbayer, M., & Mische, A. (1998). What is agency? The American Journal of Sociology, 103(4), 962–1023.

Giddens, A. (1979). Central Problems in Social Theory: Action, Structure, and Contradiction in Social Analysis. University of California Press.

Goddard, C., & Wierzbicka, A. (2013). Words and Meanings: Lexical Semantics Across Domains, Languages, and Cultures. OUP Oxford.

Hitlin, S., & Elder, G. H., Jr. (2007). Time, Self, and the Curiously Abstract Concept of Agency. Sociological Theory, 25(2), 170–191.

Stanley, J. (2011). Know How. OUP Oxford.

Wierzbicka, A. (2015). Natural Semantic Metalanguage. In The International Encyclopedia of Language and Social Interaction (pp. 1–17). Wiley.

Are We Cognitively Susceptible to Tests?

In one the clearest statements about the difference it makes to emphasize cognition in the study of culture and, more generally, for the social sciences as a whole, the anthropologist Maurice Bloch (2012) writes that, if we consider closely every time we use the word “meaning” in social science, then “a moment’s reflection will reveal that ‘meaning’ can only signify ‘meaning for people’. To talk of, for example, ‘the meaning of cultural symbols’, as though this could be separated from what these symbols mean, for one or a number of individuals, can never be legitimate. This being so, an absolute distinction between public symbols and private thought becomes unsustainable” (4). 

As a critique of Geertzian and neo-Diltheyan arguments for “public meaning” and “cultural order” sui generis, Bloch’s point is fundamental, as it reveals a core problem with arguments built on those foundations once they have been untethered from “meaning for people” and can almost entirely be given over to “meaning for analysts.”  Yet, and as Bloch makes it a point to emphasize, such critiques can only get us so far in attempting to change practices, as even if “a moment’s reflection” like this may lead some to agree with Bloch’s claim, without an alternative, these models will persist more or less unchanged. If “meaning for people” stands as some equivalent for a tethering to cognitive science as recommended by theorists like Stephen Turner (2007), then what is needed is a programmatic way of doing social theory without “minimizing the cognitive” by attempting, instead, to bridge social theory and cognitive neuroscience in the design of concepts.

In fairness to Geertz, one of his more overlooked essays proposes a culture concept that seems to want to avoid the very problem that Bloch identifies. In “The Growth of Culture and the Evolution of Mind” Geertz (1973) draws a connection between culture and “man’s nervous system,” emphasizing in particular the interaction of culture and the (evolved) mind in the following terms: “Like a frightened animal, a frightened man may run, hide, bluster, dissemble, placate or, desperate with panic, attack; but in his case the precise patterning of such overt acts is guided predominantly by cultural rather than genetic templates.” Here the problem of relating the cultural to the cognitive seems clearly resolved, as the latter is reduced to “genetic templates.” Yet, contrary to Sewell’s (2005) positive estimation of this aspect of Geertz’s thought as “materialist,” we should be wary of taking lessons from Geertz if by “materialist” Sewell means a culture concept that does due diligence to the evolved, embodied, and finite organisms we all are. Nonetheless, in many respects, the Geertzian move still prevails in contemporary cultural sociology which, likewise, features an admission of the relevance of the cognitive to the cultural, but retains a similar bracketing as de facto for figuring out the thorny culture + cognition relation. 

For instance, recently Mast (2020) has emphasized that “representation” (qua the proverbial turtle) works all the way down, even in the most neurocognitive of dimensions, and so we cannot jettison culture even if we want to include a focus on cognition because we need cultural theory to account for representation. Likewise, Norton (2018) makes a similar claim by drawing a distributed cognition framework into sociology, but making “semiotics” the ingredient for which we need a designated form of cultural theory (in this case, his take on Peircean “semeiotics”) to understand. Kurkian (2020), meanwhile, argues that unless we admit distinguishably cultural ingredients like these, attempting any sort of marriage of culture + cognition will fail, because cognition will be about something that does not tread on culture’s terrain, like “information” for instance.

Each of these is a worthwhile effort, yet in some manner they misunderstand the task at hand in attempting a culture + cognition framework, recapitulating what Geertz did in 1973. This is because any such framework must rest on new concept-formation rather than what amounts to a defense of established concepts. This would admit that cultural theories of the past cannot be so straightforwardly repurposed without amendments. What we tend to see, rather, are associations of culture concepts (semiotics, representation) and cognitive concepts (distributed cognition, mirror neurons) by drawing essentially arbitrary analogies and parallels between concepts that otherwise remain unchanged. In most cases, such a bracketed application replicates the disciplinary division of labor in thought because the onus is never placed on revision, despite the dialectical encounter and the possibilities that each bank of concepts presents to the deficiencies and arbitrariness of the other. We either hold firm to our cultural theories of choice, or we engage in elaborate mimicry of a STEM-like distant relation. 

Following Deleuze (1995), we should appreciate that to “form concepts” is at the very least “to do something,” like, for instance, making it wrong to answer the question “what is justice?” by pointing out a particular instance of justice that happened to me last weekend. Deleuze adds insight in saying that concepts attempt to find “singularities” from within a “continuous flow.” The insight is apt to the degree that culture + cognition thinking seems rooted in the sense that there is a “flow” here and that, maybe, the concepts we’ve inherited, most of them formed over the last 80 years, that make culture and cognition “singular” are simply not helpful anymore. Yet to rehash settled, unrevised cultural theories and bring them into relation with emerging cognitive theories (also unchanged) is essentially to “do” something with our concepts like affirm a thick boundary between sociologists’ jurisdiction and cognitive science’s jurisdiction, forbidding anything that looks like culture + cognition, and, in all likelihood, creating only an awkward, fraught, short-lived marriage between the two, which, despite the best of intentions, will continue to “minimize mentalistic content,” have the effect of carefully limiting the role that “psychologically realistic mechanisms” can play in concept-formation, and which will, in retrospect, probably only produce a brand of social theory that will seem hopelessly antique for sociologists looking back from the vantage of a future state of the field, one possibly even more removed from present-time concerns with “cognitive entanglements.” 

The task should instead be something akin to what Bourdieu (1991) once called “dual reference” in his attempt to account for the strange verbiage littered throughout Heidegger’s philosophy (dasein, Sorge, etc). For Bourdieu, Heidegger’s work remains incomprehensible to us if we reference only the philosophical field in which he worked, and likewise incomprehensible if we reference only the Weimar-era political field in which he was firmly implanted. Instead, Heidegger’s philosophy, in particular these keywords, consists of position-takings in both fields simultaneously, which for Bourdieu goes some way in explaining the strange and tortured reception of Heidegger (with Being and Time something of a bestseller in Germany when published in 1927 and still canonical in pop philosophy pursuits today) to present-day. 

Thus, in forming concepts, the goal should not be to posit an order of influence (culture → cognition, cognition → culture), nor to bracket the two (culture / cognition) and state triumphantly that this is where culture concepts can be brought to bear and this where cognitive ones can be, leaving both unchanged. Norton is right: Peirce has lots of bearing on contemporary cognitive science (see Menary 2015). But to say this and not amend an understanding of semeiotics (which, it seems, Peirce would probably advocate were he alive today, as he always considered his semeiotics as a branch of the “natural science” he always pursued) is a non-starter. 

My argument is that concept-formation of the culture + cognition kind should yield dual reference concepts rather than bracketing concepts or order of influence concepts. The proposal will be that the concept of “test” demonstrates such a dual reference concept. We cannot account for the apparent ubiquity of tests, why they are meaningful, and how they are meaningful without reference to both a cognitive mechanism and a sociohistorical configuration that combines with, appropriates, and evokes it. The analysis here involves genealogy, institutional practice, site-specificity, and social relations.

Elsewhere (Strand 2020) I have advocated a culture + cognition styled approach as the production of “extraordinary discourse” and, relatedly, as concept-formation that can be adequate for “empirical cognition” as a neglected, minor tradition since the time of Kant (Strand 2021; though one with a healthy presence in classical theory). More recently, Omar and I have attempted concept-formation that more or less looks like this in recommending a probabilistic revision of basic tenets of the theory of action (forthcoming, forthcoming). To put it starkly: we need new concepts if we want something like culture + cognition. To work under the heading of “cognitive social science” is akin to a compass-like designation in a new direction. And rather like Omar (2014) has said, if theorists, so often these days casting about for a new conversation to be part of now that “cultural theory” is largely exhausted and we can only play with the pieces, want a model for this kind of work, they might study the role that philosophers have come to play in cognitive science, as engaged in what very much seems like a project of concept-formation.

In this post, I will attempt something similar, more generally as a version of deciphering “meaning for people” by asking a simple question: Why are tests so meaningful and seemingly ubiquitous in social life (Marres and Stark 2020; Ronnell 2005; Pinch 1993; Potthast 2017)? I will consider a potential “susceptibility” to tests and why this might explain why we find them featured so fundamentally in areas as varied as education, science, interpersonal relationships, medicine, morality, technology, and religion, as a short list, and how they can be given a truly generalized significance if we conceptualize test as trial (Latour 1988). More generally, the new(ish) “French pragmatist sociology” has made the epreuve (what mutually translates “test” and “trial” into French) a core concept as a way of “appreciating the endemic uncertainty of social life” (Lemieux 2008) though without implying too much about what a cognitive-heavy phase like “endemic uncertainty” might mean. The French pragmatists [1] might be on to something: test or trial may qualify as a “total social phenomena” in the tradition of Mauss (1966), less because we can single out one test as “at once a religious, economic, political, family, phenomena” and more because each of these orders depends, in some manner, on tests. This is more fitting with a cognitive susceptibility perspective, as I will articulate further below.

Provisionally, I will define a test as the creation of uncertainty, a suspension of possibilities, a way of “inviting chance in,” for the purpose of then resettling those possibilities and resolving that uncertainty by singling out a specific performance. After a duration of time has elapsed, the performance is complete. The state of affairs found at the end is what we can call an “outcome,” and it carries a certain kind of “objective” status to the extent that the initial uncertainty or open possibility is different now, less apparent than it was before, and “final” in some distinguishable way. 

If testing appears ubiquitous and “total,” this is not because tests necessarily work better than other potential alternatives as ways of handling “endemic uncertainty.” It is also not because testing features as part of some larger cultural process in motion (like “modernity’s fascination with breaking known limitations” [Ronnell 2005]). Rather, I want to claim that if tests are ubiquitous, this indicates a cognitive susceptibility to tests, thus revealing latent “dispositions,” such that we could not help but find tests “meaningful for people” like us. Some potential reasons why are suggested by referencing a basic predictive processing mechanism: 

According to [predictive processing], brains do not sit back and receive information from the world, form truth evaluable representations of it, and only then work out and implement action plans. Instead brains, tirelessly and proactively, are forever trying to look ahead in order to ensure that we have an adequate practical grip on the world in the here and now. Focused primarily on action and intervention, their basic work is to make the best possible predictions about what the world is throwing at us. The job of brains is to aid the organisms they inhabit, in ways that are sensitive to the regularities of the situations organisms inhabit (Hutto 2018).

Thus, in this rendering, we cannot help but notice “sensory perturbations” as those elements of our sensory profile that defy our expectation (or, in more “contentful” terms, our predictions). These errors stand out as what we perceive, and we attend to them by either adjusting ourselves to fit with the error (like sitting up a little more comfortably in our chair) or by acting to change those errors, so that we do not notice them anymore. In basic terms, then, the predictive processing “disposition” involves an enactive engagement with the world that seeks some circumstance in which nothing is perceived, because, we might say, everything is “meaningful” (i.e. expected). If we define “meaning” as something akin to “whatever subjectively defined qualities of one’s life make active persistence appealing,” then this adaptation of the test concept might be a way of accounting for meaning without a “minimum of mentalistic content” while incorporating a “psychologically realistic mechanism” (Turner 2007).

In what follows I will examine whether there is some alignment between this disposition and tests as a ubiquitous social process. If so, then it may be worthwhile to build on the foundation laid by the French pragmatists for concept-formation of the culture + cognition kind.

 

On cognitive susceptibility

The notion of cognitive “susceptibility” is drawn from Dan Sperber (1985) and the idea that, rather than dispositions that create a more direct link between cognition and cultural forms, that link may more frequently operate as susceptibility.

Dispositions have been positively selected in the process of biological evolution; susceptibilities are side-effects of dispositions. Susceptibilities which have strong adverse effects on adaptation get eliminated with the susceptible organisms. Susceptibilities which have strong positive effects may, over time, be positively selected and become, therefore, indistinguishable from dispositions. Most susceptibilities, though, have only marginal effects on adaptation;  they owe their existence to the selective pressure that has weighed, not on them, but on the disposition of which they are a side-effect (80-81).

Sperber uses the example of religion. “Meta-representation” is an evolved cognitive disposition to create mental representations that do not have to pass the rigorous tests that apply to everyday knowledge. It enables representations not just of environmental and somatic phenomena, but even of “information that is not fully understood” (83). Because it has these  capabilities, the meta-representational disposition creates “remarkable susceptibilities. The obvious function served by the ability to entertain half-understood concepts and ideas is to provide intermediate steps towards their full understanding. It also creates, however, the possibility for conceptual mysteries, which no amount of processing could ever clarify, to invade human minds” (84). Thus, Sperber concludes that “unlike everyday empirical knowledge, religious beliefs develop not because of a disposition, but because of a susceptibility” (85).

The disposition/susceptibility distinction can be quite helpful in navigating the murky waters around Bloch’s trope of “meaning for people,” because we do not necessarily have to give cultural forms over directly to dispositions. Rather, those cultural forms can arise as susceptibilities, which offer far more bandwidth to capture the cognitive dimensions of cultural forms as instances of “meaning for people.”

Thus, when God “tests the faith” of Abraham by ordering him to sacrifice his child Isaac, a space of chances is opened, and depending on how the test goes, something about Abraham will become definitive, at least for a while. A perceived lack of faith becomes equivalent to a noticeable error here, and it can be resolved by absorbing this uncertainty through some process that generates an outcome to that effect. Even though Abraham does not end up sacrificing Isaac in the story, he was prepared to do so, and thus he “proves” his faith. Some equivalent to this “sacrifice” remains integral to tests of faith of all sorts (Daly 1977).

I hypothesize that there must be a (cognitive) reason why this test, and the whole host of others we might come across, in fields and pursuits far removed from Abrahamic religion, is found in moments like these and in situations that mimic (even vaguely) God’s “test” of Abraham. The role of tests in this religious tradition, and potentially as a total social phenomenon, indicates something about “susceptibility” (in Sperber’s sense) to them. “Disposition” in this case concerns the predictive processing disposition to eliminate prediction error by either adapting a generative model to the error or by acting to change the source of the error; either way, our expectations change and we do not notice what stood out for us before. For tests, the construction of uncertainty and more possibilities than will ultimately be realized is a kind of susceptibility that corresponds to the predictive disposition. More specifically, this means that tests allow something to be known to us by enabling us to expect things of it.

 

Tests: scientific, technological, moral

What is remarkable about this is the range of circumstances to which we turn to tests to construct our expectations. Consider Latour’s description of the Pasteur’s experimental technique: 

How does Pasteur’s own account of the first drama of his text modify the common sense understanding of fabrication? Let us say that in his laboratory in Lille Pasteur is designing and actor. How does he do this? One now traditional way to account for this feat is to say that Pasteur designs trials for the actor to show its mettle. Why is an actor defined through trials? Because there is no other way to define an actor but through its actions, and there is no other way to define an action but by asking what other actors are modified, transformed, perturbed or created by the character that is the focus of attention … Something else is necessary to grant an x an essence, to make it into an actor: the series of laboratory trials through which the object x proves it mettle … We do not know what it is, but we know what it does from the trials conducted in the lab. A series of performances precedes the definition of the competence that will later be made the sole cause of these performances (1999: 122, 119).

Here the test (or “trial”) design works in an experimental fashion by exposing a given yeast ferment to different substances, under various conditions just to see what it would do. By figuring this out, Pasteur “designs an actor,” which we can rephrase as knowing an object by now being able to hold expectations of it, being able to make predictions about it, and therefore no longer needing to fear what it might do or even have to notice it.

Latour is far from alone in putting such emphasis on testing for the purposes of science. Karl Popper (1997), for instance, insists on the centrality of the test and its trial function: “Instead of discussing the ‘probability’ of a hypothesis we should try to assess what tests, what trials, it has withstood; that is, we should try to assess how far it has been able to prove its fitness to survive by standing up to tests. In brief, we should try to assess how far it has been ‘corroborated.’” To put a hypothesis on trial is, then, to imperil its existence, as an act of humility. Furthermore, it is to relinquish one’s own claim over the hypothesis. If a “test of survival” is the metric of scientific worth, then one scientist cannot single-handedly claim control: hypotheses need “corroboration,” a word which Popper prefers over “confirmation” because corroboration suggests something collective.

When Popper delineates the nuances of the scientific test, he also seems to establish tests for membership in a scientific community, as based on this sort of collective orientation, which requires individual humility, and in which, from the individual scientist’s standpoint means “inviting chance in” relative to their own hypothesis, making them subject to more possibilities than what the scientist might individually intend, including the possibility that they could be completely wrong. 

Meanwhile, in Pinch’s approach, which focuses specifically on technology, tests work through “projection”:  

If a scale model of a Boeing 747 airfoil performs satisfactorily in a wind tunnel, we can project that the wing of a Boeing 747 will perform satisfactorily in actual flight … It is the assumption of this similarity relationship that enables the projection to be made and that enables engineers warrantably to use the test results as grounds that they have found out something about the actual working of the technology (1993: 29).

The connection with a predictive mechanism is clear here, as projection entails not being surprised when we move into the new context of the “actual world” having specified certain relationships in the “test world.” The projection/predictive aspect is made almost verbatim here: “In order to say two things are similar, we bracket, or place in abeyance, all the things that make for possible differences. In other words, we select from myriad possibilities the relevant properties whereby we judge two things to be similar … [The] outcome of the tests can be taken to be either a success or a failure, depending upon the sorts of similarity and difference judgments made” (32).

Thus, a generative model is made in the testing environment, and it is then applied in the actual world environment on the understanding that we will not need to identify predictive error when we do this, as the generative model is similar enough to the actual world that we will have already resolved those. As Pinch concludes, “The analysis of testing developed here is, I suggest, completely generalizable. The notion of projection and the similarity relationships that it entails are present in all situations in which we would want to talk about testing” (37). And, it does seem that this particular use of testing can find analogues far and wide, including with the laboratory testing that is Latour’s focus and more generally we might say with educational or vocational testing where, likewise, a similarity relationship depends on a test that can minimize the difference between two contexts (a difference that we can understand according to the presence, or hopefully lack thereof, of prediction error). But what if we try to apply the test concept to something more remote from science and technology, like morality?

On this front, we can find statements like the following, from Boltanski and Thevenot:

A universe reduced to a common world would be a universe of definite worths in which a test, always conclusive (and thus finally useless), could absorb the commotion and silence it. Such an Eden-like universe in which ‘nothing ever happens by chance’ is maintained by a kind of sorcery that exhausts all the contingencies … An accident becomes a deficiency … Disturbed situations are often the ones that lead to uncertainties about worth and require recourse to a test in order to be resolved. The situation is then purified … In a true test, deception is unveiled: the pea under the mattress discloses the real princess. The masks fall; each participant finds his or her place. By the ordering that it presupposes, a peak moment distributes the beings in presence, and the true worth of each is tested (2006: 136-138).

In this rendering, tests are quite explicitly meant to make “accidents” stand out, in addition to fraud and fakery. The goal is the construction of a situation removed of all contingencies, in which, likewise, we do not notice anything because the test has put it in its proper order. When we do notice certain things (e.g. “the same people win all the same tests,” “they are singled out unfairly,” “they never got the opportunity,” etc), these are prediction errors based on some predictive ordering of the world that creates expectation. Simultaneously they are meaningful (for people) as forms of injustice. 

Boltanski and Thevenot dovetail, on this point, with something that became clear for at least one person in the tradition of probability theory, namely Blaise Pascal (see Daston 1988: 15ff). For Pascal, the expectations formed by playing a game of chance could themselves be the source of noticing the equivalent of “error,” for instance, when some player wins far too often while another never wins. A test is the source of an order “without contingency” where “nothing ever happens by chance,” which in this case means a test is the rules of the game that allow for possibilities (all can win) while resolving those possibilities into a result (only one will win). This creates expectations, and Boltanski and Thevenot extrapolate from this (citing sports contests as epitomizing their theory)  to identify “worlds” as different versions of this predictive ordering. Injustice is officially revealed at a second level of testing, then, as the test that creates this order can itself be tested (see Potthast 2017). Prediction errors can be noticed, likewise these can be resolved through the adaptation of a generative model, which would seem to demand a reformative (or revolutionary) change of the test in a manner that would subsequently allow it to meet expectations.

 

A genealogy of testing

What is interesting about these examples is, abstracted from history as they are, they demonstrate parallel wings of a tradition that Foucault traces to the decline of the “ordeal” and the birth of the “inquiry.” Both of these fit the profile of the test, though only the former gives the outcome the kind of official status or legitimacy of the laboratory test, the technological test, or the moral test. The ordeal involves a sheer confrontation that can occur at any time, and which creates expectations strictly in relation to some other specific thing, whether this be another person or something inanimate and possibly dangerous (like fire) or a practice of some kind (like writing a book). One can always test themselves against this again, and to move beyond known limitations, they must test themselves if they are to do anything like revise a generative model by encountering different prediction errors. 

Foucault’s larger point here recommends a more general argument, rooted in a kind of genealogy, that justice requires a caraceral; that the only form of justice is the one that rests in illegality. On the contrary, in his earlier work Foucault recommends a different approach to justice, one that renders any necessary association of justice and “the carceral archipelago” mistaken, as it would only consist of a relatively recent, though impactful, appropriation of justice. Thus, the argument Foucault presents is less nominal than it may seem at first, particularly when we consider the following: 

What characterizes the act of justice is not resort to a court and to judges; it is not the intervention of magistrates (even if they had to be simple mediators or arbitrators). What characterizes the juridical act, the process or the procedure in the broad sense, is the regulated development of a dispute. And the intervention of judges, their opinion or decision, is only ever an episode in this development. What defines the juridical order is the way in which one confronts one another, the way in which one struggles. The rule and the struggle, the rule in the struggle, this is the juridical (Foucault 2019: 116).

Here the meaning of justice is expanded to refer to the “regulated development of a dispute,” which may or may not have judges, which may or may not take place in a court, result in a judgment, or find at its culmination some sort of definitive decision or “judgment.” All of these are added features to the basic dispute.

Elsewhere Foucault expands on this by changing the language he uses in a significant way: from “dispute” justice shifts to “trial,” which he gives this an expansive meaning by drawing a distinction within the category of trial itself and distinguishing between epreuve and inquiry. There is a historical tension in the distinction: inquiries will come to replace epreuves (or “ordeals”) in a Eurocentric history. This division is apparent as early as the ancient Greeks who, in a Homeric version, would create justice through the rule-governed dispute, with the responsibility for deciding—not who spoke the truth, but who was right–entrusted to the fight, the challenge, and “the risk that each one would run.” Contrary to this the Oedipus Rex form, as exemplified by Sophocles’ great play. Here, in order to resolve a dispute of apparent patricide, we find one of the emblems of Athenian democracy: “the people took possession of the right to judge, of the right to tell the truth, to set the truth against their own masters, to judge those who governed them” (Foucault 2000: 32-33).

This division would be replicated in the later distinctions of Roman law, as rooted inquiry, and Germanic law, as rooted in something more resembling the contest or epreuve, with disputes conducted through either means. Yet with the collapse of the Carolingian Empire in the tenth century, “Germanic law triumphed, and Roman law fell into oblivion for several centuries.” Thus, feudal justice consisted of “disputes settled by the system of the test,” whether this be a “test of the individual’s social standing,” a test of verbal demonstration in formulaically presenting the grievance or denunciating one another, tests of an oath in which “the accused would be asked to take an oath and if he declined or hesitated he would lose the case,” and finally “the famous corporal, physical tests called ordeals, which consisted of subjecting a person to a sort of game, a struggle with his own body, to find out whether he would pass or fail.”

As the trajectory of justice moves, then, the role and place of the epreuve ascends to prominence; testing becomes justice, in other words, as the means to resolve a dispute centers around the ordeal and its outcome, more generally as a way of letting God’s voice speak. In one general account, the trial by “cold water” involved “dunking the accused in a pond or a cistern; if the person sank, he or she was pronounced innocent, and if the person floated, he or she was found guilty and either maimed or killed.” In the trial by “hot iron,” the accused would “carry a hot iron a number of paces, after which the resulting wound was bandaged. If the wound showed signs of healing after three days, the accused was declared innocent, but if the wound appeared to be infected, a guilty verdict ensued” (Kerr, Forsyth and Plyey 1992).

The epreuve, in this case, remains a trial of force or between forces, which may be codified and regulated as the case may be, as water or iron would be blessed before the ordeal, and therefore made to speak the word of God. More generally, to decline the test was to admit guilt in this binary structure, and this carried into the challenge by another in a dispute to a contest. Thus, justice ended in a victory or a defeat, which appeared definitive, and this worked in an almost “automatic” way, because it required no third party in the form of one who judges. 

Across this genealogy, we find something equivalent to the creation of uncertainty, in some cases deliberately made, in other cases not, and then its resolution by some means into an outcome after a given duration of time. This outcome may have an institutional sanction (as “justice”) or it could have something more like the sanction of a fight, and presumably the certainty of what would happen should a fight happen again. In these different ways, predictions are made and expectations settled. An “error” stands out as noticeable in a variety of forms: as someone with whom one has a dispute, as an action taken or event that happened but was not expected, whether according to explicitly defined rules or not, or in the case of the democratic link suggested by Foucault, the pressing question of who should rule and whether such rule can be legitimate (see Mouffe 2000). 

Some equivalent to the test (whether as inquiry or ordeal) is involved in all of these cases, and in the genealogy at least, we can glimpse how consequential it might be for a new test form to come on the scene, or to win out over another, as a way of, in a sense, appropriating cognitive susceptibilities that must be activated should “testing” make any difference for predictive dispositions.

 

Conclusion

The larger point is that the concept of test is substantive, here, because we can bridge its properties to properties of cognition. The task is to say that the predictive dispositions that are cognitive create a susceptibility to tests: more specifically, we are likely to find tests meaningful because of our predictive dispositions. If tests are drawn upon across all of these different areas, specifically in cases of uncertainty (whether as dispute, as experiment, as how to design a technology) or what we have established in general terms as “situations in which we are presently engaged with prediction error that we cannot help but notice a lot,” then it would follow that we are susceptible to tests as what allows us to absorb this uncertainty, a process we cannot understand or even fully recognize without reference to “real features of real brains” (Turner 2007). This, I want to propose, is how we can approach “test” as a dual reference concept, and its applicability in areas as varied as religion, politics, science, morality, and technology.

Tests are “meaningful for people” when they absorb uncertainty and generate expectation. They are also meaningful for people when they create uncertainty and enable critique. We could not identify something like a “test” if tests did not have these kinds of cognitive effects, and we cannot understand those cognitive effects without finding a distinguishably cognitive process (e.g. “psychologically real” with lots of “mentalistic content” extending even to neurons). In this case, the parallel of testing and uncertainty and predictive processing and prediction error is not a distant analogy, as is often the case with bracketing concepts. To understand testing’s absorption of uncertainty we need predictive processing, but to understand how predictive processing might matter for the things sociologists care about we need testing.

I’ll conclude with the suggestion that if “test” can qualify as this sort of dual reference concept then we should favor it over other potential concepts that can account for meaning (e.g. “categories,” “worldview,” “interpretation”) but, arguably, cannot be dual reference.

 

Something that looks like endnotes

[1] The French “pragmatists” are, in centering “test” in their concept-formation, not to be received as illegitimate appropriators of that title. Peirce (1992) himself encouraged a focus on the study of “potential” as referring to something “indeterminate yet capable of determination in any special case.” This could very well serve as clarified restatement of the definition of test. Dewey (1998) makes the connection more explicit in his thorough conceptualization of test: “The conjunction of problematic and determinate characters in nature renders every existence, as well as every idea and human act, an experiment in fact, even though not in design. To be intelligently experimental is but to be conscious of this intersection of natural conditions so as to profit by it instead of being at its mercy. The Christian idea of this world and this life as a probation is a kind of distorted recognition of the situation; distorted because it applied wholesale to one stretch of existence in contrast with another, regarded as original and final. But in truth anything which can exist at any place and at any time occurs subject to tests imposed upon it by surroundings, which are only in part compatible and reinforcing. These surroundings test its strength and measure its endurance … That stablest thing we can speak of is not free from conditions set to it by other things … A thing may endure secula seculorum and yet not be everlasting; it will crumble before the gnawing truth of time, as it exceeds a certain measure. Every existence is an event.”

 

References

Bloch, Maurice (2012). Anthropology and the Cognitive Challenge. Cambridge UP.

Boltanski, Luc and Laurent Thevenot. (2006). On Justification. Princeton UP.

Bourdieu, Pierre. (1991). The Political Ontology of Martin Heidegger. Stanford UP.

Daston, Lorraine. (1988). Classical Probability in the Enlightenment. Princeton UP.

Daly, Robert. (1977). “The Soteriological Significance of the Sacrifice of Isaac.” The Catholic Biblical Quarterly 39: 45-71.

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Kurkian, Dmitry. (2020). “Culture and Cognition: the Durkheimian Principle of Sui Generis Synthesis vs. Cognitive-Based Models of Culture.” American Journal of Cultural Sociology 8: 63-89.

Latour, Bruno. (1988). The Pasteurization of France. Harvard UP.

Latour, Bruno. (1999). Pandora’s Hope. Harvard UP.

Lemieux, Cyril. (2008) “Scene change in French sociology?” L’oeil Sociologique

Lizardo, Omar. (2014). “Beyond the Comtean Schema: The Sociology of Culture and Cognition Versus Cognitive Social Science.” Sociological Forum 29: 983-989.

Marres, Noortje and David Stark. (2020). “Put to the Test: For a New Sociology of Testing.” British Journal of Sociology 71: 423-443.

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The Promise of Affective Science and the Sociology of Emotions

The sociology of emotions is a curious subfield. On the one hand, the recognition that the study of emotions (and their dynamics) overlap with nearly every single thing sociologists care to study suggests they deserve central casting in the myriad studies that fill journals and monographs (Turner and Stets 2006). On the other hand, the sociology of emotions remains stuck in neutral, waiting for the sort of “renaissance” experienced by cognition when cultural sociology “discovered” schemas (DiMaggio 1997) and dual-process models (Lizardo et al. 2016, Vaisey 2009). This sort of paradox makes some sense, for emotions, or what founding sociologists like Cooley called sentiments, have nearly always been a part of the discipline. Weber’s most important typologies included affectual action and charismatic authority; as early as The Division of Labour, Durkheim had emotions front and center in his theory of deviance and crime; and, the aforementioned Cooley premised his entire social psychology on pride and shame transforming self into a moral thing. But, simultaneously, the study or use of emotions in sociological analysis remained mired in false Cartesian binaries (see Damasio 1994) that propped up misogynistic commitments to dichotomizing cognition (masculine) and affect (feminine), while also being tainted by association with Freudian psychoanalysis.

The 1970s saw these old barriers erode, as social psychologists—especially symbolic interactionists of a variety of flavors—began to mine the emotional veins of self (Shott 1979), roles/identities (Burke and Reitzes 1981), situations (Heise 1977), structure (Kemper 1978), and performance/expectations (Hochschild 1979—for the sake of argument, I put Hochschild here even though she [so far as I know] nor I would really call her a symbolic interactionist). Over the course of the next few decades, the most important theoretical and empirical work explaining how and why solidarity between individuals, as well as between individuals and groups, is produced and maintained centered emotions (Collins 1988, 2004, Lawler 1992, Lawler et al. 2009, Turner 2007). These works drew from Durkheim and picked up threads of Goffman’s (1956, 1967) that “felt” more important than sometimes even Goffman let on, while often like Turner’s evolutionary work on emotions or Collin’s interaction ritual chains, borrowing from nascent brain science. But, beyond these, work in the sociology of emotions remained relatively the same as it had in the earliest innovative days while its contribution beyond the sociology of emotions was held back.

Omar and I (2020) have argued previously that one of the glaring problems is that the sociology of emotions remains rooted in the Cartesian separation of mind and body that haunts social science. Emotions are, generally speaking, treated as mediating variables—e.g., signals that one’s cognitive appraisal of a situation does not match the information received about the situation (Burke and Stets 2009, Robinson 2014)—or dependent variables—e.g., emotions are things to be managed through cognitive or linguistic work (Hochschild 1983). A third option, which also treats emotions as dependent variables, posits that relational patterns like superordinate-subordinate constrain emotions either by structural fiat (Kemper 1978) or via cultural beliefs about what incumbents in these positions should and can do (Ridgeway 2006). What if the next frontier for emotions scholarship considers emotions and affect (the sociocultural labels we learn and the neurophysiological/biological response to stimuli) as independent variables?

Some Important Facts

Studying an intrapersonal force or dynamic is not radical, as cultural sociology has largely accepted the fact that cognitive mechanisms are at the root of a theory of action (Vaisey 2009). Action is caused, at least in some way, shape, or form by cognition without doing violence to the social factors beyond the organism. Affect, however, remains on the sidelines despite several key facts.

  1. Affect, as a motivating force of motor response, is older than cognition (Panskepp 1998). Evolution appears to have worked heavily on the subcortical emotion centers in mammals to encourage both the active pursuit of life-sustaining resources and the avoidance/aversion to painful life-destroying resources. And, given the exceptionally enlarged emotional architecture in our brains (in comparison to our closest cousins, gorillas and chimps), it is plausible to suggest emotions played an outsized role in humans developing and expanding their cultural repertoire for language, kinship, social organization, and so forth. In other words, emotions have been causal, historically speaking.
  2. Undoubtedly, they are causal still today. First, the subcortical areas of the brain play an important role in memory (which is the root of a social self, for instance) (LeDoux 2000). Second, human brain imaging reveals that affect is not resigned to subcortical areas of the brain, but is actually deeply integrated with areas usually reserved for cognition (Davidson 2003). Emotions, then, can control our cognition and behavior, command it in some cases (e.g., a panic attack), and, at the very least coordinate with cognitive functions. Any theory of action that fails to account for affect is dubious is unable to realistically explain social or solitary behavior cognition (Blakemore and Vuilleumier 2017).
  3. Consequently, the vast majority of social psychological processes such as comparison, appraisal, or reflection as well as the vast majority of “causal” explanations sociologists employ like values, interests, or ideology are inextricably tied to affect. If we can no more make a decision about which toothpaste to buy without affect then we should not be surprised that comparing and choosing social objects requires affect as well.
  4. A point Lizardo and I make is that sociologists too often rely on cognitive appraisals of emotions, focusing on self-reports about valence (negative/positive), intensity, mood (longer lasting feelings), and psychologized language like loneliness. However, emotions are visceral, bodily things (Adolphs et al. 2003), and sociologists cannot only borrow from psychological research and methods on emotions.
  5. Emotions may be “social constructs” in so far as a given group of people produce and reproduce labels for different bodily feelings experienced in different situations and which carry different meanings about the (a) appropriateness of those feelings, (b) expectations for their expression or suppression, and (c) “rules” about the duration and intensity of situationally-triggered emotions. However, much of this applies to either highly institutionalized settings, like formal ceremonies (e.g., funerals), where ritual participants approach the “center” of the community and the center must be protected from moral transgression (Shils 1975) or routinized encounters where interaction itself is ritualized (Goffman 1967, Collins 2004). But the need for rules and expectations implies that affect, if left to its own devices, can wreak havoc. Moreover, it ignores the diverse array of solitary actions that consume a significant portion of our daily lives (Cohen 2015), as well as ignores the fact that emotions are often things others “use” as means of affecting others’ feelings, thoughts, and actions (Thoits 1996).

Implications

If my argument that emotion’s scholarship has largely stalled is correct, but emotions are central to individual and social life, what are we to do? Of the myriad directions one could suggest, I will emphasize four that feel most consanguine to sociological inquiry.

  1. The first suggestion picks up on a larger set of questions being raised recently by sociologists of youth and education around the largely abandoned conceptual process of socialization (Guhin et al. 2021). Once a central explanatory framework for understanding how a society “out there” could find its way inside each of us, socialization, like most bits and pieces of functionalism, was tossed out with the icky water. Prematurely, it would seem because it has not been replaced meaningfully, which has subsequently constrained a once-vibrant area of interest: child (and adolescent) development from a sociological perspective. Studying emotions and emotional socialization seems fruitful for so many reasons. For one, the rules and the patterning of emotions-behaviors is really only an adult trait. Childhood and adolescence is a period of unbridled affect, as anyone with a toddler knows well. How do we teach emotion regulation? How is this teaching process distributed across classic demographic and socioeconomic categories? How effective are social forces versus natural brain development for emotion regulation? What about teaching emotion dysregulation? Finally, the most interesting set of questions revolve around social emotions like guilt, shame, pride, and empathy (Decety and Howard 2013). At this point, sociology has ceded these culturally-coded emotions to psychological research, despite the unique methodological tools sociologists possess. For example, studying a high school’s ecosystem and status hierarchy seems an incredibly important pathway to understanding shame and pride, empathy and sympathy. Here, kids are learning, supposedly, the rules of the affectual game. Rather than reduce their experiences to DSM labels like anxiety or depression, why not expand the lens through which we view mundane and spectacular youth experiences?
  2. A second related, implication centers on what I would call emotional styles or biographies. Sociologists are familiar with these sorts of metaphors, as groups have “styles” (Eliasoph and Lichterman 2003) or biographies shaped by a collective memory. These sorts of styles or biographies shape many things like the ways parents and children interface with teachers and the educational system more generally (Lareau 2003). Research has suggested that different personality types appear to correlate with different affectual “styles,” which suggests there is something neurophysiological about doing emotions (Montag et al. 2021). My best guess is that there are social forces that play a role as well, but oddly, mainstream sociologists rarely bother to ask about emotions—likely a reflection of the ingrained Cartesian binary and not negligence on the part of social scientists.
  3. Shifting gears, a third implication builds on the dual processes models approach (Vaisey 2009, Lizardo et al. 2016) and the elephant-rider metaphor. The metaphor itself is designed to explain how implicit cultural knowledge (the elephant) is largely responsible for the direction the rider takes. Deliberate, conscious action is possible but less impactful. But, what guides the elephant? To date, the answer has largely been deeply internalized values or nondeclarative knowledge, but how do we acquire those? How does the brain sort through the variety of potential ideas, scripts, frames, or schema available? And, once internalized, how does the brain choose between different schema or knowledge? Emotions are part of the answer, as affectually tagged memories are most intensely, most readily, and quickly recalled (Catani et al. 2013). But, the rider’s level of effort in directing the elephant is no less shaped by affect. In fact, emotions appear to have a dual process related to deliberate, intentional action as well (Blakemore and Vuilleumier 2017). On the one hand, internal, affectual sensations can become associated with patterned behavior, That is, recognizable affectual sensations signals “action readiness [in order to] prepare and guide the body for action” (p. 300). On the other hand, there are preconscious motivation systems that evolved to seek positive resources and avoid their negative counterparts. A child touches a hot stove and does not need their parents to teach them never to touch that stove again. Whenever they get near a stove they will become more alert and cautious. Of course, these aversions can become pathological (and no less conscious), leading to all sorts of strange phobias and disorders. The point, however, is that emotions are causal in two different ways for the rider, which seems an important addition to the dual-process models perspective, as does the consideration of how affect coordinates, controls, and sometimes commands the so-called automatic cognition that is the elephant.
  4. The final implication speaks directly to the methodological tools we use. For the most part, emotions are measured through self-report (Stets and Carter 2012), which often conflate cognitive appraisals of emotions with emotions and affect. I would point the reader towards highly innovative efforts, like those found in Katz (1999), Collins’ (2004), and Scheff’s (1990) work, respectively. All of these use some form of ultra-micro methods that make employ audio-visual technology, careful observation, and in some cases, linguistic analyses. But, these are simply a starting point, sources of inspired analytic strategy. Ethnographic techniques are easily repurposed to include emotions and affect, as careful observation of bodily display, language, and situational cues are hallmarks of good ethnographic work (Summers-Effler 2009). Even users of quantitative methods should think more carefully about how to ask about emotions, even if that means including basic questions for the sake of explorative social science.

In short, emotions remain central to understanding and explaining how we think and act, but also remain mired in antiquated notions of mind-body, rationality-irrationality, and masculine-feminine. Moreover, old insecurities surrounding the differences between psychological and sociological social psychology—which are simply microcosms of broader insecurities writ large in sociology—have generally prohibited the conceptualization of emotions as independent, causal variables, delimiting the directions the sociology of emotion may go. The next frontier, arguably, is incorporating affective sciences into the study of emotions, and allowing brain science to speak to sociology and vice versa.

References

Abrutyn, Seth and Omar Lizardo. 2020. “Grief, Care, and Play: Theorizing the Affective Roots of the Social Self.” Advances in Group Processes 37:79-108.

Adolphs, Ralph, Daniel Tranel and Antonio R. Damasio. 2003. “Dissociable Neural Systems for Recognizing Emotions.” Brain and Cognition 52:61-69.

Blakemore, Rebekah L. and Patrik Vuilleumier. 2017. “An Emotional Call to Action: Integrating Affective Neuroscience in Models of Motor Control.” Emotion Review 9(4):299-309.

Burke, Peter J. and Donald C. Reitzes. 1981. “The Link between Identities and Role Performance.” Social Psychology Quarterly 44(2):83-92.

Burke, Peter J. and Jan E. Stets. 2009. Identity Theory. New York: Oxford University Press.

Catani, Marco, Flavio Dell’Acqua and Michel Thiebaut De Schotten. 2013. “A Revised Limbic System Model for Memory, Emotion and Behaviour.” Neuroscience & Biobehavioral Reviews 37(8):1724-37.

Cohen, Ira J. 2015. Solitary Action: Acting on Our Own in Everyday Life. Oxford: Oxford University Press.

Collins, Randall. 1988. “The Micro Contribution to Macro Sociology.” Sociological Theory 6(2):242-53.

—. 2004. Interaction Ritual Chains. Princeton: Princeton University Press.

Damasio, Antonio. 1994. Descartes’ Error: Emotion, Reason, and the Human Brain. New York: Avon Books.

Davidson, Richard J. 2003. “Seven Sins in the Study of Emotion: Correctives from Affective Neuroscience.” Brain and Cognition 52:129-32.

Decety, Jean and Lauren H. Howard. 2013. “The Role of Affect in the Neurodevelopment of Morality.” Child Development Perspectives 7(1):49-54.

DiMaggio, Paul. 1997. “Culture and Cognition.” Annual Review of Sociology 23:268-87.

Eliasoph, Nina and Paul Lichterman. 2003. “Culture in Interaction.” American Journal of Sociology 108(4):735-94.

Goffman, Erving. 1956. “Embarrassment and Social Organization.” American Journal of Sociology 22(3):264-71.

—. 1967. Interaction Ritual: Essays on Face-to-Face Behavior. New York: Pantheon Books.

Guhin, Jeff, Jessica McCrory Calacro and Cynthia Miller-Idriss. 2021. “Whatever Happened to Socialization?”. Annual Review of Sociology 47:109-29.

Heise, David. 1977. “Social Action as the Control of Affect.” Behavioral Sciences 22(3):163-77.

Hochschild, Arlie. 1979. “Emotion Work, Feeling Rules, and Social Structure.” American Journal of Sociology 85(3):551-72.

—. 1983. The Managed Heart: Commercialization of Human Feeling. Berkeley: University of California Press.

Katz, Jack. 1999. How Emotions Work. Chicago: University of Chicago.

Kemper, Theodore. 1978. A Social Interactional Theory of Emotions. New York: John Wiley and Sons.

Lareau, Annette. 2003. Unequal Childhoods: Class, Race, and Family Life. Berkeley: University of California Press.

Lawler, Edward J. 1992. “Affective Attachments to Nested Groups: Choice-Process Theory.” American Sociological Review 57(3):327-39.

Lawler, Edward J., Shane Thye and Jeongkoo Yoon. 2009. Social Commitments in a Depersonalized World. New York: Russell Sage.

LeDoux, Joseph. 2000. “Cognitive-Emotional Interactions: Listening to the Brain.” Pp. 129-55 in Cognitive Neuroscience of Emotion, edited by R. D. Lane and L. Nadel. New York: Oxford University Press.

Lizardo, Omar, Robert Mowry, Brandon Sepulvado, Dustin S. Stoltz, Marshall A. Taylor, Justin Van Ness and Michael Wood. 2016. “What Are Dual Process Models? Implications for Cultural Analysis in Sociology.” Sociological Theory 34(4):287-310.

Montag, Christian, Jon D. Elhai and Kenneth L. Davis. 2021. “A Comprehensive Review of Studies Using the Affective Neuroscience Personality Scales in the Psychological and Psychiatric Sciences.” Neuroscience & Biobehavioral Reviews 125:160-67.

Panskepp, Jaak. 1998. Affective Neuroscience: The Foundations of Human and Animal Emotions. Oxford: Oxford University Press.

Ridgeway, Cecilia L. 2006. “Expectation States Theory and Emotion.” Pp. 374-67 in Handbook of the Sociology of Emotions, edited by J. E. Stets and J. H. Turner. New York: Springer.

Robinson, Dawn, T. 2014. “The Role of Cultural Meanings and Situated Interaction in Shaping Emotion.” Emotion Review 8(3):189-95.

Scheff, Thomas. 1990. Microsociology: Discourse, Emotion and Social Structure. Chicago: The University of Chicago Press.

Shils, Edward. 1975. “Ritual and Crisis.” Pp. 153-63 in Center and Periphery: Essays in Macrosociology, edited by E. Shils. Chicago: University of Chicago Press.

Shott, Susan. 1979. “Emotion and Social Life: A Symbolic Interactionist Analysis.” American Journal of Sociology 84(6):1317-34.

Stets, Jan E. and Michael J. Carter. 2012. “A Theory of the Self for the Sociology of Morality.” American Sociological Review 77(1):120-40.

Summers-Effler, Erika. 2009. Laughing Saints and Righteous Heroes. Chicago: University of Chicago Press.

Thoits, Peggy A. 1996. “Managing the Emotions of Others.” Symbolic Interaction 19(2):85-109.

Turner, Jonathan H. 2007. Human Emotions: A Sociological Theory. New York: Routledge.

Turner, Jonathan H. and Jan E. Stets, eds. 2006. Handbook of the Sociology of Emotions. New York: Springer.

Vaisey, Stephen. 2009. “Motivation and Justification: A Dual Process Model of Culture in Action.” American Journal of Sociology 114(+):1675-715.

 

 

What is an intuition?

Steve Vaisey’s 2009 American Journal of Sociology paper is, deservedly, one of the most (if not the most) influential pieces in contemporary work on culture and cognition in sociology. It is single-handedly responsible for the efflorescence of interest in the study of cognitive processes by sociologists in general, and more specifically it introduced work on dual-process models and dual-process theorizing to the field (see Leschziner, 2019 for a recent review of this work).

Yet, like many broadly influential pieces in science, there’s an odd disconnect between the initial theoretical innovations (and inspirations) of the original piece and the way that the article figures in contemporary citation practices by sociologists. There are also some key misrepresentations of the original argument that have become baked into sociological lore. One of the most common ones is the idea that Vaisey introduced the dual-process model to sociologists or the “sociological dual-process model” (see Leschziner, 2019).

However, as my co-authors and I pointed out in a 2016 piece in Sociological Theory, the use of the singular to refer to dual-process models in social and cognitive psychology is a mistake. From the beginning, dual-process theorizing has consisted of a family of models and theories designed to explain a wide variety of phenomena, from stereotyping to persuasion, biases in reasoning, problem-solving, and decision-making, categorization and impression-formation, individual differences in personality, trust, and so forth. As noted in the title of the two most influential collections on the subject (Chaiken & Trope, 1999 and its sequel Sherman, Gawronski & Trope, 2014), social psychologists refer to “dual process theories” and comment on their variety and compatibility with one another. In the paper, we proposed seeing dual-process theorizing as united by a broad meta-theoretical grammar (which we called the “dual process framework”) from which specific dual-process models can be built. In fact, Vanina Leschziner in the aforementioned piece follows this practice and refers to “dual-process models” in sociology.

We also noted that another generator of variety among dual-process theories is the actual aspect of cognition they focus on. Thus, there are dual-process models of learning, memory, action, and so forth, and these need to be analytically kept distinct from one another, so that their interconnections (or lack thereof) can be properly theorized. Although all dual-process models share a family resemblance, they have different emphases and propose different mechanisms, and core imageries depending on what aspect of cognition they aim to make sense of.

As we pointed out in the Sociological Theory piece, this means that the particular dual-process model Vaisey used as inspiration in his original piece becomes relevant. This was Jonathan Haidt’s (2001) “social intuitionist” model of moral judgment. Vaisey (correctly) framed his paper as a contribution to the “culture in action” debate in cultural sociology inaugurated by Ann Swidler (1986) in her own classic paper. Yet, the dual-process model that served as inspiration was really about judgment (what we called culture in “thinking”) and not action (although you can make a non-controversial proposal that judgment impacts action). Moreover, Haidt’s model was not about judgment in general, but about judgment in a restricted domain: Morality. Regardless, the key point to keep in mind is that the core construct in Haidt’s social intuitionist model was intuition, not action. Haidt’s basic point is that most judgments of right and wrong result from an intuitive and not a reflective “reasoning” process, and that post hoc moral “reasoning” emerges after the fact to justify and make sense of our intuitively derived judgments.

Oddly, and perhaps due to the fact that Vaisey’s paper has mostly been interpreted with regard to action theory and research in sociology, the fact that it built on a key construct in social and cognitive psychology, namely, intuition, has essentially dropped out of the picture for sociologists today. For instance, despite its wide influence, Vaisey’s piece has not resulted in sociologists thinking about or theorizing about intuition in judgment and decision-making, developing a sociological approach to intuition (or a “sociology of intuition”), or even thinking seriously about what intuition is, and about the theoretical and empirical implications of the fact that a lot of time we reason via intuition. This is despite the fact that intuition is a going concern across a wide range of fields (Epstein, 2010).

Here I argue that this is something that needs to be corrected. Intuition is a rich and fascinating topic, cutting across a variety of areas of concern in the cognitive, social, and behavioral sciences (see Hodgkinson et al. 2008) and one that could benefit from more concerted sociological attention and theorizing both inside and outside the moral domain. But this means going back to Vaisey’s article (or Jonathan Haidt’s 2001 piece for that matter) and re-reading it in a different theoretical context, one focused on the very idea of what intuition is in the first place, the theoretical implications that a good chunk of our judgments and beliefs come to us via intuition, while revisiting the question of where intuitions come from in the first place.

What are Intuitions?

So, what are intuitions? The basic idea is deceptively simple, but as we will see, the devil is in the details. First, as already noted, “intuition” is best thought of as a quality or a property of certain judgments or reasoning processes (Dewey, 1925, p. 300). Although sometimes people use intuition as a noun, to refer to the product of such an intuitive reasoning process (e.g., “an intuition”). In what follows I stick to the process conception, with the caveat that usually we are dealing with a process/product couplet.

So, we say a given judgment is “intuitive” instead of what? The usual complement is something like “reasoned” or “analytic.” That is, when trying to solve a problem or come up with a judgment, it seems like we can go through the problem step by step in some kind of logical, effortful, or reasoned way, or we can just let the solution “come to us” without experiencing any phenomenological signature of having gone through a reasoned process. This last is an intuition.

Thus, according to the social and cognitive neuroscientist Matthew Lieberman (2000, p. 109), “phenomenologically, intuition seems to lack the logical structure of information processing. When one relies on intuition, one has no sense of alternatives being weighted algebraically or a cost-benefit analysis being undertaken.” Jerome Bruner, provides a similar formulation, noting that intuition is “…the intellectual technique of arriving at plausible but tentative conclusions without going through the analytic steps by which such formulations would be found to be valid or invalid conclusions” (1960, p. 13). When applied to beliefs, the quality of being intuitive is thus connected to the fact that judgments regarding their truth or falsity are arrived at “automatically” without going through a long deductive chain of reasoning from first principles (Baumard & Boyer, 2013; Sperber, 1997). In the original case of moral reasoning (Haidt, 2001), these are beliefs that particular practices or actions are just “wrong,” but where the actor cannot quite tell you where the judgment of wrongness comes from.

Notably, there appears to be a convergence among various dual-process theorists that “intuition” could be the best global descriptor of what would otherwise be referred to with the uninformative label of “Type I cognition.”  For instance, the cognitive psychologist Steve Sloman (2014) in an update to a classic dual-process theory piece on “two systems of reasoning” (Sloman, 1996) complains about the proliferation of terms that emerged in the interim to refer to the ideal-typical types of cognition in dual-process models (e.g., “…associative-rule based, tacit-explicit thought implicit-explicit, experiential-rational, intuitive-analytical…” 2014, p. 70), while also rejecting the usefulness of the uninformative numerical labels proposed by Stanovich and West, as these lack descriptive power. To solve the problem, Sloman recommends abandoning his previous (1996) distinction of “associative versus rule-based processing” in favor of the distinction between intuition and deliberation. These folk terms are apposite according to Sloman because they provide a minimal set of theoretical commitments for the dual-process theorist centered on the idea that “…in English, an intuition is a thought whose source one is not conscious of, and deliberation involves sequential consideration of symbolic strings in some form” (ibid, p. 170).

These definitions should already give a sense that intuition is a rich and multifaceted phenomenon, which makes it even more of a shame that no sociological approach to intuitive judgment, intuitive reasoning, or even intuitive belief (as it exists, for instance, in the cognitive science of religion) has been developed in the field in the wake of Vaisey’s influential article. One exception to this, noted in a previous post, is Gordon Brett’s and Andrew Miles’s call to study socially contextualized variation in “thinking dispositions.” Clearly, reliance on intuition to solve problems, make judgments, and arrive at decisions is something that varies systematically across people, such that an intuitive disposition is one such individual attribute worthy of sociological consideration.

In the remaining, I will comment on one core issue related to intuition, ripe for future consideration in culture and cognition studies in sociology, that follows naturally from the idea that people exercise intuitive judgment relatively frequently across a wide variety of arenas and domains, namely, the question of the origins of intuitions.

Intuition and Implicit Learning

Where do intuitions come from in the first place? Surprisingly, there is actually now a well-developed consensus that intuitions develop in life as a result of implicit learning (Epstein, 2010; Lieberman, 2000). This is a substantive theoretical linkage between two sets of dual-process models developed for two distinct aspects of cognition (reasoning and learning). In our 2016 Sociological Theory piece, we made the point that different flavors of the dual-process model result from whether you focused on four distinct aspects of cognition (learning, memory, thinking, or action). However, this work shows that there is a systematic linkage between intuitive reasoning and implicit learning (see Reber, 1993) so that we reason intuitively about domains for which we have acquired experience via implicit learning mechanisms. The linkage between intuition and implicit learning in recent work (e.g., Epstein, 2010) thus speaks to the advantages of distinguishing the different flavors of dual-process theories rather than putting them all into a non-distinct clump.

What is implicit learning? The modern theory of implicit learning has been developed by the psychologist Arthur Reber (1993) who connects it to Michael Polanyi’s (1966) reflections on tacit and explicit knowledge as well as work by the American pragmatists like William James. Reber defines implicit learning as “the acquisition of knowledge that takes place largely independently of conscious attempts to learn and largely in the absence of explicit knowledge about what was acquired” (1993, p. 5). Essentially, implicit learning leads to the acquisition of tacit knowledge, which operates differently from the explicit knowledge acquired via traditional learning mechanisms. Importantly, implicit learning is involved in the extraction of “rule-like” patterns that are encoded in environmental regularities. As Vaisey (2009) noted in his original paper, this is precisely the sort of learning mechanism required by habitus-type theories like Bourdieu’s (1990) where rule-like patterns are acquired from enculturation processes keyed to experience without the internalization of explicit rules.

In this way, the connection between implicit learning and intuition links naturally with recent work in culture and cognition studies dealing with socialization, internalization, and enculturation (see Lizardo, 2021). This also clarifies an aspect of Vaisey’s (2009) argument that remained somewhat fuzzy, especially when making the link between Haidt’s social intuitionist approach and the work of Bourdieu and Giddens. In the original piece, Vaisey noted that Bourdieu’s habitus could be a sociological equivalent of the “intuitive mind” described in terms of the dual-process framework (and contrasted with the conscious or reflective mind in charge or “justifications”). The intuitive mind was usually in charge and the reflective mind provide conscious confabulations that made it look like it was in charge. In this respect, the link between Bourdieu and cognitive science Vaisey made was with respect to content: The contents of the intuitive mind described by social and cognitive psychologists were equivalent to the “unconscious dispositions” that Bourdieu thought made up the habitus.

But in linking implicit learning to intuition, we can make a more substantive linkage between the process via which habitus develops and the penchant to engage particular life domains via intuition. This is something that is closer to the dynamic enculturation model of habitus that Vaisey noted was developed by the anthropologists Claudia Strauss and Naomi Quinn when they explicitly liked  “habitus to the set of unconscious schemas that people develop through life experience” (Vaisey, 2009, p. 1685).

Thus, intuitions (product conception), as (one of the) contemporaneous contents of the “implicit mind” have their origin in an implicit learning process of abstraction of consistent patterns from the regularities of experience (social and otherwise). As Hodgkinson et al. note, “[i]mplicit learning and implicit knowledge contribute to the knowledge structures upon which individuals draw when making intuitive judgments” (2008, p. 2). If you think this is an unwarranted or forced conceptual linkage, note that the equation between implicit learning and intuition was even made by Reber in the original statement of the modern theory of implicit learning and tacit knowledge. According to Hodgkinson et al. (2008, p. 6; paraphrasing Reber, 1989, p. 232):

Intuition may be the direct result of implicit, unconscious learning: through the gradual process of implicit learning, tacit implicit representations emerge that capture environmental regularities and are used in direct coping with the world (without the involvement of any introspective process). Intuition is the end product of this process of unconscious and bottom-up learning, to engage in particular classes of action.

Note that an implication of this is that we cannot have “intuitions” about domains for which have not had consistent histories of implicit learning. Instead, absent such history, we will tend to default to coming up with judgments and decisions using explicit reasoning mechanisms (“type 2 cognition”). This means that experts in a given domain will likely have more intuitions about that domain than non-experts (Hodgkinson, et al. 2008).

Overall, the implications for the study of the link between enculturation processes and down-the-line outcomes and group differences in thinking and action of Vaisey’s original argument is one thread that sociologists would do well to pick up again. The aforementioned also speaks for the value of keeping different flavors of dual-process theorizing analytically distinct so that we can theorize their interconnections.

References

Baumard, N., & Boyer, P. (2013). Religious beliefs as reflective elaborations on intuitions: A modified dual-process model. Current Directions in Psychological Science22(4), 295-300.

Bruner, J. S. (1960). The Process of Education. Vintage Books.

Chaiken, S., & Trope, Y. (1999). Dual-process Theories in Social Psychology. Guilford Press.

Dewey, J. (1925). Experience and Nature. Open Court.

Haidt, J. (2001). The emotional dog and its rational tail: a social intuitionist approach to moral judgment. Psychological Review, 108(4), 814–834.

Hodgkinson, G. P., Langan‐Fox, J., & Sadler‐Smith, E. (2008). Intuition: A fundamental bridging construct in the behavioural sciences. British Journal of Psychology99(1), 1-27.

Leschziner, V. (2019). Dual-Process Models in Sociology. In W. Brekhus and Gabe Ignatow (Ed.), The Oxford Handbook of Cognitive Sociology. Oxford University Press.

Lieberman, M. D. (2000). Intuition: a social cognitive neuroscience approach. Psychological Bulletin, 126(1), 109–137.

Lizardo, O. (2021). Culture, cognition, and internalization. Sociological Forum , 36, 1177–1206.

Lizardo, O., Mowry, R., Sepulvado, B., Stoltz, D. S., Taylor, M. A., Van Ness, J., & Wood, M. (2016). What are dual process models? Implications for cultural analysis in sociology. Sociological Theory34(4), 287-310.

Polanyi, M. (1966). The Tacit Dimension. Peter Smith.

Reber, A. S. (1989). Implicit learning and tacit knowledge. Journal of Experimental Psychology. General, 118(3), 219–235.

Reber, A. S. (1993). Implicit Learning and Tacit Knowledge: An Essay on the Cognitive Unconscious. Oxford University Press.

Sherman, J. W., Gawronski, B., & Trope, Y. (Eds.). (2014). Dual-process theories of the social mind. Guilford Publications.

Sloman, S. A. (2014). Two systems of reasoning: An update. In J. W. Sherman, B. Gawronski, & Y. Trope (Eds.), Dual-process theories of the social mind (Vol. 624, pp. 69–79). The Guilford Press, xvi.

Sloman, S. A. (1996). The empirical case for two systems of reasoning. Psychological Bulletin, 119(1), 3–22.

Sperber, D. (1997). Intuitive and reflective beliefs. Mind & Language, 12(1), 67–83.

Swidler, A. (1986). Culture in Action: Symbols and Strategies. American Sociological Review, 51(2), 273–286.

Power and thinking dispositions

In a previous post, Gordon Brett made a compelling argument for moving sociological work on dual-process cognition forward. In a nutshell, Gordon encouraged sociologists to begin to study structural and situational variation in the extent to which people rely on one cognitive mode (e.g., intuition, System I) versus the other (deliberation, System II), rather than focusing on the ideal-typical distinction between System I (intuitive, automatic) and System II (deliberative, reflective) thinking for its own sake.

As proof of concept, Gordon pointed to a recent Sociological Science piece co-authored with Andrew Miles (Brett & Miles, 2021) showing systematic variation in the extent to which people report relying on “rational” versus “intuitive” cognitive styles by structural locations and social categories familiar to sociologists, such as age, gender, and education. For instance, Brett and Miles (2021) show, using data from the 2012 Measuring Morality Survey, that men are more likely to report relying on a rational over an intuitive cognitive style, as are the most educated people. In the conclusion to that paper, Brett and Miles encouraged

…researchers to build on this work to better understand how and why individuals vary in their use of cognitive processes. In particular, scholars should attempt to replicate our results using multivariate analyses in large, representative data sets and cross-validate findings using multiple measures of cognitive processing…Once we have a clear understanding of how cognitive styles differ and for whom, scholars can begin to investigate the social and cultural mechanisms that translate particular demographic characteristics into differences in cognitive processing (2021, p. 111).

Regarding the last task of coming up with mechanisms and theoretical accounts linking social structural location to cognitive style, Brett and Miles pointed to multiple plausible options. These include the Simmelian proposal that urbanity and the money economy break habits and tilt people toward abstraction and rationality, the Bourdieusian proposal that certain scholastic institutions lead to people developing dispositions towards intellectualist thinking styles removed from action, and the classic Kohn and Schooler argument linking occupational complexity to more reflexive thinking dispositions among members of certain classes.

These are all fascinating and worthwhile avenues deserving of future work and attention. Here, nevertheless, I would like to point to one existing (and generic) theoretical mechanism, not touched upon by Brett and Miles, linking naturally to sociological concerns with inequality and stratification, and for which suggestive evidence of its effects on thinking dispositions already exists: Namely, power. Recent work in the psychology of power links this factor to thinking styles and thinking dispositions (Keltner et al. 2003; Smith & Trope, 2006). Suggestively, different theoretical approaches make conflicting predictions (while pointing to distinct sociocognitive mechanisms), indicating that this could be an area where cross-disciplinary collaboration and theorizing within the larger umbrella of cognitive social science may be generative and productive.

Take, for instance, Keltner and collaborators approach-inhibition theory (see Keltner et al. 2003 for the initial statement and Cho & Keltner, 2020 for a recent review of the evidence). This theory postulates a link between perceived or actual power, and therefore occupancy of powerful positions and cognitive style (among other cognitive and affective outcomes). The theory predicts that because power both facilitates action and agency while activating “approach” tendencies toward desired goals, being in a powerful position leads persons to rely on automatic rather than deliberate cognition, as automatic cognition has a more direct link to action (Vaisey, 2009). On the other hand, being in a less powerful position activates action inhibition and threat detection tendencies, thus encouraging more reflective and deliberative thought (Keltner et al., 2003).

Interestingly, the predictions of the approach-avoidance theory conflict with that of another well-documented approach, namely, Chaiken and Liberman’s construal level theory (see Rim et al., 2013 for a review), which also provides a linkage between power and cognitive style. According to construal level theory, being in a powerful position implies being “removed” (distant) from the hustle and bustle, leading to an experience of psychological distance from less powerful others, thus encouraging abstract levels of “construal” of the cognitive representations used to make sense of others and the situation (in contrast to the use of more concrete representations). Because abstract representations tend to be processed more reflectively, construal level theory predicts powerful people are more likely to default to a more deliberative, less automatic thinking style. Experimental work yields evidence consistent with this approach. Interestingly, the association is bidirectional: Manipulating one’s sense of power encourages abstract thinking (Smith & Trope, 2006), and encouraging an abstract thinking style leads to an enhanced sense of power (Smith et al., 2008).

Usually, different theories in the social and behavioral sciences making conflicting predictions about the link between similar antecedents and outcomes is cause for despair. In this case, I think this may be an opportunity for cross-disciplinary convergence and theory-building. After all, since Weber (2019), sociologists have been interested in power, in its many forms (Reed, 2013). Gordon’s call for “a sociology of thinking dispositions,” coupled with evidence from the psychology of power linking a favorite sociological concept to thinking styles is thus more than suggestive, opening up opportunities for sociologists to make substantive contributions to this area.

One possibility is of course, that different dimensions and features of the experience of power affect thinking dispositions in countervailing ways. For instance, the oft-noted association between more deliberate thinking styles and a masculine gender identity (for which Brett & Miles find evidence) is consistent with construal level theory, given the obvious and well-documented link between people’s gender identification and the structure of power in society (Risman, 2018). The same goes for Brett & Miles’s (2021, Figure 2) suggestive finding that education leads to more rational thinking dispositions, but only for those at the very top of the educational scale, suggesting that it is education’s serving as the conduit for occupying powerful positions in contemporary credential societies (rather than the “formalizing” substantive effect of education on abstract thought) that accounts for this linkage.

The negative effect of age on rational thinking dispositions uncovered by Brett and Miles (2021, Figure 2), on the other hand, seems more consistent with the approach-avoidance mechanism, given the association of older age with less power and influence in Euro-American societies (Cuddy et al., 2005). This suggests that different social locations may activate distinct socio-cognitive processes, leading to different linkages between social position and thinking disposition contingent on the mechanism that is activated. How the social locations activate each mechanism as well as the particular mechanisms involved opens up exciting new questions for future work.

References

Brett, G., & Miles, A. (2021). Who Thinks How? Social Patterns in Reliance on Automatic and Deliberate Cognition. Sociological Science, 8, 96–118.

Cho, M., & Keltner, D. (2020). Power, approach, and inhibition: empirical advances of a theory. Current Opinion in Psychology, 33, 196–200.

Cuddy, A. J., Norton, M. I., & Fiske, S. T. (2005). This old stereotype: The pervasiveness and persistence of the elderly stereotype. Journal of social issues61(2), 267-285.

Keltner, D., Gruenfeld, D. H., & Anderson, C. (2003). Power, approach, and inhibition. Psychological Review, 110(2), 265–284.

Reed, I. A. (2013). Power: Relational, discursive, and performative dimensions. Sociological Theory31(3), 193-218.

Rim, S., Trope, Y., Liberman, N., & Shapira, O. (2013). The Highs and Lows of Mental Representation: A Construal Level Perspective on the Structure of Knowledge. In D. Carlston (Ed.), The Oxford Handbook of Social Cognition. Oxford University Press.

Risman, B. J. (2018). Gender as a social structure. In Handbook of the Sociology of Gender (pp. 19-43). Springer, Cham.

Smith, P. K., & Trope, Y. (2006). You focus on the forest when you’re in charge of the trees: power priming and abstract information processing. Journal of Personality and Social Psychology, 90(4), 578–596.

Smith, P. K., Wigboldus, D. H. J., & Dijksterhuis, A. (2008). Abstract thinking increases one’s sense of power. Journal of Experimental Social Psychology, 44(2), 378–385.

Vaisey, S. (2009). Motivation and justification: A dual-process model of culture in action. American journal of sociology114(6), 1675-1715.

Weber, M. (2019). Economy and Society: A New Translation (K. Tribe, trans.; Illustrated Edition). Harvard University Press. (Original work published 1921-1922)

Cognitive Artifacts, Affordances, and External Representations: Implications for Cognitive Sociology

We use all kinds of artifacts in our everyday life to accomplish different types of cognitive tasks. We write scientific articles and blog posts by using word-processing programs. We prepare to-do lists to organize work tasks, and those of us who engage in statistical or computational analysis of data use computer programs to perform complex calculations that would be impossible to perform without them.

In this post, I argue that cognitive sociologists should pay more attention to cognitive artifacts and their affordances since many cognitive processes in our everyday lives cannot be properly understood and explained without taking them into account. I will proceed by first characterizing the concepts of cognitive artifact, affordance, and external representation. Then I will briefly discuss my recent paper which analyzes college and university rankings by utilizing these three concepts and the conceptual theory of metaphor.

Cognitive Artifacts

Donald Norman coined the concept of cognitive artifact in the early 1990s. According to his definition, a cognitive artifact is “an artificial device designed to maintain, display, or operate upon information in order to serve a representational function” (Norman 1990: 17). Richard Heersmink (2013) has more recently proposed a taxonomy of cognitive artifacts that includes non-representational cognitive artifacts in addition to representational cognitive artifacts. Here, I will rely on Norman’s definition and focus exclusively on representational cognitive artifacts.

Norman (1990) emphasized that the use of cognitive artifacts changes the nature of the cognitive tasks that a person performs—instead of just amplifying the person’s brain-based cognitive abilities—and, thereby, enhances the overall performance of the integrated system that is composed of the person and her artifact. For example, consider the case of organizing your daily work tasks by means of a to-do list, thereby transforming the cognitive task of remembering and planning your work tasks into the following cognitive tasks:

  1. writing a list of the relevant work tasks that may be ordered according to their relative priority or some other principle
  2. remembering to consult the list during the workday
  3. reading and interpreting the items written on the list one by one.

To-do lists enhance ones’ overall work performance during the workday, for example, by eliminating the moments in which the person thinks about what to do next.

From a cultural-historical and developmental viewpoint, it can also be argued that the uses of cognitive artifacts and technologies have transformed our cognitive lives in profound ways. Norman (1991; 1993) and many others (e.g., Donald 1991; Tomasello 1999) have emphasized that one of the distinctive features of our species is our ability to modify our environments by creating new artifacts, refining the artifacts that our ancestors have invented, and transmitting these artifacts to subsequent generations. Here is a relatively random list of some important types of cognitive artifacts that our species has invented: cave paintings, bookkeeping documents, handwritten texts, maps, calendars, clocks, compasses, printed texts, diagrams, thermometers, physical scale models, computers, computational models, GPS devices, and social media messages.

This list illuminates at least two facts. The first is that cognitive artifacts are not a recent innovation in human history since, for example, the earliest cave paintings date back to over 30 000 years and the earliest writing systems were developed over 5 millennia ago. The second is that most of these artifacts have developed gradually over many generations. Many researchers have also emphasized how new cognitive artifacts, tools, and technologies transform the embodied cognitive processes and capacities of people when they become integral parts of their everyday environments and cultural practices, including those pertaining to cognitive development (e.g., Clark 1997; 2003; Donald 1991; Hutchins 1995; 2008; Malafouris & Renfrew 2010; Menary & Gillett 2022; Kirsh 2010; Vygotsky 1978). Hence, cognitive artifacts and technologies are important for understanding historical and cultural variation in human cognition.

Affordances

The concept of affordance provides a useful tool for analyzing the properties of cognitive artifacts in the contexts where they are used. James J. Gibson (1979) introduced the notion of affordance as a part of his ecological theory of visual perception. Gibson writes that “[t]he affordances of the environment are what it offers the animal, what it provides or furnishes, either for good or ill” (p. 127). Gibson’s theory addressed the question of how living organisms perceive their immediate natural environments and emphasized the action-relatedness of perceptual processes. Norman (1993: 106) extended the concept of affordance to the domain of human-made artifacts and technologies by arguing that “[d]ifferent technologies afford different operations” for their users, thereby making “some things easy to do, others difficult or impossible”. It is important to understand that the affordances of a particular technology or a cognitive artifact not only depend on its intrinsic properties but also on the user’s particular bodily and cognitive features, abilities, and skills. For example, a geographical map provides cognitive affordances for navigation only for those who can read cartographic symbols and compass points. In this sense, affordances are relational.

External Representations

Since cognitive artifacts serve representational functions, the notion of external representation can be used to analyze how the affordances of a cognitive artifact shape how its users process information. According to David Kirsh (2010: 441), external representations that are maintained, displayed, or operated by cognitive artifacts may transform our cognitive capacities in at least seven ways:

They change the cost structure of the inferential landscape; they provide a structure that can serve as a shareable object of thought; they create persistent referents; they facilitate re-representation; they are often a more natural representation of structure than mental representations; they facilitate the computation of more explicit encoding of information; they enable the construction of arbitrarily complex structure; and they lower the cost of controlling thought – they help coordinate thought.

Although not all cognitive artifacts do all these things, Kirsh’s list and his examples clarify that cognitive artifacts are not just external aids to internal cognitive processes. Instead, they tend to alter the cognitive processes of their users by enabling them to outsource cognitive tasks that they would otherwise have to (attempt to) perform internally and, in some cases, enable them to accomplish new cognitive tasks that would be impossible without using the cognitive artifact. In their recent article, Richard Menary and Alexander Gillett (2022) also emphasize that cognitive tools (or cognitive artifacts in my terminology) function as tools for enculturation, thereby transforming the embodied cognitive capacities of their users who participate in culturally specific cognitive practices (see also Hutchins 1995; 2008).

Implications: Explaining the Paradox of University Rankings

In my recent article (Kaidesoja 2022), I used Wendy Nelson Espeland and Michael Sauder’s (e.g., 2016) case study of the U.S. News and World Report (shortly: USN) magazine’s law school ranking as a springboard to develop a theoretical framework for explaining the paradox of university rankings, by which I refer to the process where the impact of global and national university rankings has increased at the same time as a growing number of researchers has documented their methodological flaws and counterproductive consequences for university-based research and education (Kaidesoja 2022: 129-130). One aspect of the theoretical framework was my suggestion that the published league tables of university rankings can be understood as cognitive artifacts that provide specific affordances for their audiences to perform cognitive tasks. For example, the latest USN league table of law schools (see here) provides at least the following affordances to the decision-making of prospective law students who, it is plausible to assume, are all literate and numerate:

  • Affords them to perceive a hierarchical and transitive order represented by the spatial relations among the names of law schools such that highly ranked law schools are at the top;
  • Affords them to make unequivocal, quick, and easy comparisons between any two law schools in terms of their rank;
  • Affords them to coordinate information about the rank, location, tuition, and enrollment for each school;
  • Affords them to compare the rank of a university to its ranks in the previously published tables;
  • Affords them to share the ranking results with others (e.g., through social media);
  • Provides them with a stable object that affords joint attention and references in conversations (either in web-mediated or face-to-face communication) (Kaidesoja 2022: 144–145).

These affordances relate both to the visual features of the league tables and their functional properties as parts of the socially distributed cognitive processes that involve more than one actor. An example of the latter could be a situation where a prospective student justifies her decision to apply to Yale University to her parents by showing them that it is the best law school in the league table.

However, my argument was not that the USN ranking of law schools is the only factor that affects the decision-making of prospective students, since it is obvious that other things also influence this process, such as law schools’ distance to home, the financial resources of their parents, their career plans, and their own LSAT scores. Despite this, there is evidence that the USN ranking of law schools is an important factor that influences how many prospective students end up with their choices between law schools (see Espeland & Sauder 2016: chapter 3). It seemed to me that one reason for this is that the published league tables afford such perceptions, comparisons, and communications to prospective students that would be difficult or impossible without the league table. Hence, I hypothesized that the affordances of these cognitive artifacts are part of the explanation of why and how many prospective law students use the USN league tables to outsource part of their decision-making to the USN rankings.

I also argued that we must consider the embodied cognitive processes of prospective law students through which they interpret the ranking results since these processes motivate them to integrate the USN rankings as a part of their decision-making. By relying on Lakoff and Johnson’s (e.g., 2003) conceptual theory of metaphor, I proposed that prospective law students use the league tables of team sports as a source system for a metaphorical analogy guiding their understanding of the law schools rankings (that are also published in the league table format by the USN). My hypothesis was that the league table metaphor of this kind leads many prospective students to assume that – just like the competition between teams in a sports league – the competition between law schools for ranking scores is a zero-sum game, in which excellent quality is a scarce resource, and in which the quality is objectively measured by the ranking scores that determine the law school’s ranking position (Kaidesoja 2022, 141–142). Although these assumptions provide prospective students a way of making sense of the ranking results, they are quite problematic given the methodological problems and biases that are involved in the USN rankings, such as the fact that they overlook contextual differences between law schools, overemphasize competitive relations between law schools, and include arbitrary value judgments concerning the quality of law education (Espeland & Sauder 2016: chapter 1; Kaidesoja 2022: 143).

Moving Forward

In a recent paper on two traditions of cognitive sociology co-authored with Mikko Hyyryläinen and Ronny Puustinen (2021), we argued, among other things, that interdisciplinary cognitive sociologists, who emphasize the importance of integrating cognitive scientific perspectives to cultural sociology, have not yet systematically addressed cognitive artifacts and their affordances. Rather, most of them have focused on how culture influences the intracranial cognition of individuals. Without denying the importance of this project, we argued that there are good reasons to also consider the extracranial elements of cognitive mechanisms and begin to develop new theoretical and methodological approaches for studying the role of cognitive artifacts and technologies in social actions and cognitive development (cf. Norton 2020; Lizardo 2022; Turner 2018). I hope that my paper on university rankings provides some ideas about how one could develop mechanistic explanations that include both extracranial and intracranial cognitive elements.

References

Clark, A. (1997). Being There: Putting Brain, Body, and World Together Again. MIT Press.

Clark, A. (2003) Natural-Born Cyborgs: Minds, Technologies, and the Future of Intelligence. Oxford University Press.

Donald, M. (1991). Origins of the Modern Mind: Three Stages in the Evolution of Culture and Cognition. Harvard University Press.

Espeland, W.N. & Sauder M. (2016) Engines of Anxiety: Academic Rankings, Reputation, and Accountability. Russell Sage Foundation.

Gibson, J.J. (1979) The Ecological Approach to Visual Perception. Houghton Mifflin Harcourt.

Heersmink, R. (2013). A Taxonomy of Cognitive Artifacts: Function, Information, and Categories. Review of Philosophy and Psychology, 4(3), 465–481. https://link.springer.com/article/10.1007/s13164-013-0148-1

Hutchins, E. (1995) Cognition in the Wild. The MIT Press.

Hutchins, E. (2008) The Role of Cultural Practices in the Emergence of Modern Human Intelligence. Philosophical Transactions of the Royal Society B: Biological Sciences 363 (1499): 2011–2019.

Kaidesoja, T. (2022) A Theoretical Framework for Explaining the Paradox of University Rankings. Social Science Information. 61(1) 128–153. https://journals.sagepub.com/doi/full/10.1177/05390184221079470

Kaidesoja, T., Hyyryläinen, M. & Puustinen, R. (2021) Two Traditions of Cognitive Sociology: An Analysis and Assessment of Their Cognitive and Methodological Assumptions. Journal for the Theory of Social Behavior. https://onlinelibrary.wiley.com/doi/full/10.1111/jtsb.12341

Kirsh, D. (2010) Thinking with External Representations. AI & Society 25: 441–454.

Lakoff, G. & Johnson, M. (2003) Metaphors We Live by (With a New Afterword). The University of Chicago Press.

Lizardo, O. (2022). What is Implicit Culture? Journal for the Theory of Social Behavior. https://onlinelibrary.wiley.com/doi/10.1111/jtsb.12333

Malafouris, L., & Renfrew, C. (Eds.). (2010). The Cognitive Life of Things: Recasting the Boundaries of the Mind. McDonald Institute Monographs.

Menary, R. & Gillett, A (2022) The Tools of Enculturation. Topics in Cognitive Science: 1–25. https://onlinelibrary.wiley.com/doi/10.1111/tops.12604

Norman, D.A. (1991) Cognitive Artifacts. In: Carroll, J.M. (ed.) Designing Interaction. Cambridge University Press, pp.17–38.

Norman, D.A. (1993) Things That Make Us Smart: Defending Human Attributes in the Age of the Machine. Addison–Wesley.

Norton, M. (2020). Cultural Sociology Meets the Cognitive Wild: Advantages of the Distributed Cognition Framework for Analyzing the Intersection of Culture and Cognition. American Journal of Cultural Sociology, 8, 45–62. https://doi.org/10.1057/s41290-019-00075-w

Tomasello, M. (1999). The Cultural Origins of Human Cognition. London: Harvard University Press.

Turner, S. P. (2018). Cognitive Science and the Social. Routledge.

Vygotsky, L. S. (1978). Mind in Society: The Development of Higher Psychological Processes. Harvard University Press.

 

The Lexical Semantics of Agency (Part I)

The concept of agency has been central in sociological theory at least since Parsons’s (selective) systematization of the late-nineteenth European tradition of social theory around the problematic of “action” (Parsons, 1937). Yet, since the dissolution of the sociological functionalist synthesis in the mid-1970s, anglophone social theory has been characterized by little agreement about what the proper conceptualization of agency should be (Joas, 1996; Campbell, 1996; Archer, 2000). The hope of consensus becomes even more tenuous (and the debate more acrimonious) when theorists try to join their preferred conceptualization of agency to their favorite conceptualization of structure in developing so-called “structure-agency” or “structuration” theories (Giddens, 1979; Sewell, 1992). Despite the difficulty of the overall endeavor, most analysts would agree that coming up with a coherent conceptualization of the nature of action/agency is a worthwhile endeavor (Emirbayer and Mische 1998; Hitlin & Elder, 2007). 

In this post, I argue that the hopes of developing a unitary conception of the notion of agency (and, by implication, of the relation between agency and structure) are indeed slim. Yet, this is not for the reasons that most theorists propose. Rather than being the product of the inherent ambiguity of all social science concepts or just the sheer difficulty of dealing with something as elusive as human subjectivity, a coherent account of the nature of action and agency is elusive because most social theorists misunderstand the nature of concepts and conceptualization. Drawing on an approach that takes seriously the embodied, embedded, and perceptual nature of concepts (see e.g., Lizardo, 2013, 2021). In this and following posts, I argue that the notions of action and agency in social theory are systematically organized according to underlying idealized cognitive models of agency, which include the grammatical category of agency concepts, their primary domain of instantiation, as well as various metaphorical extensions allowing agency to be expressed as an ᴏʙᴊᴇᴄᴛ or a ꜰᴏʀᴄᴇ possessed by actors or as a ᴅɪᴍᴇɴꜱɪᴏɴ of the actions people do. 

What (Kind of Concept) is Agency?

I will begin by asking a simple preliminary question. When contemporary sociological theorists use the concept of agency, what grammatical category does the lexeme agency fall under? Theorists who think of theory in purely propositional or sentential terms seldom ask this question. This is because they buy into the idea that we can separate the way that we use words from what words mean. Here I draw on work on cognitive grammar and cognitive semantics (e.g., Langacker, 1987, 1991) to suggest that conceptualization and grammatical symbolization are not separable: Grammatical symbolization tracks the underlying conceptual representation. Changing the grammatical category thus changes the underlying concept you are pointing to. Examining the grammatical status of the lexeme agency when social theorists use the concept thus gives a window as to what the underlying conceptualization—e.g., frames and folk idealized cognitive models—of this theoretical term is among them. It also sheds light on possible changes in its core meanings over time or even within the work of a single theorist or set of theorists. 

To answer the first question: When theorists use the concept of agency, they symbolize it as a noun (e.g., different from symbolizing as an adjective, such as “agentic”). Moreover, one thing that is particular about the work of contemporary social theorists is that agency is not just any noun; it is a mass noun. The mass noun status of agency in social theory today can be quickly verified by the impossibility of pluralizing it without changing the meaning (Langacker, 1987). For instance, “agencies” may refer to a series of government offices, but not to the hallowed concept developed by sociologists to deal with the element of “freedom from constraint” or “capacity to change structures” in human action. In cognitive linguistics, the grammatical category of noun, in the most general sense can be defined as a term that designates “a region in some domain, where a region is defined abstractly as a set of interconnected entities” (Langacker, 1991, p. 15).

Mass nouns—such as water, anxiety, or money—differ from count nouns (a glass of water, an anxiety attack, or a dollar bill) mainly because the region profiled by the lexical term is thought of as unbounded, although possibly “distributed” in uneven or disconnected regions in its domain of instantiationWhat is the domain of instantiation of entities referred to by nouns? The domain of instantiation of a noun is the realm of basic experience (e.g., space, time, mental life, social life, and the like) where the entities the noun designates can be found. We will see that the domain of instantiation of the most popular contemporary versions of the concept of agency is time.  

As noted, a central semantic feature of mass nouns is that they cannot be precisely counted. However, they can, however, be quantified, using so-called “vague quantifiers.” Thus, it is possible to say “some agency,” “more/less agency,” and the like. Construing an entity as a mass noun also imposes a series of other restrictions on the relevant conceptual content. The most important of these (see Langacker, 1991, p. 15), in addition to bounding, are homogeneity (all the “interconnected entities” that compose the unbounded region are thought of as interchangeable), contractibility (any sub-part of the abstract “substance” of agency is generally equivalent to any other subpart), and replicability (it is possible to produce more of the substance and the entity remains the same). A key conclusion of the analysis is that the “curiously abstract” (see Hitlin & Elder, 2007) concept of agency in social theory inherits all these properties, and acquires its curiously abstract status because it is largely conceived by theorists as a mass noun. 

Examples of the Mass Noun Conception of Agency

I have claimed that the “technical” concept of agency in contemporary social theory has two semantic characteristics that make it idiosyncratic; first, it is conceived as a mass noun; second, it is conceived as being instantiated in the temporal domain. Let us see some textual evidence that this is indeed the case in natural instances of conceptual usage among prominent theorists. 

Conceptualizations of agency as a mass noun, and the conceptual contrast between this construal and that of agency as a “count noun” are most clearly articulated in Giddens’s influential rendering of the concept:

‘Action’ or agency, as I use it, thus does not refer to a series of discrete acts combined together [sic] but to a continuous flow of conduct…involving a ‘stream of actual or contemplated causal interventions of corporeal beings in the ongoing process of events-in-the world’ (Giddens 1979: 55, italics added). 

First, analysts may find Giddens’s effort to note that agency is not a “series of discrete acts” but instead a “continuous flow of conduct” obscure, elusive, and unnecessary. Yet, this is a key conceptual move from the perspective of cognitive semantics; in terms of the ontology of abstract nouns in conceptual semantics, what Giddens is trying to say here is that agency is not a (countable) bounded ᴛʜɪɴɢ or object-like ᴇɴᴛɪᴛʏ (like a “discrete act”). Instead, agency is an abstract, unbounded ꜱᴜʙꜱᴛᴀɴᴄᴇ. This substance is continuously distributed (hence the reference to a “continuous flow”). Contrasting the “discrete act” and “continuous flow” cognitive models of agency is thus crucial for the point Giddens wants to make here.

This brings up a second question that is seldom explicitly posed by propositional analysts of agency: what is the domain of instantiation of agency as a mass noun? In other words, where does the unbounded, continuously distributed substance called “agency” reside? Giddens (1979) proposes an answer: The natural (prototypical) domain of instantiation of the concept of agency is time. Agency occurs in time. 

The intimate conceptual relation between agency and time is also clear in Emirbayer and Mische’s (1998) classic article on the subject:

…[O]ur central contribution is to begin to reconceptualize human agency as a temporally embedded process of social engagement, informed by the past (in its habitual aspect), but also oriented toward the future (as a capacity to imagine alternative possibilities) and toward the present (as a capacity to contextualize past habits and future projects within the contingencies of the moment). The agentic dimension of social action can only be captured in its full complexity, we argue, if it is analytically situated within the flow of time (963, italics added). 

Note that here, Emirbayer & Mische give us three distinct construals of the concept of agency: (1) agency as process, (2) agency as capacity, and (3) agency as dimension. Their conceptualization of agency is, therefore, not unitary, but combines different ways of conceiving the idea. These construals are incompatible concerning the underlying cognitive models they presuppose, and therefore, the definition of agency Emirbayer & Mische provide can best be thought of as a “conceptual federation” of the idea rather than a unitary construct. This is something that has not been explicitly noted in the secondary literature.

Nevertheless, Emirbayer & Mische’s process construal of agency is compatible with Giddens’s temporally distributed substance concept of agency as involving properties of a “flow” or “stream” of conduct (in time). For Giddens, the basic idea is that this flow of intended or contemplated acts can “change” the causal flow of events in the world. Just like Emirbayer and Mische (1998), Giddens sees time (the realm of process and change) as the primary domain of instantiation of agency as an abstract substance. 

Giddens elaborates as follows:

…it is a necessary feature of action that, at any point in time, the agent ‘could have acted otherwise’: either positively in terms of attempted intervention in the process of ‘events in the world’, or negatively in terms of forbearance (1979: 56, italics added).

Compare to Emirbayer and Mische (1998) who note that:

The key to grasping the dynamic possibilities of human agency is to view it as composed of variable and changing orientations within the flow of time (964, italics added). 

Thus, a key conclusion from this preliminary analysis is that there seems to be at least one “technical” concept of agency shared across various influential theorists in the contemporary scene, especially those subscribing to a “structuration” perspective. This is the idea of agency as a continuous abstract substance distributed in time. In a future post, I will examine other conceptions.

Why the Process Conception of Agency is Unbearably Abstract

Agency as an unbounded substance instantiated in time functions as a pleasing, even aesthetic theoretical “solution.” Yet, when theorists attempt to use this notion for the practical job of theorizing, they find it “curiously abstract” and thus conceptually unusable (Hitlin & Elder, 2007)

The curiously abstract nature of the mass noun agency concept, as well as its limitations as a resource to “think with” should not surprise us. Abstract concepts have a direct or indirect grounding in embodied concepts (Grady, 1997; Lakoff & Johnson, 1999), and mass nouns, especially those denoting material substances or fluids such liquids, gases, and so forth serve as the image-schematic experiential grounding for many abstract concepts and grammatical categories (Janda, 2004; Lakoff & Johnson, 1980). Thus, the mass noun status of agency builds abstraction by default. Count nouns, on the other hand, tend to point toward conceptual entities at the concrete end of the construal spectrum; contrast for instance money (mass noun) with a dollar (count noun). In addition, as work by Lera Boroditsky (2001) and others have shown, the target domain of time conceived on its own is hard to conceptualize without resorting to more concrete source domains. Instead, most “objective” conceptualizations of the temporal dimension rely on conceptual metaphors from the spatial and physical movement source domains to conceive of time, its passage, duration, calendrical, and the like. 

This means that the process conceptions of agency instantiated in the time domain are bound to be doubly abstract. Agency is conceptualized as an unbounded, continuous substance, and it is instantiated in time. This over-abstractness accounts for why this particular cognitive model of agency is of limited use to most social theorists (let alone applied researchers) despite the analytic elegance and seeming appeal of such formulations (Emirbayer & Mische, 1998; Giddens, 1979) and its status as an entrenched technical formulation in contemporary social theory.

Another key limitation is that the abstract substance version of the concept of agency is hard to compare, link or contrast to its favorite “opposite,” namely, the notion of structure, which is decidedly object-like at a conceptual level (Lizardo, 2013).  In other words, the mass noun status of the technical concept clashes conceptually with most default conceptualizations of social structure(s) which see the latter as  “concrete” (as in the standard social networks mantra), object-like, and countable. Accordingly, the process conception of agency embedded in time does not play well with conceptions of structure that try to keep these two abstract entities separable (Archer, 2000).

As noted, the reason the curiously abstract concept of agency is hard to mesh with the tremendously concrete concept of structure dominant in contemporary sociology is that the underlying conceptual bases of the (prototypical) notion of structure are not abstract substances, but concrete countable objects or ᴇɴᴛɪᴛɪᴇꜱ (Lizardo, 2013). This is the reason we can refer to social structures in the plural while preserving semantics (Martin, 2009), but not human “agencies.” In fact, this is the reason Emirbayer & Mische (1998, p. 966), after noting that in typical social theory structure “a spatial category rather than…a temporal construction,” attempted to recast the notion of structure—with mixed success—in temporal not spatial terms, essentially trying to shift the prototypical domain of instatiation of that notion so that it could fit with that of of agency. Accordingly, agency/structure theorists outside the structuration tradition (e.g., critical realists, symbolic interaction) reject conceptions of agency, such as Giddens’s but also by implication that of Emirbayer and Mische because these analysts construe agency as inherently embedded, and thus inseparable from an abstract temporal flow that cannot be “bounded” or cut into distinct, separable and countable “instances” (Archer, 2000; Hitlin & Elder, 2007). What is at stake here is precisely the conceptual status of agency as a mass or count noun. 

References

Abelson, R. P. (1986). Beliefs Are Like Possessions. Journal for the Theory of Social Behaviour16(3), 223-250.

Archer, M. S., & Archer, M. S. (2000). Being Human: The Problem of Agency. Cambridge University Press.

Campbell, C. (2009). Distinguishing the Power of Agency from Agentic Power: A Note on Weber and the “Black Box” of Personal Agency. Sociological Theory, 27(4), 407–418.

Emirbayer, M., & Mische, A. (1998). What is agency? The American Journal of Sociology, 103(4), 962–1023.

Giddens, A. (1979). Central Problems in Social Theory: Action, Structure, and Contradiction in Social Analysis. University of California Press.

Hitlin, S., & Elder, G. H., Jr. (2007). Time, Self, and the Curiously Abstract Concept of Agency. Sociological Theory, 25(2), 170–191.

Joas, H. (1996). The Creativity of Action. University of Chicago Press.

Langacker, R. W. (1987). Foundations of Cognitive Grammar: Theoretical prerequisites (Vol. 1). Stanford University Press.

Langacker, R. W. (1991). Foundations of Cognitive Grammar: descriptive application (Vol. 2). Stanford University Press.

Langacker, R. W. (2008). Cognitive Grammar: A Basic Introduction. Oxford University Press.

Lizardo, O. (2013). R e‐conceptualizing Abstract Conceptualization in Social Theory: The Case of the “Structure” Concept. Journal for the Theory of Social Behaviour.

Lizardo, O. (2021). The Cognitive-Historical Origins of Conceptual Ambiguity in Social Theory. In S. Abrutyn & O. Lizardo (Eds.), Handbook of Classical Sociological Theory (pp. 607–630). Springer International Publishing.

Sewell, W. H., Jr. (1992). A Theory of Structure: Duality, Agency, and Transformation. The American Journal of Sociology, 98(1), 1–29.

Wax On, Wax Off: Transposability and the Problem with “Domains”

 

In the film Happy Gilmore, Adam Sandler plays a hockey player who is a terrible skater but has a powerful slap shot. The main story arc of the film is that Sandler will use this ability in the entirely different sport of golf. This is a fairly common trope. Very often this becomes associated with something biological—we don’t know where Sandler’s character learned to hit the puck as he does, he may just be “a natural.” In the Karate Kid, though, we famously see the “wax on, wax off” motions of waxing Mr. Miyagi’s car turned into blocking motions in hand-to-hand combat. This same scenario occurs in, for example, the zombie series Santa Clarita Diet. Joel is instructed to shove a pear into a dead chicken as quickly as possible. Later, when fighting a zombie, he shoves a lemon into the zombie’s mouth as if by muscle memory. We then see that the odd pear-chicken skill is meant to remove the zombie’s ability to bite. In each case, we see an ability seemingly transposed across domains.

In a recent blog post, Omar offered a critical discussion of the use of “transposability” as a concept in the sociology of culture. Namely, the idea that schematic knowledge is, or must be, “transposable” across “domains” is a critical error:

Bourdieu and Sewell (drawing on Bourdieu) made a crucial property conjunction error, bestowing a magical power (transposability) to implicit (personal) culture. This type of personal culture cannot display the transposability property precisely because it is implicit…

If implicit culture is, by definition, domain-specific, how can it be transposed across domains? The argument, as I understand it is, to the extent schemas are transposed “requires that they be ‘representationally redescribed’… into more flexible explicit formats.” The complication with this discussion thus far, though, is that “domain” is doing a lot of theoretically heavy lifting, and I don’t think it can hold the weight.

The Problem with Domains

Let’s start with Durkheim’s “puzzle” in the introduction to Elementary Forms. As he saw it, in the quest to understand where knowledge comes from there were two camps: the Rationalists and the Empiricists. He thought the Empiricists were on the right track in that we gain knowledge from our moment-to-moment experience. However, the Empiricists didn’t have a solution for integrating what we learn across each moment: 

…the things which persons perceive change from day to day, and from moment to moment. Nothing is ever exactly the same twice, and the stream of perception…must be constantly changing… The question from this perspective, is how general concepts can be derived from this… stream of particular experiences, which are literally not the same from one moment to the next, let alone from person to person.” (Rawls 2005, 56)

As we are exposed to chairs in different moments, what is it that allows us to pull out the basic properties of “chairness”? Indeed, even the same chair at different times and in different places will be objectively “different”—diverse shading, slow decaying, a coating of dust. Of course, Durkheim was less concerned with the mundane (like chairness) than with the “pure categories of the understanding” a.k.a. “skeleton of thought” a.k.a. the “elementary forms” or often just “The Categories.” We would likely call all of these schemas today, and something more like image schemas or primary schemas. 

The developmental neuroscientist Jean Mandler (2004) approaches Durkheim’s problem of knowledge with the question: what is the minimum that must be innate to get learning started? She argues that we have an innate attentional bias towards things in motion, but more importantly, we also have an innate ability to schematize and redescribe experience in terms of those schematizations. Schematization is, in my mind, best understood not as retaining but as forgetting, elegant forgetting. As the richness of an immediate moment slowly starts to fade, certain properties are retained because they have structural analogies in the current moment. Properties that do not have such analogies in the current moment continue along a fading path, slowly falling away (unless brought to the fore by the ecology of a new moment). What is left is a fuzzy structure — a schema — with probabilistic associations among properties. Probabilities shaped by exposure to perceptual regularities. Therefore, the most persistent perceptual regularities will also be the most widely shared.

Mandler also argues that once we have a few basic schemas, as fuzzy and open-ended as they may continue to be, we can then redescribe our experience using these schemas. More importantly for the present discussion, both schematization and redescription seem to implicate transposability. But, Mandler works with infants and toddlers, so much of this occurs rapidly in human development—before what we would typically call “conscious control” is up and running.

It is here where the discussion implicates “domains.” Can we reserve “transposability” as the use of schematic knowledge in a “new domain”? And, then simply call the more pervasive “carrying of schemas from moment to moment” something else? In this setup, if encountering or thinking about a chair in chair-domains (domains where chairs typically are), then drawing on my chair-schema will not qualify as transposability. It is only when chairs are encountered or thought about in non-chair-domains (domains where chairs typically aren’t) that transposition is occurring. Without an analytical definition of what a domain is, however, this becomes slippery: If transposition requires that implicit knowledge be “representationally redescribed into more flexible explicit formats,” then by definition we can only know “new domains” whenever we see this occurring.

Spectrum of Transposability

I think we should ditch domains as the linchpin of transposability rather than salvage it. Schematic knowledge is transposable. At least in the most basic notion of “drawing on implicit knowledge” from moment to moment. But, sure, it is not transposable without constraint. Implicit knowledge is called forth by the recognition of familiar affordances in a moment. The problem is that affordances are not cleanly bundled into mutually exclusive “domains.” 

Perhaps transposition across normatively distinct domains typically occurs via deliberate mediation — but the idea that it only occurs via deliberate mediation is perhaps a step too far. New situations will evoke some implicit knowledge acquired in a prior situation without the individual deliberating. Much of what we call “being a natural” is likely just such a process. True, Mr. Myagi was conscious that “wax on, wax off” would transpose to fighting, but Daniel was not. And, more importantly, it was Daniel who was transposing it, and it was the affordances of the fighting situation that evoked the “wax on, wax off” response.

As a starker example of transposition without deliberation — or even against deliberation — we can look to hysteresis: The mismatch between the person and environment (Strand and Lizardo 2017). When I was a freshman in college, I boxed for extra money. I had never boxed before, but I had wrestled for years.  Luckily for me, someone was kind enough to properly wrap my wrists during my first fight! During that fight, I continually did something I knew was not correct: I got an underhook, a wrestling move involving placing your bicep in the armpit of your opponent and wrapping your hand around their shoulder, giving you leverage over their body position. The second or third time I did this, the referee stopped the fight and informed me that this was not allowed in boxing and I would lose points if I continued to do it. Getting an underhook when the move was “open” was “second nature.” It was “muscle memory.” I  deliberately tried to stop this automatic response. I continued to fail. I lost points. Despite this being a domain distinct from wrestling (normatively), my body interpreted the affordances of the moment as being a familiar domain (ecologically). Transposition occurred against my conscious effort.

References

Durkheim, Emile. 1995. The Elementary Forms of Religious Life. New York: Free Press.

Mandler, Jean Matter. 2004. The Foundations of Mind: Origins of Conceptual Thought. Oxford University Press.

Rawls, Anne Warfield. 2005. Epistemology and Practice: Durkheim’s The Elementary Forms of Religious Life. Cambridge University Press.

Strand, Michael, and Omar Lizardo. 2017. “The Hysteresis Effect: Theorizing Mismatch in Action.” Journal for the Theory of Social Behaviour 47(2):164–94.

Consciousness and Schema Transposition

In a recent paper published in American Sociological ReviewAndrei Boutyline and Laura Soter bring much-needed conceptual clarification to the sociological appropriation of the notion of schemas while also providing valuable and welcome guidance on future uses of the concept for practical research purposes. The paper is a tour de force, and all of you should read it (carefully, perhaps multiple times), so this post will not summarize their detailed argument. Instead, I want to focus on a subsidiary but no less important set of conclusions towards the end, mainly having to do with the relationship between declarative and nondeclarative cognition and an old idea in sociological action theory due to Bourdieu (1980/1990) that was further popularized in the highly cited article by Sewell (1992) on the duality of structure. I refer to the notion of schematic transposition.

In what follows, I will first outline Bourdieu’s and Sewell’s use of the notion and then go over how Boutyline and Soter raise a critical technical point about it, pointing to what is perhaps a consequential theoretical error. Finally, I will close by pointing to some lines of evidence in cognitive neuroscience that seem to buttress Boutyline and Soter’s position.

The idea of schematic transposition is related to an older idea due to Piaget of schema transfer. The basic proposal is that we can learn to engage in a set of concrete activities (e.g., let’s say “seriation” or putting things in rows or lines) in one particular practical context (putting multiple pebbles or marbles in a line). Then, after many repetitions, we develop a schema for it. Later, when learning about things in another context, let’s say “the number line” in basic arithmetic, we understand (assimilate) operations in this domain in terms of the previous seriation schema. Presumably, analogies and conceptual metaphors also depend on this schema transfer mechanism. In Logic of Practice, Bourdieu built this dynamic capacity for schema transfer into the definition of habitus everyone loves to hate, noting that the habitus can be thought of as “[s]ystems of durable, transposable dispositions, structured structures predisposed to function as structuring structures…” and so forth (p. 53).

This idea of transposibility ends up being essential for a habit theory like Bourdieu’s because it adds much-needed flexibility and creativity to how we conceive the social agent going about their lives (Joas, 1996). This is because thinking of action as driven by habitus does not entail people stuck with “one-track” inflexible or mechanical dispositions. Instead, via their capacity to transpose classificatory or practical habits learned in one domain to others, their internalized practical culture functions in a more “multi-track” way, being thus adaptive and creative. In an old paper on the notion of habitus (2004), I noted something similar to this, pointing out that “it is precisely this idea of flexible operations that allows for the habitus to not be tied to any particular content…instead, the habitus is an abstract, non-context specific, transposable matrix” (p. 391-392). Thus, there is something about transposability that seems necessary in a theory of action so that it does not come off as overly deterministic or mechanical.

In his famous 1992 paper, Sewell went even further, putting transposability at the very center of his conception of social change and agency. Departing from a critique of Bourdieu, Sewell noted two things. First (p. 16), any society contains a multiplicity of “structures” (today, we’d probably use the term “field,” “sphere,” or “domain”). Secondly (p. 17), this means people need to navigate across them somehow. Single-track theories of habit and cognition cannot explain how this navigation is possible. This navigation is made possible, according to Sewell, only by theorizing “the transposability of schemas.” As Sewell notes:

…[T]he schemas to which actors have access can be applied across a wide range of circumstances…Schemas were defined above as generalizable or transposable procedures applied in the enactment of social life. The term “generalizable” is taken from Giddens; the term “transposable,” which I prefer, is taken from Bourdieu…To say that schemas are transposable, in other words, is to say that they can be applied to a wide and not fully predictable range of cases outside the context in which they are initially learned…Knowledge of a rule or a schema by definition means the ability to transpose or extend it-that is, to apply it creatively. If this is so, then agency, which I would define as entailing the capacity to transpose and extend schemas to new contexts, is inherent in the knowledge of cultural schemas that characterizes all minimally competent members of society (p. 17-18).

Thus, in Sewell, the very concept of agency becomes defined by the actor’s capacity to transpose schemas across contexts and domains!

Nevertheless, is the link between the idea of schema and that of schematic transposition cogent? Boutyline and Soter (2021) incisively point out that it may not be. To see this, it is important to reiterate their “functional” definition of schemas as “socially shared representations deployable in automatic cognition” (735). The key here is “automatic cognition.” As I noted in an earlier post on “implicit culture,” a common theoretical error in cultural theory consists of taking the properties of forms of “explicit” representations we are familiar with and then postulating that there are “implicit” forms of representation having the same properties, except that they happen to be unconscious, tacit, implicit and the like. The problem is that representations operating at the tacit level need not (and usually cannot) share the same properties as those operating at the explicit level.

Boutyline and Soter note a similar tension in ascribing the property “transposable,” to a tacit or nondeclarative form of culture like a schema, which generally operates in type I cognition. In their words,

A..correlate of Type I cognition is domain-specificity. Type II knowledge can be context-independent and abstract—qualities enabled in part via the powerful expressive characteristics of language—and tied to general-purpose intelligence and logical or hypothetical reasoning…In contrast, Type I knowledge is often domain-specific—thoroughly tied to, and specifically functioning within, contexts closely resembling the one in which it was learned…Type II knowledge (e.g., mathematical or rhetorical tools) can be transposed with relative ease across diverse contexts, but the principles that underlie Type I inferences may not be transferrable to other domains without the help of Type II processes.

So, it seems like both Bourdieu and Sewell (drawing on Bourdieu) made a crucial property conjunction error, bestowing a magical power (transposability) to implicit (personal) culture. This type of personal culture cannot display the transposability property precisely because it is implicit (previously, I argued that people do this with a version of symbolic representational status). Boutyline and Soter (p. 742) revisit Sewell’s example of the “commodity schema,” convincingly demonstrating that, to the extent that this schema ends up being “deep” because it is transposable, specific episodes of transposability cannot themselves operate in automatic autopilot. Instead, “novel instance[s] of commodification” must be “consciously and intentionally devised” (ibid). Thus, to the extent that they are automatically deployable, schemas are non-transposable. Transposability of schemas requires that they be “representationally redescribed” (in terms of Karmiloff-Smith 1995) into more flexible explicit formats. Tying this insight to recent work on the sociological dual-process model, Boutyline and Soter conclude that the “application of existing knowledge to new domains understood as a feature of effortful, controlled cognition” (750).

Boutyline and Souter’s compelling argument does pose a dilemma and a puzzle. The dilemma is that a really attractive theoretical property of schemas (for Bourdieu, Sewell, and the many, many people who have used their insights and been influenced by their formulation) was transposability. Without it, it seems like schemas become a much diminished and less helpful concept. The puzzle is that there are many historical and contemporary examples of empirical instances of what looks like schematic transposition. How does this happen?

Here, Boutyline and Soter provide a very elegant theoretical solution, drawing on recent work suggesting that culture can “travel” within persons across the declarative/nondeclarative divide via redescription processes and across the public/personal one via internalization/externalization processes. They note that because schemas are representational, they can be externalized (or representationally redescribed) into explicit formats (from nondeclarative to declarative). People can also internalize them from the public domain when they interact in the world (from public to personal/nondeclarative; see Arseniev-Koehler and Foster, 2020). As Boutyline and Soter note, representational redescription,

…could make the representational contents of a cultural schema available to effortful conscious cognition, which we suspect may be generally necessary to translate these representations to novel domains. After they are transformed to encompass new settings, the representational contents could then travel the reverse pathway, becoming routinized through repeated application into automatic cognition. The end product of this process would be a cultural schema that largely resembles the original schema but now applies to a broader set of domains. Representational redescription may thus be key to social reproduction, wherein familiar social arrangements backed by widely shared cultural schemas…are adapted so they may continue under new circumstances (751).

Does cognitive neuroscience’s current state of the art support the idea that consciousness is required to integrate elements from multiple experiential and cultural domains? The answer seems to be a qualified “yes,” with the strongest proponents suggesting that the very function of consciousness and explicit processing is cross-domain information integration (Tononi, 2008). A more plausible weaker hypothesis is that consciousness greatly facilitates such integration. Without it, the task would be challenging, and for complex settings such as the socio-cultural domains of interest to sociologists, perhaps impossible. As noted by the philosophers Nicholas Shea and Chris Frith,

The role of consciousness in facilitating information integration can be seen in several paradigms in which local regularities are registered unconsciously, but global regularities are only detected when stimuli are consciously represented…consciousness makes representations available to a wider range of processing, and processing that occurs over conscious representations takes a potentially wider range of representations as input (2016, p. 4).

This account supports Boutyline and Soter’s insightful observation that it was an initial mistake to link the property of transposability to schemas, especially in the initial formulation by Bourdieu, where schemas were seen as part of habitus (Vaisey, 2009). Therefore, schemas reside in the implicit mind and operate as automatic Type I cognition (Sewell was more ambiguous in this last respect). Work in cognitive psychology and the cognitive neuroscience of consciousness supports the idea that transposition requires information integration across domains. For complex domains, conscious representation and deliberate processing may be necessary for the initial stages of transposition (Shea & Frith, 2016). Of course, as Boutyline and Souter note, once institutional entrepreneurs have engaged in the first bout of transposition mediated by explicit representations, the new schema-domain linkage can be learned by others via proceduralization and enskilment, becoming part of implicit personal culture operating as Type I cognition.

Finally, a corollary of the preceding is that we may not want to follow Sewell in completely collapsing the general concept of agency into the more restricted idea of schematic transposition, as this would have the untoward consequence of reducing agency to conscious representations and system II processing over these, precisely the thing that practice and habit theories were designed to prevent. 

References

Arseniev-Koehler, A., & Foster, J. G. (2020). Machine learning as a model for cultural learning: Teaching an algorithm what it means to be fat. In arXiv [cs.CY]. arXiv. https://doi.org/10.31235/osf.io/c9yj3

Bourdieu, P. (1990). The logic of practice (R. Nice, trans.). Stanford University Press. (Original work published 1980)

Boutyline, A., & Soter, L. K. (2021). Cultural Schemas: What They Are, How to Find Them, and What to Do Once You’ve Caught One. American Sociological Review86(4), 728–758.

Joas, H. (1996). The Creativity of Action. University of Chicago Press.

Karmiloff-Smith, A. (1995). Beyond Modularity: A Developmental Perspective on Cognitive Science. MIT Press.

Lizardo, O. (2004). The Cognitive Origins of Bourdieu’s Habitus. Journal for the Theory of Social Behavior34(4), 375–401.

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