What are conscious representations?

In a previous post, we discussed the concept of “unconscious representations.” Now, we’ll delve into the related topic of “conscious representations.” This is a complex matter because it’s not typical to describe a mental or neural representation as “conscious.” Instead, consciousness is usually seen as a property of an entire organism. For instance, we might say, “John was in a coma for four years but then regained consciousness,” or ponder whether our pet cats and dogs possess consciousness like humans do. In the first—”organismic”—sense, consciousness denotes a specific physiological state in which a person is awake, can move, speak, report on their subjective experiences, and so on. These contrast to other physiological states in which the person lacks these abilities, such as when they are asleep, knocked on the ground after a blow to the head, under the influence of a tranquilizing drug, in a coma, and so on. The second sense refers to consciousness as an overarching quality of those experiences that can be subjectively reported. It involves a personal, subjective quality, like being aware of the redness of a rose, the sharpness of a pin, or the loudness of an ambulance passing by. In the literature, this is sometimes called “phenomenal consciousness.”

Our focus here is not on consciousness as a general organismic state or phenomenal property of experience but on consciousness as a property of the mental representations that a person entertains or is active in their minds at a given moment. When discussing consciousness as a property of representations, we will take for granted the understanding of consciousness in the organismic sense, for only an alert and awake person can entertain conscious mental representations. We will also take for granted that every conscious representation has a phenomenal or subjective “feel,” so that there is something that “it is like” to hold a belief, experience a pain, see a painting, and so forth (that is in in addition to the usual perceptual and affective phenomenology, there is also a cognitive phenomenology). So, what does it mean for a mental representation to be conscious?

A mental representation is conscious if a person can report on its content when the representation is active at a given time. To illustrate, consider a person saying to themselves: “I believe that the President is responsible for the price of gas.” This is a standard sentential belief expressed in propositional form. The global belief-like representation, which may be a cluster of lower-level (and likely unconscious as defined in the previous post alluded to before) phonological, linguistic, imagistic, and other representations, is conscious because the person is aware of its content when it is active. Similarly, if a stranger were to ask them: “Who do you think is responsible for how expensive gas is?” The person can respond: “I think the President is responsible.” This is because the questioner activated the conscious representation with the relevant content, “the President is responsible for the price of gas,” as the most plausible response; the person checked for its content and reported on their belief. The same analysis applies to other non-propositional conscious representations, like perceptual or interoceptive representations (e.g., representations about the state of the body). Thus, people can report seeing a red rose right now, that they are currently tired, have a headache, and the like. 

Philosophers sometimes fret about distinguishing the types of content applicable to belief-like states and those more applicable to perceptual, interoceptive, or affective experiences. In the first case, it is clear that the only way a person can report the content of a propositional belief is by commanding the underlying concepts constituting the sentential belief. Thus, in our previous example, a person cannot report on the content of the conscious representation in question without having knowledge of the concepts “President,” “Responsibility,” “Price,” and “Gas.” Thus, we say that that particular conscious representation has conceptual content. Now, when it comes to a particular perceptual experience, this constraint is not necessary. Yes, we can say that a person who sees a red rose can report on the experience by using their knowledge of the concept of “Red.” But this is not a necessity. A person can encounter a rose, a shade of red or pink that they have never seen before, and still report on their experience using a demonstrative “this shade of red.”

While some philosophers who love concepts and even think that without concepts, we wouldn’t have any experiences would still see this report as relying on a special type of “demonstrative” concept, a better solution is simply to say that perceptual, interoceptive, or affective representations are conscious representations with non-conceptual content. People can tell you that they are sad or have a stomach ache; this does not imply that they wouldn’t be able to report or have these experiences without commanding the concepts of “Sadness” or “Stomach Ache.” Instead, as in the usual “German word for,” phenomenon, people can experience all kinds of feelings they don’t have concepts (or linguistic labels in this case, which are not the same) for. The same goes for the manifold perceptual experiences that people can have conscious representations of, which very much exceeds whatever visual, auditory, olfactory, or tactile toolkit of concepts we may command.

Note that the property of being “conscious” bifurcates into two variants when applied to representations, only one of which is our main concern here. We can say that a representation is conscious when activated at a given moment. Thus, if a sighted person stands before a big green wall, their visual system will produce a conscious representation of one big green patch. This is an occurrent conscious representation of greenness. However, conscious representations of (all different shades of green) can also be dispositional. That is, they are not conscious right now but have the potential to become conscious when the occasion is suitable. For instance, given the constitution of the human visual system, sighted people have the ability to experience all kinds of representations of greenness, from the wall mentioned above to the leaves of a tree or the color of the Boston Celtics uniforms. In this way, the entire range of activation states of the visual system or the range of possible conscious beliefs expressible in linguistic format form a (possibly open-ended) set of potentially active conscious representations a person could have. 

We do not want to use the term “conscious” for representations that could be conscious but are currently not. Instead, we will refer to potentially conscious representations as “p-conscious” (for potentially-conscious). Representations can be p-conscious either because, while not currently active, a person has the general capacity to experience them as conscious representations or because they are activated but not in such an intense way that they can report on their content. In the first, passively dispositional sense, any one person’s brain has the dispositional capacity to activate a virtual infinity of conscious representations of (among other things) perceptual, imagistic, linguistic, interoceptive format, and phenomenal “feel.” In the second, weakly activated sense, we can say that a p-conscious representation is “pre-conscious” because it could become conscious if its activation level increases or the person’s focus is diverted in the right direction. For instance, at this very moment, all kinds of weakly activated pre-conscious representations (e.g., of how your elbow feels against your chair) could become conscious if you divert your attention to them. 

The “ocurrent” conscious representations currently active for any given person and the ones that could potentially be active share a cluster of properties in common, and that is their ability to be explicitly entertained by the person and be globally accessible to their cognitive system (including those that command language, speech, and action) allowing the person to report on their currently conscious representational states and to take them into account in modulating their action. Thus, the idea of conscious representation is explicitly and tightly tied to an operational criterion: No conscious representation without the ability to report (typically but not necessarily using words) the representation’s content, even if that content is minimal or non-coneptual (e.g., “that tree’s leaves are a shade of green”). This capacity to report on the content of a currently active conscious representation is sometimes called “access-consciousness.” Overall, the basic idea is that all conscious representations should enjoy access consciousness. 

Note that in this way, conscious representation is directly tied to the criterion of “tellability,” which has been connected to the distinction between tacit and explicit knowledge, at least since Polanyi (1958). That is when Polanyi noted that “we know more than we can tell,” he was, in principle, saying that knowledge consists of more than conscious representations since these just cover the stuff we can tell about. In the same way, the distinction between Declarative and Non-Declarative culture (Lizardo, 2017) also rides on a reportability criterion: Declarative Culture is that aspect of personal culture that people could report on (in an interview, survey, or focus group). Declarative Culture must be composed of p-conscious (in its internalized but not yet active form) or occurently conscious representations (when people report on their currently active beliefs, experiences, ideological commitments, and the like). 

References

Lizardo, O. (2017). Improving Cultural Analysis: Considering Personal Culture in its Declarative and Nondeclarative Modes. American Sociological Review, 82(1), 88–115.

Polanyi, M. (1958). Personal knowledge, towards a post critical epistemology. Chicago, IL: University of.

 

What is an unconscious representation?

In contemporary cognitive neuroscience, we often encounter the term “unconscious representations” (e.g., Shea & Frith, 2016). These are not just representations that could be conscious but just so happen to be unconscious; they are a distinct type of cognitive representation, where their status as unconscious is inherent to the kind of representations they happen to be. That is, being unconscious is part of the representational format in question.

This conception of unconsciousness differs from a type of established folk model inherited from Freud’s early twentieth-century armchair psychology. Here, the unconscious is just a place (e.g., “in the mind”) where representations go (by implication, consciousness is also a mind place, just a place different from the unconscious place). According to this picture, representations are unconscious as long as they are in that place (e.g., the unconscious), usually banished there by some speculative mental process (itself unconscious!) called “repression.” Because being unconscious is a contingent and not inherent aspect of those representations, they could lose it by being “brought back” to consciousness via some therapeutic intervention.  This type of “folk Freudianism” is a deleterious brain cramp that needs to be abandoned if the aim is to understand how contemporary cognitive neuroscientists understand unconscious representations. Even when cleansed of its Freudian associations, as in more recent talk of the “cognitive unconscious” (Reber, 1993) or the “unconscious mind” (Bargh & Morsella, 2008), the idea of the unconscious as a “place” (or “brain system”) where representations reside is misleading and should be jettisoned. Instead, we should speak of unconsciousness as an inherent property of some representations in the brain.

Let’s reiterate. The unconscious is not a place where previously conscious representations go. Instead, it is a fundamental property of the vehicles in which some representations (crucial for various cognitive functions) are instantiated in the brain. These representations are inherently unconscious. They cannot be “brought” “into” consciousness (a seductive remnant of the unconscious-as-place conceptual metaphor) by any conceivable procedure. However, cognitive scientists and linguists can generate public representations (e.g., instantiated in some kind of linguistic theory or neuroscientific computational model) that redescribe these unconscious representations to establish their content (e.g., what they are designed to represent) and function (their role in the cognitive economy of the agent). These public representations, clearly phenomenally accessible to all as conscious agents, are convenient representational redescriptions (RRs) of the content of what are inherently unconscious representations. 

For instance, psycholinguists sometimes try to reconstruct the underlying unconscious representations we use to parse the linguistic input’s syntactic and phonetic structure during language comprehension by transforming them (or, more accurately, their best guesses as to which these are) into all forms of public representations, like the ubiquitous sentence tree diagrams of generative linguistics or the pictorial diagrams of cognitive grammar (Jackendoff, 1987; Langacker, 2008). These public representations are not intended to be the exact or literal analogs of the unconscious representations people employ to parse the syntactic structure of a sentence. For one, they are in a different format (digital or paper and pencil diagrams) distinct from the target unconscious representations, which exist as (perhaps structurally similar) activation and connection patterns in neuronal assemblies. However, public representations of unconscious representation used in cognitive-scientific theorizing are designed to preserve the representational content of the underlying unconscious representations (the what of what is being represented) across distinct vehicles. So, both a sentence tree grammar and the underlying unconscious representations that enable us to parse the syntactic structure of a sentence represent the same content (e.g., the target sentence’s synaptic structure). 

If unconscious representations are inherently unconscious, how do we even know they exist? Perhaps all the diagrams produced by linguists and cognitive scientists are just made up, referring to nothing since we cannot observe unconscious representations. There are two responses to this worry.

First, the idea of unconscious neural representations as “unobservable posits” is greatly exaggerated because unobservability (unlike unconsciousness!) happens to be not an inherent but merely a contingent property of unconscious brain representations. This is because the unobservability of any entity, including unconscious representations, is a two-place relational property, always relative to our historically fluid capacities (and limitations) as scientific observers. This means that just like in other scientific fields like high-energy physics, molecular biology, or astronomy, previously unobservable entities can cross the threshold of observability after some kind of technological advancement occurs in our observational instruments. Some contemporary cognitive neuroscientists argue that this is precisely what has happened to unconscious brain representations, which are now, given advances in fMRI technology, as observable as apples, tables, and chairs (Thomson & Piccinini, 2018)

Second, even if we treat unconscious representations as classic unobservables, we still can still have a solid warrant for their existence based on their (presumably explanatorily successful) role in our best cognitive theories and models. For instance, the only way to rationally reconstruct how cognitive neuroscientists proceed as scientists is thus via our old friend abduction (inference to the best explanation). Like every other scientist, cognitive neuroscientists proceed from observing an initially puzzling phenomenon to trying to understand the generative mechanisms that produce that phenomenon and, thus, solve the puzzle.

In the case of unconscious representations, the observed phenomenon is usually some kind of initially puzzling human ability or capacity no one doubts exists—like the ability to parse the phonetic structure of words or the syntactic structure of sentences or engage in fine-grained motor control. Unconscious representations then come in as proper parts of the underlying cognitive mechanisms posited by the neuroscientific theory, whose operations account for the phenomenon in question, thus solving the puzzle of how people “can do that(Craver, 1998). Cognitive scientists thus posit the existence of unconscious representations as part of this underlying mechanism because they provide the best explanation, thus accounting for the puzzle of people’s ability to exercise the target capacity. Inference to the best explanation thus justifies both the act of the positing and the reality of the (for the sake of argument “unobservable”) unconscious representations featuring in our most explanatory successful models of how people can exercise a given capacity (Boyd, 1983)

To sum up, unconscious representations, like those accounting for your capacity to parse the phonetic structure of every word in this paragraph as you read it, are a completely uncontroversial part of the scientific ontology of contemporary cognitive neuroscience. They feature centrally in almost every mechanistic model of every cognitive capacity and ability we have, providing a solid scientific account of some of the essential functions of the mind. Their status as “unobservable” has been overstated since now we have routine access to them as observable entities and even the processes in which they participate. 

References

Bargh, J. A., & Morsella, E. (2008). The Unconscious Mind. Perspectives on Psychological Science: A Journal of the Association for Psychological Science, 3(1), 73–79.

Boyd, R. N. (1983). On the Current Status of the Issue of Scientific Realism. In C. G. Hempel, H. Putnam, & W. K. Essler (Eds.), Methodology, Epistemology, and Philosophy of Science: Essays in Honour of Wolfgang Stegmüller on the Occasion of His 60th Birthday, June 3rd, 1983 (pp. 45–90). Springer Netherlands.

Craver, C. F. (1998). Neural Mechanisms: On the Structure, Function, and Development of Theories in Neurobiology [University of Pittsburgh]. https://philpapers.org/rec/CRANMO-2

Reber, A. S. (1993). Implicit Learning and Tacit Knowledge: An Essay on the Cognitive Unconscious. Oxford University Press.

Shea, N., & Frith, C. D. (2016). Dual-process theories and consciousness: the case for “Type Zero” cognition. Neuroscience of Consciousness, 2016(1), niw005.

Thomson, E., & Piccinini, G. (2018). Neural representations observed. Minds and Machines, 28(1), 191–235.

 

Habit and the Explanation of Action

Introduction

We are at a curious impasse in explaining action in sociology. On the one hand, the limitations of various standard approaches based on teleological or rule-like notions such as norms, goals, and values are now very well-documented, to the point that further commentary on their inadequacies feels like beating the proverbial dead horse (Emirbayer & Mische, 1998; Martin & Lembo, 2020; Whitford, 2002). At the same time, a resurgent string of writings based on American pragmatism, practice theory, and phenomenology suggests a proper replacement for such naive teleological notions in explaining action is also apparent. This is, namely, a refurbished conception of action as habit, ridding this notion of all connotations associated with inflexibility, mindlessness, and mechanical repetition acquired from intellectualist traditions of explaining action while emphasizing its flexible, adaptive, mindful, and thoroughly agentic nature (Crossley, 2001; Dalton, 2004; Joas, 1996; Martin, 2011, p. 258ff; Strand & Lizardo, 2015; Wacquant, 2016). The most ambitious of these proposals see habits as the primary “social mechanisms” serving as the micro-foundations for most macro-phenomena of interest to sociologists, opening the black box left closed by traditional quantitative approaches focusing on correlations and macro-level empirical regularities  (Gross, 2009).

In stark contrast to this seeming theoretical success, on the other hand, one would be hard-pressed to find habit figuring as a central explanatory construct in most recent work in the field done by card-carrying sociologists doing empirical work across various areas of research (e.g., gender and sexuality, immigration, race and ethnicity, social psychology, social stratification, and the like).[1] It seems as if, outside some notable islands, habits have become a purely rhetorical, even decorative tool, a resource with which to vanquish older Parsonian or Rational-action ghosts in social theory, offered as an elegant solution to the conceptual difficulties previously generated by these explanatory traditions but apparently incapable of being put to work by mere sociological mortals.

This raises the question: Is habit bound to remain a purely decorative notion in sociology, useful as theoretical window-dressing and conceptual score-settling but useless for being put to explanatory work in our empirical efforts?  The wager of this paper is that the answer is a resounding no. However, the answer will remain “yes” if sociologists stick to their current conceptualizations of habit. For habit to live up to its potential and become a general (and the first and foremost) tool for explaining action, more conceptual clarification work aimed at systematically linking habits—as a “hinge” concept—to other intra and interdisciplinary notions and traditions is required.

Moreover, the very nature of habit needs to be scrutinized in a positive, non-defensive way; that is, not by contrasting habit to other ways of theorizing action (e.g., reflexive or purposive) while repeating for the umpteenth time that habit can be flexible, generative, and non-mechanical. Instead, different—and seemingly contradictory—aspects of the nature of habit need to be explicitly brought to the fore and analytically distinguished. Subsequently, different variants of the habit concept have to be linked to other notions not traditionally associated with habit so that people can trace the linkages and realize that, in deploying these seemingly “non-habit-like” notions to explain action, indeed, they have been doing action-explanation via habit all along.  Finally, critical ambiguities in current formulations of habit, particularly its use as both a particular kind of action and a form all action and cognition can take, will have to be clarified.

The Double of Law of Habit

One roadblock to habit becoming a useful explanatory notion in sociology has to do with a curious feature of the idea, one that has been noted by analysts who relied on the notion from Aristotle, the scholastics, to early enlightenment thinkers, and onwards. This feature of habit was best formulated, developed, and ultimately baptized as the “double law” of habit in a French philosophically eclectic—sometimes also spookily called “spiritualist”—tradition of theorizing action and habit beginning in the late-eighteenth century and continuing into the nineteenth (de Biran, 1970; Ravaisson, 2008).[2] What is this double law? The basic observation is simple and phenomenologically intuitive. The process of habituation (e.g., acquiring a habit via active repetition, passive repetitive exposure, or “practice” in the colloquial sense) can leave two kinds of “by-products” in people, depending on whether we are talking about passive or covert results or whether we are talking about covert or overt results. Habituation has paradoxically distinct effects on each of these by-products.

Before getting to these effects, we need to deal with the first tricky issue, which is the duality of habit as both process and product. That is, habituation produces habits in beings (like people) who can become habituated to things when they engage in repeated practice (or exposed to repeated patterns in experience). The status of habit as both process and product (and more importantly, a process that is necessarily linked to a product) can create confusion. Typically, sociologists use the word “habit” to refer to products (items held or possessed by a person or community). However, they forget that any such act of typing a given cognitive or action item as a habit or as habitual necessarily puts the item in an iterative historical chain of previous instantiations of the item. Nothing can be a habit unless it is the child of repeated enactments in the past since habits can only be born out of such habituation processes (Lizardo, 2021).

The other confusing thing is that habituation processes generally lead to at least three analytically distinct types of habit-like traces or by-products in people. One of these by-products refers to dispositions to perceive the world in specific ways (e.g., perceptual habits). Another results in inclinations to engage in certain acts of conceptual linkage (e.g., “associative” cognition) that, when allowed to run unimpeded, furnish people with conclusions regarding the presumed properties of people, events, and objects in the form of beliefs, intuitions, explanations, attributions, and the like. These intuitions seem “right” or applicable even though the person lacks phenomenal access to the process generating them and without the person having to go through anything that looks like “thinking” in the deductive sense, like deriving conclusions from a chain of premises via a logical calculus (see Sloman (2014) for a consideration of these issues from the perspective of contemporary cognitive psychology). We can thus say that, on the one hand, we have perceptual habits; namely, inclinations or dispositions to see (or, more generally, experience) the world in particular ways, while on the other hand, we have cognitive habits manifested as tendencies to believe that certain things are true about particular objects or settings. The third set of via-products of habituation processes is the generation of inclinations or tendencies to act in specific ways in particular settings toward particular people and objects. These inclinations, tendencies, or dispositions are typically, but not necessarily—as they can be subverted by other causal chains in the world—manifested as overt actions. These are what most people (including sociologists) mean when they use the word habit.[3]

The notion of habit unifies capacities usually seen as distinct (perception, cognition, overt-action) as variations of a common genus; what they have in common is that they are all types of acts. Thus, in seeing the world thus and so, we engage in specifiable perceptual acts (see Noë, 2004), and in drawing conclusions that go beyond the information given via associative cognition, we engage in cognitive acts (see Bruner, 1990). Overt actions have always been recognized as acts, but the beauty of the habit concept is bringing the same “active” element to mental capacities that are typically seen as removed from action.[4] Habit theorists always tend to announce that the point of the concept is to transcend the dualism between mind (e.g., thinking/perceiving) and body (acting in the world) but are seldom clear as to how the notion of habit accomplishes this. One way to clarify this transcendence is by noting that, ultimately, when conceptualizing perception, cognition, and action as all the products of the same habituation process, we are also saying that we are ultimately talking about the same kind of act-like capacities people end up having. Nevertheless, regardless of their common ancestry as of acts, it is essential to keep distinct these three forms of habit-as-product-of-habituation can take in people since they “hinge” on, and point toward, distinct sets of constructs, concerns, and empirical referents. We take up each one in turn.

Perceptual Habits, Cognitive Habits, and Fluency

This first side of the double law of habit is that repeated experiences leave covert traces in persons related to perception and how we respond to the world’s offerings (more generally, the sensibility).[5] Here the idea is that the more we are exposed to a given experiential pattern, the easiest it is to take in and perceptually process the next time around. This is the aspect of repetition that contemporary psychologists see it as leading to perceptual fluency. The “feeling of fluency” resulting from perceptual habituation (e.g., the ease that comes from perceiving things we have perceived before) itself has many downstream consequences, the most consequential of which, from the perspective of sociological action theory, is the tendency of experiencing aesthetic pleasure when exposed to experiential patterns that have become easy to grasp as a result of repeated previous encounters.

Repeated exposure to patterns and regularities in experience leads to the formation of cognitive habits. These experiential regularities may take the form of configurational co-occurrences of object properties or temporal contiguities among events we are exposed to. Here the result is the creation of an inclination toward linkage and association. That is, via cognitive habituation, we learn the expected associations between properties in objects experienced as synchronic wholes or gestalts or between events experienced successively in time. In the configurational case, repeated exposure to objects featuring correlated properties leads to the cognitive habits allowing people to infer the presence of unseen (but previously encountered) properties just from exposure to others with which they are associated; categorization, therefore, is made possible via associative cognitive habits (Rosch, 1978). Thus, upon hearing barking nearby, we expect to see a slobbery, perhaps friendly quadruped with a wagging tail in short order. In the successive event case, cognitive habits linking successive happenings were those enlightenment empiricists saw as leading, such as the tendency for people to experience sequentially repeated events as united by an unseen causal relation. For instance, as Hume argued, the experience of willing to move my arm and seeing my arm subsequently move comes, via a cognitive habit, to be seen as united in a hidden causal essence responsible for the connection (“the self”).

The cases of perceptual and cognitive habituation have many common threads.  First, with repetition, we tend to create unities in experience from what were initially separate experienced events or features. Second, the direct uptake of these unities becomes more accessible and easier each time, which means that cognitive and perceptual habituation is always experienced as a form of facilitation for creating and experiencing such unities. Finally, with the fluent creation of unities in experience, there comes an inevitable diminution of sensibility concerning the lower-order features (synchronic or temporal) brought together under the unity. This is a paradoxical “desensitizing” effect of habituation mentioned by double-law habit theorists; however, this so-called desensitization (also mentioned by Simmel (2020) in his famous essay on the Metropolis) can itself become a platform for increased perceptual discrimination concerning the unity so created, we stop perceiving parts so that we may more easily grasp the whole. That is, while lower-order sensations or reactions to incoming stimuli decrease with habituation, capacities to identify and discriminate between higher-order perceptual gestalts become swifter and more refined—captured in the dictum that, with habit, sensations fade while perceptions become more acute. As Sinclair puts it, with habitual repetition, “active perceptions, although they become more indifferent insofar as they involve less effort, become clearer, more assured, and more distinct” (2011, p. 67). This is why discrimination among distinct qualitative properties of objects (e.g., among expert wine tasters) can increase with habituated repetition even as sensibility to other properties of the experience (ones that would overwhelm the novice) decreases; attenuation is the condition of possibility for enhanced discrimination at a more encompassing level of experience. Aesthetic appreciation of what becomes easy to perceive via perceptual habituation is thus central to any attempt to build a “social aesthetics” (Merriman & Martin, 2015).

Repetition, fluency, and skilled action

The other side of the double law is more familiar to sociologists as it deals with the generations of “habits” taking the form of overt action. More accurately, this is action in the form of habit, with habituality being a quality of action (rather than a hidden essence behind action). Action is habitual to the extent that it tends to acquire a set of specifiable signatures. One of these is the formation of dispositions or inclinations to act when encountering settings where we have performed similar actions.[6]  The other, similar to the increased facility or fluency referred to earlier concerning cognitive habits, has to do with the fact that habitual actions become easier to perform with repetition, with the various micro-actions constitutive of larger action units coming to be united into a more articulated smoothly flowing sequence. Concerning the first (increased habitual “automaticity” as leading to less “initiation control”) Ravaisson (2008, p. 51) notes that with repetition, there emerges “a tendency, an inclination that no longer awaits the commandments of the will but rather anticipates them, and which even escapes entirely and irremediably both will and consciousness.” Thus, there is an indelible link between action and motivation, as repeated actions “the facility in an action gained through its repetition can become a pre-reflective desire, tendency or   carry out the act” (Sinclair, 2011, pp. 73–74). Bourdieu (1984), for instance, proposed that “taste” is such a habitual form, such that we tend to enjoy or like the things that we are used to consuming, with this taste becoming a motivation to engage in further acts of consumption when encountering similar objects, experiences, and settings affording the actualization of the habit (Lizardo, 2014).

Note that in the case of overt action habits, we also have increased facilitation, just like in the perceptual and cognitive act case. Thus, habituation in the form of repetition leads to the creation of more fluid activity units, just like in the perceptual habit case. Repeated action thus tend to form unified gestalts, in which the initial micro-actions come to fit together into a more practically fluent whole. “Enskilment” is thus tied to the creation of inclinations to act in contexts in which the habitual skill can be performed (e.g., a piano “calls out” to be played but only in the skilled piano player).

Note here we run into another ambiguity in the use of “habit.” One refers to the fluid and assured performance of actions acquired via practice and repetition. The other refers to a synchronic action sequence such that an action is habitual only if it is regularly repeated at specified intervals. Double-law theorists make this distinction by pointing to fluency, facility, disposition, and inclination to act given context. If the aim is to forestall confusion, it is better to use “skill” to refer to the fluent quality of habitual actions as distinct from the dispositional component. To explain why someone  performs an action in the here-and-now by pointing to a disposition or inclination necessarily places the current action in a historical series of actions performed in the past by the same person (Lizardo, 2021). Pointing to the skillfulness, fluidity, gracefulness, or aesthetically pleasing nature of the activity does no such thing. The reason is that logically, these two qualities of action, namely, the skillful and the dispositional, need not be connected. A skilled (fluency-habit) piano player may not necessarily be “in the habit” (inclination) of playing the piano on regular occasions. In the same way, one can be less than skilled as a driver and still be “in the habit” of driving to work every day. It is only habit as inclination that enters into explaining occurrent actions (see Lizardo, 2021 for further argument), and as such, the privileged sense when using the notion of habit to make sense of people’s activities.[7]

References

Bourdieu, P. (1996). The Rules of Art: Genesis and Structure of the Literary Field (S. Emanuel, trans.). Stanford University Press. (Original work published 1992)

Bruner, J. S. (1990). Acts of Meaning. Harvard University Press.

Camic, C. (1986). The Matter of Habit. The American Journal of Sociology, 91(5), 1039–1087.

Crossley, N. (2001). The phenomenological habitus and its construction. Theory and Society, 30(1), 81–120.

Dalton, B. (2004). Creativity, Habit, and the Social Products of Creative Action: Revising Joas, Incorporating Bourdieu. Sociological Theory, 22(4), 603–622.

de Biran, P. M. (1970). The Influence of Habit on the Faculty of Thinking. Greenwood.

Emirbayer, M., & Mische, A. (1998). What is agency? The American Journal of Sociology, 103(4), 962–1023.

Gross, N. (2009). A Pragmatist Theory of Social Mechanisms. American Sociological Review, 74(3), 358–379.

Joas, H. (1996). The Creativity of Action. University of Chicago Press.

Lizardo, O. (2014). Taste and the logic of practice in distinction. Czech Sociological Review, 50(3), 335–364.

Lizardo, O. (2021). Habit and the explanation of action. Journal for the Theory of Social Behaviour, 51, 391–411.

Martin, J. L. (2011). The Explanation of Social Action. Oxford University Press.

Martin, J. L., & Lembo, A. (2020). On the Other Side of Values. The American Journal of Sociology, 126(1), 52–98.

Merleau-Ponty, M. (1962). Phenomenology of Perception (C. Smith, trans.). Routledge & Kegan Paul. (Original work published 1945)

Merriman, B., & Martin, J. L. (2015). A social aesthetics as a general cultural sociology? In Routledge international handbook of the sociology of art and culture (pp. 152–210). Routledge.

Ngo, H. (2016). Racist habits: A phenomenological analysis of racism and the habitual body. Philosophy & Social Criticism, 42(9), 847–872.

Ngo, H. (2017). The Habits of Racism: A Phenomenology of Racism and Racialized Embodiment. Lexington Books.

Noë, A. (2004). Action in Perception. Bradford book.

Ravaisson, F. (2008). Of Habit. Bloomsbury Publishing.

Rosch, E. (1978). Principles of categorization. In E. Rosch & B. B. Lloyd (Eds.), Cognition and categorization (pp. 27–48). Lawrence Erlbaum Associates.

Simmel, G. (2020). The metropolis and the life of spirit. Journal of Classical Sociology, 1468795X20980638.

Sinclair. (2015). Is there a“ dispositional modality”? Maine de Biran and Ravaisson on agency and inclination. History of Philosophy Quarterly, 32 (2), 161–179.

Sinclair, M. (2011). Ravaisson and the Force of Habit. Journal of the History of Philosophy, 49(1), 65–85.

Sloman, S. A. (2014). Two systems of reasoning: An update. In J. W. Sherman, B. Gawronski, & Y. Trope (Eds.), Dual-process theories of the social mind (Vol. 624, pp. 69–79). The Guilford Press, xvi.

Strand, M., & Lizardo, O. (2015). Beyond world images: Belief as embodied action in the world. Sociological Theory,  33 (1), 44–70.

Toribio, J. (2021). Responsibility for implicitly biased behavior: A habit‐based approach. Journal of Social Philosophy, josp.12442. https://doi.org/10.1111/josp.12442

Wacquant, L. (2016). A Concise Genealogy and Anatomy of Habitus. The Sociological Review, 64(1), 64–72.

Whitford, J. (2002). Pragmatism and the untenable dualism of means and ends: Why rational choice theory does not deserve paradigmatic privilege. Theory and Society, 31(3), 325–363.

Endnotes

  1. Note that the claim here is not that no sociologists currently use habit and related notions (e.g., habitus) as explanatory resources. Of course, there are many such people. The claim is that if one were to peruse run-of-the-mill research published in the usual places, the prevalence of habit as a tool for explaining action would be much lower (in fact, almost infinitesimal), especially when compared to expectations one gets from reading the aforementioned theoretical literature, according to which they should be the primary explanatory go-to notion, and not a once in a while exception tied to particular theorists or approaches (e.g., Bourdieusian and pragmatist sociologies). Admittedly, “disconnects” between lofty theoretical discourse and empirical work done in the sociological trenches are neither rare nor new. What is new is that the current absence of habit as a prominent explanatory resource in empirical work is happening in the context of a relatively peaceful consensus, (almost extreme given the history of theoretical debate in the discipline) that they should be indeed front and center. 
  2. Oddly, the most famous habit theorist in modern social theory, Pierre Bourdieu, seemed to have been entirely unaware of this French (!) tradition, as far as I can tell, given published works, interviews, and lectures. Instead, Bourdieu teleported straight from Aristotle, Augustine, and Aquinas to the twentieth century, defaulting to Chomskyan talk of “generative schemes” or Husserlian allusions to habitude when pointing to the active, creative aspect of habitual activity. This is quite a shame because Ravaissson’s (and before him De Biran’s) habit theories contain potent formulations, sometimes superior to much better touted twentieth-century figures like Bergson or Merleau-Ponty could have helped Bourdieu more effectively sidestep a variety of misunderstandings. In more recent work, Martin (2011, p. 259, fn. 34) considers de Biran but skips over Ravaisson, even though the latter builds on and transcends many of the limitations of Biran’s treatment while anticipating formulations of later thinkers like Bergson, Merleau-Ponty, and Ricoeur. 
  3. For instance, Camic (1986, p. 1044) defines habit as “a more or less self-actuating tendency or disposition to engage in a previously adopted or acquired form of action.”
  4. Note that a key implication of the habitualization of perception and cognition is that, just like we are (ethically, morally) responsible for our overt actions, we are also responsible for our perceptual and cognitive acts, especially when these end up harming the objects of our perceptions and cognitions, as in the case of so-called implicit biases (Ngo, 2017, p. 35ff; Toribio, 2021). Note that the question of responsibility becomes orthogonal to whether you meant to get the repetitive habituation process started in the first place since most of the habitual perceptual and cognitive acts we engage in daily were probably acquired by more passive forms of exposure to repetitive experiences in the world.
  1. The idea that we have perceptual habits is usually traced to sociologists to Merleau-Ponty (1945/1962) or the American pragmatists, and later Bourdieu (see in particular 1992/1996, p. 313ff). However, it emerged first in the philosophical enlightenment tradition leading to empiricism (it was the basis of Hume’s skeptical arguments against causation and the self) and figured prominently among French double-law theorists of the 19th century. The distinction between habits in action and perception survives today in critical-phenomenological attempts to identify the habitual dimension of oppressive regimes. For instance, in considering “racist habits,” Ngo (2016, p. 860) distinguishes between “bodily gesture or response, and racialized perception” as two primary registers (italics added).
  2. That habits have their own “dispositional” modality, standing between necessity (what always occurs) and contingency (what may occur, but we cannot predict) is something that is lost in some discussions, especially those that depart from Kant’s equation of a (specific form of) habit with mechanical “necessitation.” Habits are what may occur somewhat predictably, but only if everything in the world is right. Dispositionality is thus the modality of all habits (Sinclair, 2015), in that they are potential tendencies that may or may not be manifested. This is why talking about “dispositions” (like Bourdieu sometimes did) as if referring to yet another by-product of habituation (separately from habits) is redundant; all habits are technically dispositions. 
  3. Ascriptions of fluidity and grace in action performance (e.g., “skill”) are more likely to be normative than they are explanatory, although they can serve as the basis of identity and relationship-formation when people create “communities of skill.”

 

 

Implicit Culture and the Insane Clown Posse Stance

In a recent article published online first in the Journal for the Theory of Social Behavior, I attempt to sort out the (various) distinction(s) cultural analysts aim to track when they use the term implicit culture (and, by implication, explicit culture). The article is partly based on reflections developed previously in this blog (see here and here). As I note in the article, things get a bit complex because the term “implicit” tracks a different cluster of distinctions when used to refer to personal culture than it does to public culture, especially that routinely enacted and externalized as institutions (on cultural kinds and institutions, see Lizardo, 2019).

Public versus Personal Implicit Again

Here I would like to focus on a few implications of the argument I left hanging, particularly regarding the epistemic relation between people and the culture the analyst deems to be implicit. The paradigm case here is taken from implicit personal culture (on the distinction between personal and public culture, see Lizardo, 2017), and the prototype is the (either Freudian or modern cognitive-scientific version of) the unconscious (see Khilstrom, 2018). So, personal culture is implicit to the extent that it operates or is used by people for various pragmatic and cognitive tasks (to classify, act, think, and the like) without people being aware that it does so. The prototypical (contemporary) empirical phenomenon manifesting this type of implicit personal culture is the now-classic case of implicit attitudes (see Brownstein, 2018).

In the article, I warned that it is a tempting strategy to attempt to use the model of the epistemic relation people have with their unconscious stock of personal culture (what I called u-implicitness; this is one of two ways personal culture can be implicit; see the article for further argument) to understand the epistemic relation between public-implicit culture and people. This move does not work because implicit public culture exists exclusively as an aspect of either simple or complex external artifacts, with the artifact notion being maximally defined; see here and here (note that this is an explicit—pun intended—and possibly defeasible ontic claim about the nature of implicit public culture). Therefore, an epistemic relation between people and internal mental items can’t be used as a model (at least not without major modifications) for the epistemic relation between people and (the implicit aspect of) external non-mental items. That is, precisely because there is no such thing as cultural kinds that are public and mental (such an entity would violate the Muggle constraint), the epistemic relation between people and the public implicit cannot be the same as that between people and the personal implicit (e.g., within naturalistic constraints, there can’t be such thing as an impersonal but somehow still mental “collective unconscious,” although such a nonsensical thing has been imagined by people in the past).

So, what epistemic relation can plausibly obtain between people and public-implicit culture? Drawing on classic philosophical reflections by members of Insane Clown Posse (ICP), I proposed that the modal epistemic relation between people and implicit public culture is that of ignorance, particularly the sort of ignorance that obtains when we don’t know how a complex natural kind works. Thus, when faced with magnets (a complex natural kind), members of ICP (literally) throw up their hands and exclaim: “fuckin’ magnets, how do they work?” Expressing that the underlying workings of the magnet, productive of observed electromagnetic phenomena, are implicit to them. If ICP were committed vitalists (and as far as I know, they might be), they could have asked the same question about biological kinds: “fuckin’ cats, how do they work?” For the vitalist, the mechanisms that generate and sustain biological life are implicit and, therefore, mysterious (and better left that way). Note that, since magnets are not implicit to trained physicists familiar with Maxwell’s electromagnetic theory (and cats are not implicit to trained biologists), it follows that some (natural or biological kinds) that are implicit to person or group A could be explicit to person or group B; implicitness is a relational property of public cultural kinds and there are always relative to a given knower (or group of knowers). A general definition of (scientific) expertise follows from this; experts are simply those for whom some complex domain (e.g., high-energy physics) is (relatively more) explicit, when it is, in fact, (relatively more) implicit to most of us (see Collins & Evans, 2008).

Implicitness in Public Cultural Kinds

I argued that the ICP implicitness criterion transfers neatly to complex artifactual cultural kinds and particularly to sets of complex artifactual kinds locked together into self-reproducing loops externalized as institutions, like money, debt, gender, race, the state, language, or organizations (see Graeber, 2012; Lizardo, 2019; Jung, 2015; Haslanger, 2005). Just because (via the causal-historical criterion) a piece of public culture is generated via the thinking and practical activity of people does not mean that that piece of public culture is epistemically transparent (e.g., explicit) to those people (or to an external anthropological observer that comes in after the fact and tries to understand it). Thus, we must drop the common fallacy that just because people make public culture (or are implicated in its making and unmaking) it is necessarily explicit to those makers (or, even less likely, to “downstream” users). A moment’s reflection reveals that the opposite will be the case; after a reasonable degree of complexity is reached, most pieces of public culture (e.g., a narrative, a collective memory, a classification system, and the like) will have more implicit than explicit aspects. Nevertheless, those implicit aspects could be potentially recoverable—and thus made explicitvia some analytic procedure (thus justifying—one version of—the project of “measuring culture”). So, we can ask the same question about all types of public artifacts as ICP ask of magnets: “fuckin’ language, how does it work?; fuckin’ states, how do they work?; fuckin’ gender, how does it work?; fuckin’ money, how does it work?”; “fuckin’ organizations, how do they work?” and so forth.

That we can be ignorant of how these artifactual kinds work is the (non-Kantian) condition of possibility for there to be experts (e.g., linguists, political scientists, political sociologists, gender and race theorists, economic anthropologists, organization theorists, and the like) for whom the relevant public cultural kinds are (relatively) less implicit than for most of us. Durkheim (1895) pointed to a version of this in his anti-philosophical argument for an empirical science of society in Rules of Sociological Method; if “social facts” (his name for public-cultural kinds) were purely explicit and thus epistemically transparent to anyone with a brain and some spare time to ponder, they could be thoroughly analyzed from the philosophical armchair and no empirical science of society would be needed. The fact that a good chunk of their nature is not epistemically transparent, thus justifies the need for and the existence of an empirical science of those facts, which helps alleviate our ICP-style ignorance relative to them.

Implicit Public Cultural Kinds and the Knowledge Illusion

Interestingly, this gives us a somewhat different perspective—different from Freudian-style versions that make the fundamental mistake outlined earlier—on why people might sometimes be ignorant about their ignorance of how public cultural kinds work, the various effects they have, and the like. It turns out that when it comes to various domains (e.g., physical, biological, and artifactual), most people do not follow the venerable example of epistemic humility set out by ICP. They do not fully admit their ignorance, and thus the large swaths of implicit aspects of the kinds in question. Instead, they walk around with a particular form of “knowledge illusion” that the cognitive scientists Rozenblit & Keil (2002)  baptized as the “illusion of explanatory depth.” They think they know the underlying mechanisms that make artifacts in various mundane domains (e.g., plumbing, electricity, inflation) “work.” When given a paper and a pencil and asked to write down this purported knowledge, most people are stumped and realize that they are, in fact, no better than ICP when faced with a magnet.

It is important to note that being ignorant about how a public-cultural kind works is not the same as being unable to use it or navigate an institutional system partly structured by it. Once again, the analogy with standard artifacts holds. We all know how to use toilets, coffee makers, and computers. Nevertheless, despite knowing how to use these artifacts to accomplish all kinds of practical tasks, most of us don’t know how they work, although we think we do, per the illusion of explanatory depth. Public cultural kinds work the same way; we all know how to “use” money, organizations, and language—admittedly, some better than others—and we even are sort of experts at “doing” all kinds of interactional and boundary work using race, class, and gender (West & Fenstermaker, 1995). However, this “recipe” or “usage-based” knowledge of institutionalized public-cultural artifacts is not really about the fundamental nature—the cogs and wheels—of the relevant cultural kinds and how they work. It has been a crucial mistake in some brands of cultural theory to go from observing the patent fact that most of us (sometimes very skillfully) “use” culture similarly to how we use tools (see, e.g., Swidler, 1986), to conclude that therefore the culture we use is necessarily explicit to the user, under the mistaken assumption that epistemic transparency is a precondition for use. Instead, the opposite is the case. Because public-cultural kinds are artifactual, they are more like computers; we constantly use them without knowing how they work and presuming that we know how they work when we don’t.

Implications for Cultural Analysis

That the knowledge illusion transfers to artifactual public kinds, and by implication, to the highly institutionalized and pervasive versions (e.g., organizations, language, race, gender, money) that fascinate social scientists in the ways just outlined has important implications for cultural analysis. Most significantly, it shows that just like Freud and the old-timey idea of the unconscious (or the newfangled idea of the implicit mind and the cognitive unconscious), where people thought that they had transparent access to their mental life and thus underestimated the amount of personal culture that is u-implicit, people are equally likely to underestimate the amount of implicit public culture out there they are blissfully ignorant of. That is, people think they know how countless complex public cultural domains work, when these are in reality as obscure to them as electromagnetic theory is for members of ICP. Importantly, this gives a somewhat revised “job description” to the social scientist, one that they seldom take (perhaps because a lot of us also fall for the knowledge illusion); social scientists are in the business of making public-implicit culture explicit to people, by revealing the underlying mechanisms that make them work and which are necessarily implicit to the laity.

One uncomfortable (given the populist intuitions of most social scientists and their discomfiture with technocracy) but necessary implication of this is that people are most certainly ignorant of how most public culture works (here ignorant is used to refer to the epistemic relation in a non-normative sense, even though in American English, “ignorant” is seen as an insult or pejorative). Not only that, this is just not just “passive” ignorance; there are pervasive institutional and cognitive loops helping sustain this ignorance, thus keeping people ignorant of their ignorance (Mueller, 2020). Even worse, people likely may have formed all kinds of folk theories about how those cultural domains work. Moreover, most of these theories are very likely wrong. Just like there is a fact of the matter about how a watch, magnets, and cats work, there is a fact of the matter about how racialized social systems and gendered organizations work, and people can have (and are expected to have!) false beliefs about it (if they have any; note that ignorance, accompanied by an illusion of knowing, is the more likely possibility compared to the possession of an elaborate but wrong theory). In other words, the beliefs held by the folk regarding the underlying working of various public-cultural domains should, in principle, be correctable by experts, just like your weird ideas about how magnets (or cats) work are correctable by the relevant scientific experts. The tradition of French-rationalist social science running from Durkheim to Mauss, to Lévi-Strauss, to Bourdieu, to Wacquant, has no problem with this implication and, in fact, derives it from an explicit—pun intended—social scientific theory of expertise relative to the folk.

Note that when it comes to public cultural kinds that people feel like they really, really know how they work (e.g., gender, race, sexuality), this issue becomes even more critical and more vexed, especially when it turns out that many of these kinds are implicated in highly complex self-reproducing loops involving social practices and links between personal and public culture of such intricacy that they will necessarily be primarily implicit even to the most heroic and committed of folks (and even to many “expert” social scientists; otherwise there would be nothing to discover via scientific inquiry). This opens up a familiar can of worms concerning epistemic authority relations between so-called social science experts and the folk, what sort of folk expertise exists out there that social science experts may not have access to, and so forth. These are beyond the scope of this post to deal with; here, I only want to note that any non-trivial commitment to the idea of implicit public culture does force the analyst to take a stance on this complex set of issues. As I remarked, dropping the pseudo-Freudian version of the epistemic relation between people and public-implicit kinds can do a lot to alleviate the concerns of those who see any combination of a Freudo-Durkheimian “authoritarian” epistemology of expert knowledge as necessarily terrible for and dismissive of the folk (see, e.g., Martin, 2011, p. 74ff).

Even more interestingly, recent work by the cognitive psychologist Steve Sloman and collaborators (see Sloman & Fernbach, 2018) reveals that various knowledge illusions are sustained precisely because the folk (implicitly?) think that there are experts out there who possess this knowledge. Thus, a “bottom-up” folk-to-expert relationship can sustain some illusions of knowledge regarding the implicit aspects of public cultural kinds. That is, precisely because there is a social distribution of knowledge and a “division of epistemic labor”—a key implication of “semantic externalism” in philosophy (see, e.g., Burge, 1979; Haslanger, 2005; Putnam, 1975) and social constructionism in sociology (see, e.g., Reay, 2010)—people walk around thinking that they know more about a bunch of stuff they know little to nothing about. The key mechanism here is that, when it comes to knowing, people may (once again implicitly) not differentiate between the knowledge that is “in their heads” and the knowledge that is in other people’s heads (and even knowledge that is stored in non-biological “heads” like books and Wikipedia servers). So one reason people don’t act like ICP all the time is that they (once again personal-implicitly) believe that they live in a community of knowledge (Rabb et al. 2019). In effect, people practically believe that “expert knowledge “out there” is potentially my knowledge “in here,” so I kind of know stuff that I don’t really know.” As long as people believe they have (direct or indirect) social access to how something works, they enter an epistemic stance of ignorance about ignorance because they have access to practical strategies (googling weird rashes) that would relieve them of that ignorance.

Concluding Remarks

In this post, I hope to have shown that the issue of implicit public culture, and the epistemic relation people have with it, goes beyond simple taxonomic matters (although, as I point out in the JTSB piece, the taxonomic piece is essential). Instead, once we get the taxonomic thing straight and develop a coherent way of thinking about the epistemic relation between people and implicit public culture, all kinds of exciting (and controversial) questions open up. These include classic issues in the sociology of knowledge regarding the relationship between people’s practical or personal recipe knowledge and the theoretical or “expert” knowledge of social scientists (which we can tackle using novel theoretical resources), the mechanisms that sustain resistance to knowing more about the implicit aspects of public culture, a version of systematic sociological ignorance concerning how particular cultural and social domains work, along with exciting problems and puzzling phenomena generated by the social distribution and division of epistemic labor.

References

Brownstein, M. (2018). The Implicit Mind: Cognitive Architecture, the Self, and Ethics. Oxford University Press.

Burge, T. (1979). Individualism and the Mental. Midwest Studies In Philosophy, 4(1), 73–121.

Collins, H., & Evans, R. (2008). Rethinking Expertise. University of Chicago Press.

Graeber, D. (2012). Debt: The First 5,000 Years. Melville House.

Haslanger, S. (2005). What Are We Talking About? The Semantics and Politics of Social Kinds. Hypatia, 20(4), 10–26.

Jung, M.-K. (2015). Beneath the Surface of White Supremacy: Denaturalizing U.S. Racisms Past and Present. Stanford University Press.

Kihlstrom, J. F. (2018). The rediscovery of the unconscious. In J. F. Kihlstrom (Ed.), The mind, the brain, and complex adaptive systems (pp. 123–144). Routledge.

Lizardo, O. (2017). Improving Cultural Analysis: Considering Personal Culture in its Declarative and Nondeclarative Modes. American Sociological Review, 82(1), 88–115.

Lizardo, O. (2019). Specifying the “what” and separating the “how”: Doings, sayings, codes, and artifacts as the building blocks of institutions. Research in the Sociology of Organizations, 65A, 217–234.

Martin, J. L. (2011). The Explanation of Social Action. Oxford University Press.

Mueller, J. C. (2020). Racial Ideology or Racial Ignorance? An Alternative Theory of Racial Cognition. Sociological Theory, 38(2), 142–169.

Putnam, H. (1975). The Meaning of “Meaning.” In Mind, Language and Reality. Philosophical Papers, Vol. 2 (pp. 215–271). Cambridge University Press.

Rabb, N., Fernbach, P. M., & Sloman, S. A. (2019). Individual Representation in a Community of Knowledge. Trends in Cognitive Sciences, 23(10), 891–902.

Reay, M. (2010). Knowledge Distribution, Embodiment, and Insulation. Sociological Theory, 28(1), 91–107.

Rozenblit, L., & Keil, F. (2002). The misunderstood limits of folk science: an illusion of explanatory depth. Cognitive Science, 26(5), 521–562.

Sloman, S., & Fernbach, P. (2018). The Knowledge Illusion: Why We Never Think Alone. Penguin.

Swidler, A. (1986). Culture in Action: Symbols and Strategies. American Sociological Review, 51(2), 273–286.

West, C., & Fenstermaker, S. (1995). Doing difference. Gender & Society, 9(1), 8–37.

Schematic Narrative Templates in Collective Remembering: The Case of Russia

James V. Wertsch introduced the concept of schematic narrative template in his book Voices of Collective Remembering published twenty years ago. The book provides a thorough theoretical discussion on collective remembering and an account of the continuities and discontinuities between the Soviet and post-Soviet collective memory in Russia. In this blog post, I focus on Wertsch’s notion of schematic narrative template and his illustrative example of the triumph-over-alien-forces narrative template that he uses to explain continuities in the Russians’ collective memory through the disintegration of the Soviet Union. By utilizing this template, I also analyze and assess the denazification narrative that Vladimir Putin has used in his attempts to legitimate Russia’s brutal invasion of Ukraine.

Collective Memory and Collective Remembering

Collective memory is an ambiguous term that is used in different ways in different disciplines (Hirst & Manier 2008; Olick 1999; Wertsch 2002, chapter 3). I will not attempt to resolve these ambiguities here. Instead, I will rely on Roediger III and Abel’s (2015, 359) characterization of the core meaning of collective memory as “a form of memory that is shared by a group and of central importance to the social identity of the group’s members”. This account distinguishes collective memory from both historical research and idiosyncratic autobiographical memories of individuals.

Wertsch (2002) shares this understanding of collective memory. However, he prefers using the term collective remembering instead of collective memory since he wants to emphasize the dynamical and mediated nature of collective memory. In his view, collective remembering is a process that is distributed across many individuals and their cultural tools. He regards narrative texts about past events as the primary – albeit not the only – cultural tools that mediate collective remembering in literate societies. His book focuses on the processes of production and consumption of narrative texts in modern states by using Russia as an exemplary case.

Schematic Narrative Templates

The notion of schematic narrative template plays an important role in Wertsch’s (2002, 60-62) analysis of how modern states produce official national histories through state-controlled schooling and how these official histories are appropriated by citizens who consume these narratives. He describes schematic narrative templates as generalized forms that include abstract types of settings, actors, and events, and suggests that a specific narrative template may “underlie a range of narratives in cultural tradition” (p. 61) that fill in the template in different ways. The idea then is that narrative templates of this kind mediate collective remembering of past events in specific groups. Wertsch (2002, 62) also uses the term “textual community” to describe “imagined communities” (Anderson 1991), such as nations, that are “grounded in the use of a shared set of texts”. He illustrates the notion schematic narrative template by analyzing the history textbooks used in the secondary schools during the Soviet and post-Soviet periods and interviewing people who have consumed these books during their schooling.

The Triumph-Over-Alien-Forces Narrative Template

According to Wertsch’s (2002) analysis of the Russian case, the schematic narrative template of “the triumph-over-alien-forces” affects Russians’ shared understanding of those past events that are considered important for the national history of the country and the social identity of its citizens. This is his depiction of the basic elements of this template:

Triumph-Over-Alien-Forces:

  1. An “initial situation” in which the Russian people are living in a peaceful setting where they are no threat to others is disturbed by:
  2. The initiation of trouble or aggression by an alien force, or agent, which leads to:
  3. A time of crises and great suffering, which is:
  4. Overcome by the triumph over the alien force by the Russian people, acting heroically and alone (Wertsch 2002, 156; also 93; cf. Wertsch 2022, 461)

The idea is that the nature of the trouble, aggression, alien force, alien agent, crises, and suffering as well as the ways in which Russian people overcome the trouble or aggression caused by the alien forces may take different forms in different narratives about different episodes in the national history of Russia. Despite its flexibility, the template incorporates a strict distinction between peaceful Russian people (“us”) and hostile alien forces or agents (“them”), which is an instance of the “Manichean consciousness” that allows no neutral parties (Wertsch 2002, 95).

Wertsch (2002, chapter 5) provides an analysis of how this narrative template is instantiated in the history textbooks’ accounts of the Civil War of Russia (1917-1923) and World War II (1939-1945) in the Soviet and post-Soviet Russia. He argues that both the Soviet and post-Soviet history textbooks’ narratives about these two episodes are based on the triumph-over-alien-forces template. In these narratives, Russians are depicted as victims of a threat or offensive by some alien forces or agents whose aggressive actions caused a crisis, forcing Russians to heroically defeat them without any help from others. In the case of WWII—usually termed as “the Great Patriotic War” in the textbooks—the alien force was, of course, Nazi Germany which invaded Russia and was, according to the textbook narratives, defeated by the Russian soldiers who fought heroically and without the help of others. The role of other allied countries in fighting against Nazi Germany is systematically downplayed in Russian textbook accounts of WWII. However, Wertsch’s analysis shows that specific actors and events mentioned in the narratives about different episodes are different, and the textbooks used at different times include slightly different narratives about both these episodes, with different points of emphasis and moral interpretations.

Wertsch (2002, chapter 5) also shows that his interviewees largely relied on the triumph-over-alien-forces template when they described these two episodes. However, there were some systematic differences in the agents and events that were named in their narratives and in the evaluations concerning the agents’ actions and particular historical events, depending on whether the interviewee’s schooling occurred during the Soviet era or after that. For example, the Communist Party played an important role in the narratives of WWII by the members of the former group while it was mostly absent from the narratives of WWII by the members of the latter group.

Putin’s Legitimation of Russia’s Invasion of Ukraine

Next, I will briefly address the question of the extent to which the triumph-over-alien-forces template was used in Vladimir Putin’s legitimation Russia’s large-scale invasion of Ukraine in February 2022. It can be expected that Putin is familiar with this template since he went to school in Leningrad (currently known as Saint Petersburg) during the Soviet era when, according to Wertsch (2002), the teaching of the history of Russia largely relied on this template. My analysis is mostly based on Putin’s infamous speech preceding Russia’s invasion of Ukraine (the English translation is available on the Kremlin website).

In Putin’s historical narrative, Ukraine was an organic part of the Russian Empire before the Bolshevik revolution in 1917 after which the Ukrainian Soviet State was artificially created under the leadership of V.I. Lenin in the 1920s. However, since the Soviet Union was centrally ruled, Ukraine remained an integral part of Soviet Russia. According to Putin’s narrative, the crisis period begins with the disintegration of the Soviet Union, after which the Ukrainian people have been gradually suppressed by an allied set of “alien forces” consisting of nationalists, Russophobes, and neo-Nazis. In particular, he claims that these “alien agents” have occupied and corrupted Ukrainian political elite and state leadership with the help of Western countries and started planning all kinds of hostile actions towards Russia, such as preparing Ukraine’s membership application to NATO, planning to manufacture nuclear weapons in Ukraine, and making secret plans to invade Russia. Putin mentions these hostile developments as the main reasons why Russia was forced to start a preventive “special military operation” to “denazify” Ukraine. He has also declared that this operation is aimed to “liberate” the Ukrainian people and bring Ukraine back under Russian control.

It seems to me that the elements (1)-(3) of the triumph-over-alien-forces narrative template can be easily identified in Putin’s historical narrative. In line with this template, Putin probably expected a rapid defeat of Ukraine by the Russian soldiers which he could have presented as a heroic triumph over alien forces. However, Russia’s war against Ukraine cannot be described as a triumph in any sense and the actions of Russian soldiers in Ukraine have not been heroic but brutal and cruel. In addition, there are at least three problems with the denazification narrative if we assess it from the epistemic viewpoint. First, there are few neo-Nazis in Ukraine and the Jewish Ukrainian President Volodomir Zelensky is not definitely one of them. Second, there is no evidence about Ukraine’s plans to invade Russia with the help of their Western allies or plans to manufacture nuclear weapons in Ukraine. Third, as Putin has hopefully realized by now, Ukrainians do not want to be “liberated” by Russians. In other words, Putin’s narrative includes many demonstrably false claims.

However, as state control over media and history teaching at schools has again increased in Putin’s Russia and political opposition has been violently repressed, there seem to be no publicly available counter-narratives to this fictional “denazification narrative” in Russia today. Despite the lack of alternatives, it is hard to say to what extent Russian people believe this narrative because there is no reliable information available for estimating its support. However, Putin’s denazification story, as I tried to show above, relies on a familiar triumph-over-alien-forces narrative template many Russians seem to have internalized from their history textbooks and media representations. Likewise, It is possible that Putin, who, according to some media reports, has quite efficiently isolated himself from reliable sources of information, has become a victim of his own propaganda and no one in his administration dares to question his increasingly paranoid interpretations of history. If Russia ends up losing this brutal war, then the previous narrative template will hopefully be thoroughly questioned through open public discussion in Russia. However, this is not likely to happen as long as Putin remains in power.

Concluding Remarks

Wertsch’s notion of schematic narrative template is a promising conceptual tool for analyzing collective remembering in modern societies. It also bears an interesting resemblance to Claudia Strauss and Naomi Quinn’s (1997) notion of cultural schema that has been influential in the so-called interdisciplinary tradition of cognitive sociology (e.g., Kaidesoja et al., 2022). Hence, it may be an intriguing project to compare these two concepts in detail since it seems to me that cognitive sociologists’ recent specifications of the notion of cultural schema (e.g., Boutyline & Soter, 2021; Hunzaker & Valentino, 2019; Wood et al., 2018) may help to clarify the notion of schematic narrative template. In addition, the latter notion raises similar issues regarding the degree of implicitness, internalization, and cultural transmission as the concept of cultural schema. Hence, cognitive sociologists’ recent analyzes of these issues (e.g., Cerulo et al 2021: Lizardo 2017; 2021; 2022) may prove useful in addressing the cognitive and social mechanisms through which schematic narrative templates are internalized by individuals and transmitted between generations.

The concept of affordance could also prove useful for investigating how exactly narrative texts mediate collective remembering in different contexts (see my previous blog post on cognitive artifacts, affordances, and external representations). Wertsch’s (2002, 119-123) distinction between mastery and appropriation of textual means is an interesting one in this respect. Mastery refers here to individuals knowing how to use a specific type of narrative text, such as history textbooks. Mastery of a specific type of text is reflected in one’s “ability to recall them at will and to employ them with facility when speaking” as well as in one’s skills for “reasoning about the actors and motives behind the events discussed” (p. 119). Appropriation in turn refers to the use of a particular narrative text as a resource for building one’s social identity by “making it one’s own” (p. 120). One of Wertsch’s (2002, 120) points in this context is that these two do not go hand in hand since a person may have mastery over history textbooks while resisting them rather than using them as identity resources (and vice versa). The concept of affordance provides an analytical tool for analyzing the possibilities and constraints that a particular text provides for its user with a specific degree of mastery over the text in a specific situation, although it may not help much in investigating the degree to which an individual has appropriated the text. The latter issue seems to be a bigger challenge for cognitively oriented social research.

References

Anderson, B. (1991) Imagined Communities: Reflections on the Origin and Spread of Nationalism. Verso: London.

Boutyline, A., & Soter, L. K. (2021) Cultural Schemas: What They Are, How to Find Them, and What to Do Once You’ve Caught One. American Sociological Review, 86: 728–758. https://doi.org/10.1177/00031224211024525

Cerulo, K., Leschziner V., & Shepherd, H. (2021) Rethinking Culture and Cognition. Annual Review of Sociology, 47: 63–85. https://doi.org/10.1146/annurev-soc-072320-095202

Hirst, W. and Manier, D. (2008) Towards a Psychology of Collective Memory. Memory 16: 183–200. https://doi.org/10.1080/09658210701811912

Hunzaker, M.B. F., & Valentino, L. (2019) Mapping Cultural Schemas: From Theory to Method. American Sociological Review, 84: 950–981. https://doi.org/10.1177/0003122419875638

Kaidesoja, T., Hyyryläinen, M. & Puustinen, R. (2022) Two Traditions of Cognitive Sociology: An Analysis and Assessment of Their Cognitive and Methodological Assumptions. Journal for the Theory of Social Behavior. https://onlinelibrary.wiley.com/doi/10.1111/jtsb.12341

Lizardo, O. (2017) Improving Cultural Analysis: Considering Personal Culture in its Declarative and Nondeclarative Modes. American Sociological Review, 82: 88–115. https://doi.org/10.1177/0003122416675175

Lizardo, O. (2021) Culture, Cognition, and Internalization. Sociological Forum, 36: 1177–1206. https://doi.org/10.1111/socf.12771

Lizardo, O. (2022) What is Implicit Culture? Journal for the Theory of Social Behavior. https://doi.org/10.1111/jtsb.12333

Olick, J. K. (1999) Collective Memory: The Two Cultures. Sociological Theory, 17: 333–348. https://doi.org/10.1111%2F0735-2751.00083

Roediger III, H. L. & Abel, M. (2015) Collective Memory: A New Arena of Cognitive Study. Trends in Cognitive Sciences, 19(7): 359-361. https://doi.org/10.1016/j.tics.2015.04.003

Wertsch, J. V. (2002) Voices of Collective Remembering. Cambridge University Press: Cambridge.

Wertsch, J. V. (2022) The Narrative Tools of National Memory. In H.L. Roediger III & J.V. Wertsch (Eds) National Memories: Constructing Identity in Populist Times. Oxford University Press: Oxford, pp. 454-472.

Wood, M. L., Stoltz, D. S., Van Ness, J., & Taylor, M. A. (2018). Schemas and Frames. Sociological Theory, 36(3), 244-261. https://doi.org/10.1177/0735275118794981

 

 

 

The Lexical Semantics of Agency (Part II)

In a previous post I argued that the reasons why the concept of agency in sociological theory is “curiously abstract” has its roots in the ways theorists conceptualize the notion in particular usage episodes during theoretical argumentation. Particularly, conceptualizing agency as a substance (a “mass noun” like water or heat) continuously distributed in time leads to predictable problems of non-specificity and a lack of direct grounding in experience-near domains.

Yet, I also noted that some theorists, particularly Emirbayer & Mische (1998, p. 963ff; hereafter E&M), do not offer a unitary conceptualization of the notion of agency. Instead, they provide a cluster of distinct (and not necessarily compatible) conceptualizations, some of which are more “curiously abstract” than others. I noted that E&M provide at least three such conceptions: (1) agency as a process distributed in time, (2) agency as a quality or dimension of action, and (3) agency as a force or capacity possessed by persons. Specifically, I noted that the conception of agency as a process inherently embedded in time links up clearly to Giddens’s (1979) earlier definition of agency. This is by far, the most unbearably abstract of all the conceptions, and unfortunately for some, the one that has gone on to be most influential in terms of (usually ritualistic or non-substantive) citations by sociologists (e.g., Hitlin & Elder, 2007).

Note that because the three conceptions of agency are not semantically equivalent, the concept of agency is polysemous in the linguistic sense. As such, it is useful to distinguish them typographically. So in this and the following posts, the process conception will be referred to as agency[p], the dimension conception as agency[d], and the capacity conception as agency[c]. In this post, I continue the examination of agency[p] the most curiously abstract of the concepts. Future posts will provide my take on the lexical semantics of agency[d] and agency[c].

Agency[p]

One of the conclusions we reached in the previous treatment is that agency[p] is indeed a “curiously” abstract conceptualization. However, this does not mean that it is semantically empty. Instead, from the perspective of lexical semantics,  agency[p] is an abstract noun, and as such, it is likely to be semantically vague or underspecified (see Goddard & Wierzbicka (2013, p. 229ff). Here, I explicate the semantic content of agency[p] using the Natural Semantic Metalanguage or NSM (Wierzbicka, 2015).

The basic idea of the NSM approach is to “force” the analyst to lay out (via “reductive paraphrase”) the basic semantic content of linguistically indexed categories using only words (called “exponents” in each natural language) derived from a list of sixty or so basic concepts (called “semantic primes”) that have explicitly lexicalized analogs in most of the world’s languages. These basic concepts thus come the closest to being “semantic primitives” or the semantic building blocks of more complex concepts, like agency, which, in standard practice in social theory tend to be “defined” in terms of other even more abstract or complex concepts of equally elusive semantic status (for the latest English list of NSM semantic primes, see here). More specifically, I follow the general approach to explicating abstract nouns discussed in Goddard & Wierzbicka (2013, p. 205ff).

The reductive paraphrase of the process model of agency goes as follows:

Agency[p]

  1. Something
  2. People can say what this something is with the word agency
  3. Someone can say something about something with this word when someone thinks like this:
    1. Someone can do something if that someone’s body moves in a way for some time in a place
    2. Someone can think: I can do something if I move my body in a way for some time in this place
    3. Because this someone did this something, something happened in this place at this time
    4. Because this someone did this something, this place is not the same as before
    5. Before, in this same place, the same someone can do other things if that someone’s body moves in another way
    6. Before, in this same place, the same someone can think: I can do something if I do not move

This explication carries the basic message of Giddens’s (1979, p. 55-56) definition and commentary, which I quote in full for comparison with the NSM rendering:

Action or agency, as I use it, thus does not refer to a series of discrete acts combined together [sic] but to a continuous flow of conductinvolving a ‘stream of actual or contemplated causal interventions of corporeal beings in the ongoing process of events-in-the world’the notion…has reference to the activities of an agent…The concept of agency as I advocate it here…[involves] ‘intervention’ in a potentially malleable object-worldit is a necessary feature of action that, at any point in time, the agent ‘could have acted otherwise’: either positively in terms of attempted intervention in the process of ‘events in the world’, or negatively in terms forebearance.

Parts 1 and 2 of the explication are standard for abstract nouns, noting that they refer to an unspecified “something” and that some linguistic community has adopted a lexical form (a word) to refer to this. The other parts of the explication are coded to correspond to the parts of Giddens’s discussion marked in the same color. Part 3 of the explication provides the main conceptual content of the “something” the term agency[p] refers to.

In 3A and 3B (pink) the basic definition of agency entailed in agency[p] is provided. The difference is that in 3A we have the case in which people actually do something, and in 3B we have the case in which people “contemplate” doing it (hence the preface, “people can think” in 3B). Here, it is specified that agency necessarily involves someone doing something by moving their bodies in specific ways for some time at particular places. Thus, Giddens’s agency frame of reference action is a six-way place-holder, involving necessary reference to a person (someone), performing an action (doing), by moving their bodies in particular ways, at specified places for some time.  The presence of an actor or “agent” in Giddens’s parlance (someone in NSM semantic prime terminology) makes sense, as the presence of an actor or agent differentiates action or agency theories from other “agentless” approaches (e.g., Luhmannian systems theory). The reference to actions (“doings”) is also de rigueur. One may be surprised to the further specification that doings are performed by people moving their bodies. Although sometimes analysts speak of “action” as if it is done by disembodied agents, bodies enter the picture via Giddens’s reference to “corporeal beings”; that action is embodied, is, of course, a truism in the tradition of practice theory from which both Giddens and E&M depart.

Finally, the reference to a “way” of moving the body serves to individuate the action as a particular time of doing, which is consistent with the way that skilled activities are generally conceptualized (e.g., bike riding as a way to ride a bike; see Stanley (2011)).  Finally, the schema specifies that the doings are happening at specific places during some strip of time. This is in keeping with Giddens’s emphasis on the fact that no discussion of agency makes sense unless human activity is embedded in “time-space intersections…essentially involved in all social existence” (1979, p. 54, italics in the original). Note that, while all the other terms capture particulars, the temporal reference is left purposefully vague since Giddens conceived of the strip of time within which agency unfolds as unbounded (e.g., continuous and not punctual and thus lacking definite starting and ending times like a “discrete act” would).

The explication in 3C and 3D (blue) clarifies Giddens’s idea that agency necessarily results in consequences or “interventions” into the causal flow of events in the world. Note that an advantage of the NSM approach is that we can lay this claim out using relatively simple notions, namely, people doing things and stuff happening in places as a result; Giddens, on the other hand, has to rely on conceptually complex ideas such as causalintervention, and malleable object-world to convey the same thing. Because these terms are themselves semantically complex and elliptical, they introduce a level of obscurity that is shed in the NSM reductive paraphrase. The paraphrase covers two minimal conditions for an action to make a difference in the causal flow in the world. First, action must itself result in some kind of event in the world (3C); a “happening” that wouldn’t have existed if not for the action. Second (3D), this event itself must leave a mark on the world (indexed by “this place” and time); minimally the counterfactual is that the world is now permanently different because this event occurred. So because the agent acted, the world is no longer the same as it was before the action.

Finally, 3E and 3F (red) convey the basic idea that a necessary component of the Giddensian definition of agency[p] contains two counterfactual references to something that could be rendered in more metaphysically loaded terms as “free will.” First, the fact that what people did is not the only thing they could have done (3E). They could have done other things had they moved their bodies differently and thus enacted an entirely different set of causal interventions into events in the world at a previous point in time (“before”). Second, in 3F we see that the person could have also done nothing, which implies the capacity to not move their bodies (if they wanted to) is itself an instance of the general category of agency[p]. Thus, refraining from action is also an exercise of agency on the part of the actor.

So, there you have it. Giddens’s curiously abstract concept of agency is indeed curiously abstract. However, like most abstract nouns, it is not conceptually empty. Instead, it encodes numerous substantive intuitions (and when not subject to explicit consideration, dogmatic assumptions) about the nature of human action. Some are intuitive (people act when they move their bodies at particular times and places). Others involve somewhat strong metaphysical presumptions (people always in all times and places can act otherwise). Others involve elements of the definition that are seldom noted or explicitly considered (e.g., not acting is a type of agency).

References

Emirbayer, M., & Mische, A. (1998). What is agency? The American Journal of Sociology, 103(4), 962–1023.

Giddens, A. (1979). Central Problems in Social Theory: Action, Structure, and Contradiction in Social Analysis. University of California Press.

Goddard, C., & Wierzbicka, A. (2013). Words and Meanings: Lexical Semantics Across Domains, Languages, and Cultures. OUP Oxford.

Hitlin, S., & Elder, G. H., Jr. (2007). Time, Self, and the Curiously Abstract Concept of Agency. Sociological Theory, 25(2), 170–191.

Stanley, J. (2011). Know How. OUP Oxford.

Wierzbicka, A. (2015). Natural Semantic Metalanguage. In The International Encyclopedia of Language and Social Interaction (pp. 1–17). Wiley.

Are We Cognitively Susceptible to Tests?

In one the clearest statements about the difference it makes to emphasize cognition in the study of culture and, more generally, for the social sciences as a whole, the anthropologist Maurice Bloch (2012) writes that, if we consider closely every time we use the word “meaning” in social science, then “a moment’s reflection will reveal that ‘meaning’ can only signify ‘meaning for people’. To talk of, for example, ‘the meaning of cultural symbols’, as though this could be separated from what these symbols mean, for one or a number of individuals, can never be legitimate. This being so, an absolute distinction between public symbols and private thought becomes unsustainable” (4). 

As a critique of Geertzian and neo-Diltheyan arguments for “public meaning” and “cultural order” sui generis, Bloch’s point is fundamental, as it reveals a core problem with arguments built on those foundations once they have been untethered from “meaning for people” and can almost entirely be given over to “meaning for analysts.”  Yet, and as Bloch makes it a point to emphasize, such critiques can only get us so far in attempting to change practices, as even if “a moment’s reflection” like this may lead some to agree with Bloch’s claim, without an alternative, these models will persist more or less unchanged. If “meaning for people” stands as some equivalent for a tethering to cognitive science as recommended by theorists like Stephen Turner (2007), then what is needed is a programmatic way of doing social theory without “minimizing the cognitive” by attempting, instead, to bridge social theory and cognitive neuroscience in the design of concepts.

In fairness to Geertz, one of his more overlooked essays proposes a culture concept that seems to want to avoid the very problem that Bloch identifies. In “The Growth of Culture and the Evolution of Mind” Geertz (1973) draws a connection between culture and “man’s nervous system,” emphasizing in particular the interaction of culture and the (evolved) mind in the following terms: “Like a frightened animal, a frightened man may run, hide, bluster, dissemble, placate or, desperate with panic, attack; but in his case the precise patterning of such overt acts is guided predominantly by cultural rather than genetic templates.” Here the problem of relating the cultural to the cognitive seems clearly resolved, as the latter is reduced to “genetic templates.” Yet, contrary to Sewell’s (2005) positive estimation of this aspect of Geertz’s thought as “materialist,” we should be wary of taking lessons from Geertz if by “materialist” Sewell means a culture concept that does due diligence to the evolved, embodied, and finite organisms we all are. Nonetheless, in many respects, the Geertzian move still prevails in contemporary cultural sociology which, likewise, features an admission of the relevance of the cognitive to the cultural, but retains a similar bracketing as de facto for figuring out the thorny culture + cognition relation. 

For instance, recently Mast (2020) has emphasized that “representation” (qua the proverbial turtle) works all the way down, even in the most neurocognitive of dimensions, and so we cannot jettison culture even if we want to include a focus on cognition because we need cultural theory to account for representation. Likewise, Norton (2018) makes a similar claim by drawing a distributed cognition framework into sociology, but making “semiotics” the ingredient for which we need a designated form of cultural theory (in this case, his take on Peircean “semeiotics”) to understand. Kurkian (2020), meanwhile, argues that unless we admit distinguishably cultural ingredients like these, attempting any sort of marriage of culture + cognition will fail, because cognition will be about something that does not tread on culture’s terrain, like “information” for instance.

Each of these is a worthwhile effort, yet in some manner they misunderstand the task at hand in attempting a culture + cognition framework, recapitulating what Geertz did in 1973. This is because any such framework must rest on new concept-formation rather than what amounts to a defense of established concepts. This would admit that cultural theories of the past cannot be so straightforwardly repurposed without amendments. What we tend to see, rather, are associations of culture concepts (semiotics, representation) and cognitive concepts (distributed cognition, mirror neurons) by drawing essentially arbitrary analogies and parallels between concepts that otherwise remain unchanged. In most cases, such a bracketed application replicates the disciplinary division of labor in thought because the onus is never placed on revision, despite the dialectical encounter and the possibilities that each bank of concepts presents to the deficiencies and arbitrariness of the other. We either hold firm to our cultural theories of choice, or we engage in elaborate mimicry of a STEM-like distant relation. 

Following Deleuze (1995), we should appreciate that to “form concepts” is at the very least “to do something,” like, for instance, making it wrong to answer the question “what is justice?” by pointing out a particular instance of justice that happened to me last weekend. Deleuze adds insight in saying that concepts attempt to find “singularities” from within a “continuous flow.” The insight is apt to the degree that culture + cognition thinking seems rooted in the sense that there is a “flow” here and that, maybe, the concepts we’ve inherited, most of them formed over the last 80 years, that make culture and cognition “singular” are simply not helpful anymore. Yet to rehash settled, unrevised cultural theories and bring them into relation with emerging cognitive theories (also unchanged) is essentially to “do” something with our concepts like affirm a thick boundary between sociologists’ jurisdiction and cognitive science’s jurisdiction, forbidding anything that looks like culture + cognition, and, in all likelihood, creating only an awkward, fraught, short-lived marriage between the two, which, despite the best of intentions, will continue to “minimize mentalistic content,” have the effect of carefully limiting the role that “psychologically realistic mechanisms” can play in concept-formation, and which will, in retrospect, probably only produce a brand of social theory that will seem hopelessly antique for sociologists looking back from the vantage of a future state of the field, one possibly even more removed from present-time concerns with “cognitive entanglements.” 

The task should instead be something akin to what Bourdieu (1991) once called “dual reference” in his attempt to account for the strange verbiage littered throughout Heidegger’s philosophy (dasein, Sorge, etc). For Bourdieu, Heidegger’s work remains incomprehensible to us if we reference only the philosophical field in which he worked, and likewise incomprehensible if we reference only the Weimar-era political field in which he was firmly implanted. Instead, Heidegger’s philosophy, in particular these keywords, consists of position-takings in both fields simultaneously, which for Bourdieu goes some way in explaining the strange and tortured reception of Heidegger (with Being and Time something of a bestseller in Germany when published in 1927 and still canonical in pop philosophy pursuits today) to present-day. 

Thus, in forming concepts, the goal should not be to posit an order of influence (culture → cognition, cognition → culture), nor to bracket the two (culture / cognition) and state triumphantly that this is where culture concepts can be brought to bear and this where cognitive ones can be, leaving both unchanged. Norton is right: Peirce has lots of bearing on contemporary cognitive science (see Menary 2015). But to say this and not amend an understanding of semeiotics (which, it seems, Peirce would probably advocate were he alive today, as he always considered his semeiotics as a branch of the “natural science” he always pursued) is a non-starter. 

My argument is that concept-formation of the culture + cognition kind should yield dual reference concepts rather than bracketing concepts or order of influence concepts. The proposal will be that the concept of “test” demonstrates such a dual reference concept. We cannot account for the apparent ubiquity of tests, why they are meaningful, and how they are meaningful without reference to both a cognitive mechanism and a sociohistorical configuration that combines with, appropriates, and evokes it. The analysis here involves genealogy, institutional practice, site-specificity, and social relations.

Elsewhere (Strand 2020) I have advocated a culture + cognition styled approach as the production of “extraordinary discourse” and, relatedly, as concept-formation that can be adequate for “empirical cognition” as a neglected, minor tradition since the time of Kant (Strand 2021; though one with a healthy presence in classical theory). More recently, Omar and I have attempted concept-formation that more or less looks like this in recommending a probabilistic revision of basic tenets of the theory of action (forthcoming, forthcoming). To put it starkly: we need new concepts if we want something like culture + cognition. To work under the heading of “cognitive social science” is akin to a compass-like designation in a new direction. And rather like Omar (2014) has said, if theorists, so often these days casting about for a new conversation to be part of now that “cultural theory” is largely exhausted and we can only play with the pieces, want a model for this kind of work, they might study the role that philosophers have come to play in cognitive science, as engaged in what very much seems like a project of concept-formation.

In this post, I will attempt something similar, more generally as a version of deciphering “meaning for people” by asking a simple question: Why are tests so meaningful and seemingly ubiquitous in social life (Marres and Stark 2020; Ronnell 2005; Pinch 1993; Potthast 2017)? I will consider a potential “susceptibility” to tests and why this might explain why we find them featured so fundamentally in areas as varied as education, science, interpersonal relationships, medicine, morality, technology, and religion, as a short list, and how they can be given a truly generalized significance if we conceptualize test as trial (Latour 1988). More generally, the new(ish) “French pragmatist sociology” has made the epreuve (what mutually translates “test” and “trial” into French) a core concept as a way of “appreciating the endemic uncertainty of social life” (Lemieux 2008) though without implying too much about what a cognitive-heavy phase like “endemic uncertainty” might mean. The French pragmatists [1] might be on to something: test or trial may qualify as a “total social phenomena” in the tradition of Mauss (1966), less because we can single out one test as “at once a religious, economic, political, family, phenomena” and more because each of these orders depends, in some manner, on tests. This is more fitting with a cognitive susceptibility perspective, as I will articulate further below.

Provisionally, I will define a test as the creation of uncertainty, a suspension of possibilities, a way of “inviting chance in,” for the purpose of then resettling those possibilities and resolving that uncertainty by singling out a specific performance. After a duration of time has elapsed, the performance is complete. The state of affairs found at the end is what we can call an “outcome,” and it carries a certain kind of “objective” status to the extent that the initial uncertainty or open possibility is different now, less apparent than it was before, and “final” in some distinguishable way. 

If testing appears ubiquitous and “total,” this is not because tests necessarily work better than other potential alternatives as ways of handling “endemic uncertainty.” It is also not because testing features as part of some larger cultural process in motion (like “modernity’s fascination with breaking known limitations” [Ronnell 2005]). Rather, I want to claim that if tests are ubiquitous, this indicates a cognitive susceptibility to tests, thus revealing latent “dispositions,” such that we could not help but find tests “meaningful for people” like us. Some potential reasons why are suggested by referencing a basic predictive processing mechanism: 

According to [predictive processing], brains do not sit back and receive information from the world, form truth evaluable representations of it, and only then work out and implement action plans. Instead brains, tirelessly and proactively, are forever trying to look ahead in order to ensure that we have an adequate practical grip on the world in the here and now. Focused primarily on action and intervention, their basic work is to make the best possible predictions about what the world is throwing at us. The job of brains is to aid the organisms they inhabit, in ways that are sensitive to the regularities of the situations organisms inhabit (Hutto 2018).

Thus, in this rendering, we cannot help but notice “sensory perturbations” as those elements of our sensory profile that defy our expectation (or, in more “contentful” terms, our predictions). These errors stand out as what we perceive, and we attend to them by either adjusting ourselves to fit with the error (like sitting up a little more comfortably in our chair) or by acting to change those errors, so that we do not notice them anymore. In basic terms, then, the predictive processing “disposition” involves an enactive engagement with the world that seeks some circumstance in which nothing is perceived, because, we might say, everything is “meaningful” (i.e. expected). If we define “meaning” as something akin to “whatever subjectively defined qualities of one’s life make active persistence appealing,” then this adaptation of the test concept might be a way of accounting for meaning without a “minimum of mentalistic content” while incorporating a “psychologically realistic mechanism” (Turner 2007).

In what follows I will examine whether there is some alignment between this disposition and tests as a ubiquitous social process. If so, then it may be worthwhile to build on the foundation laid by the French pragmatists for concept-formation of the culture + cognition kind.

 

On cognitive susceptibility

The notion of cognitive “susceptibility” is drawn from Dan Sperber (1985) and the idea that, rather than dispositions that create a more direct link between cognition and cultural forms, that link may more frequently operate as susceptibility.

Dispositions have been positively selected in the process of biological evolution; susceptibilities are side-effects of dispositions. Susceptibilities which have strong adverse effects on adaptation get eliminated with the susceptible organisms. Susceptibilities which have strong positive effects may, over time, be positively selected and become, therefore, indistinguishable from dispositions. Most susceptibilities, though, have only marginal effects on adaptation;  they owe their existence to the selective pressure that has weighed, not on them, but on the disposition of which they are a side-effect (80-81).

Sperber uses the example of religion. “Meta-representation” is an evolved cognitive disposition to create mental representations that do not have to pass the rigorous tests that apply to everyday knowledge. It enables representations not just of environmental and somatic phenomena, but even of “information that is not fully understood” (83). Because it has these  capabilities, the meta-representational disposition creates “remarkable susceptibilities. The obvious function served by the ability to entertain half-understood concepts and ideas is to provide intermediate steps towards their full understanding. It also creates, however, the possibility for conceptual mysteries, which no amount of processing could ever clarify, to invade human minds” (84). Thus, Sperber concludes that “unlike everyday empirical knowledge, religious beliefs develop not because of a disposition, but because of a susceptibility” (85).

The disposition/susceptibility distinction can be quite helpful in navigating the murky waters around Bloch’s trope of “meaning for people,” because we do not necessarily have to give cultural forms over directly to dispositions. Rather, those cultural forms can arise as susceptibilities, which offer far more bandwidth to capture the cognitive dimensions of cultural forms as instances of “meaning for people.”

Thus, when God “tests the faith” of Abraham by ordering him to sacrifice his child Isaac, a space of chances is opened, and depending on how the test goes, something about Abraham will become definitive, at least for a while. A perceived lack of faith becomes equivalent to a noticeable error here, and it can be resolved by absorbing this uncertainty through some process that generates an outcome to that effect. Even though Abraham does not end up sacrificing Isaac in the story, he was prepared to do so, and thus he “proves” his faith. Some equivalent to this “sacrifice” remains integral to tests of faith of all sorts (Daly 1977).

I hypothesize that there must be a (cognitive) reason why this test, and the whole host of others we might come across, in fields and pursuits far removed from Abrahamic religion, is found in moments like these and in situations that mimic (even vaguely) God’s “test” of Abraham. The role of tests in this religious tradition, and potentially as a total social phenomenon, indicates something about “susceptibility” (in Sperber’s sense) to them. “Disposition” in this case concerns the predictive processing disposition to eliminate prediction error by either adapting a generative model to the error or by acting to change the source of the error; either way, our expectations change and we do not notice what stood out for us before. For tests, the construction of uncertainty and more possibilities than will ultimately be realized is a kind of susceptibility that corresponds to the predictive disposition. More specifically, this means that tests allow something to be known to us by enabling us to expect things of it.

 

Tests: scientific, technological, moral

What is remarkable about this is the range of circumstances to which we turn to tests to construct our expectations. Consider Latour’s description of the Pasteur’s experimental technique: 

How does Pasteur’s own account of the first drama of his text modify the common sense understanding of fabrication? Let us say that in his laboratory in Lille Pasteur is designing and actor. How does he do this? One now traditional way to account for this feat is to say that Pasteur designs trials for the actor to show its mettle. Why is an actor defined through trials? Because there is no other way to define an actor but through its actions, and there is no other way to define an action but by asking what other actors are modified, transformed, perturbed or created by the character that is the focus of attention … Something else is necessary to grant an x an essence, to make it into an actor: the series of laboratory trials through which the object x proves it mettle … We do not know what it is, but we know what it does from the trials conducted in the lab. A series of performances precedes the definition of the competence that will later be made the sole cause of these performances (1999: 122, 119).

Here the test (or “trial”) design works in an experimental fashion by exposing a given yeast ferment to different substances, under various conditions just to see what it would do. By figuring this out, Pasteur “designs an actor,” which we can rephrase as knowing an object by now being able to hold expectations of it, being able to make predictions about it, and therefore no longer needing to fear what it might do or even have to notice it.

Latour is far from alone in putting such emphasis on testing for the purposes of science. Karl Popper (1997), for instance, insists on the centrality of the test and its trial function: “Instead of discussing the ‘probability’ of a hypothesis we should try to assess what tests, what trials, it has withstood; that is, we should try to assess how far it has been able to prove its fitness to survive by standing up to tests. In brief, we should try to assess how far it has been ‘corroborated.’” To put a hypothesis on trial is, then, to imperil its existence, as an act of humility. Furthermore, it is to relinquish one’s own claim over the hypothesis. If a “test of survival” is the metric of scientific worth, then one scientist cannot single-handedly claim control: hypotheses need “corroboration,” a word which Popper prefers over “confirmation” because corroboration suggests something collective.

When Popper delineates the nuances of the scientific test, he also seems to establish tests for membership in a scientific community, as based on this sort of collective orientation, which requires individual humility, and in which, from the individual scientist’s standpoint means “inviting chance in” relative to their own hypothesis, making them subject to more possibilities than what the scientist might individually intend, including the possibility that they could be completely wrong. 

Meanwhile, in Pinch’s approach, which focuses specifically on technology, tests work through “projection”:  

If a scale model of a Boeing 747 airfoil performs satisfactorily in a wind tunnel, we can project that the wing of a Boeing 747 will perform satisfactorily in actual flight … It is the assumption of this similarity relationship that enables the projection to be made and that enables engineers warrantably to use the test results as grounds that they have found out something about the actual working of the technology (1993: 29).

The connection with a predictive mechanism is clear here, as projection entails not being surprised when we move into the new context of the “actual world” having specified certain relationships in the “test world.” The projection/predictive aspect is made almost verbatim here: “In order to say two things are similar, we bracket, or place in abeyance, all the things that make for possible differences. In other words, we select from myriad possibilities the relevant properties whereby we judge two things to be similar … [The] outcome of the tests can be taken to be either a success or a failure, depending upon the sorts of similarity and difference judgments made” (32).

Thus, a generative model is made in the testing environment, and it is then applied in the actual world environment on the understanding that we will not need to identify predictive error when we do this, as the generative model is similar enough to the actual world that we will have already resolved those. As Pinch concludes, “The analysis of testing developed here is, I suggest, completely generalizable. The notion of projection and the similarity relationships that it entails are present in all situations in which we would want to talk about testing” (37). And, it does seem that this particular use of testing can find analogues far and wide, including with the laboratory testing that is Latour’s focus and more generally we might say with educational or vocational testing where, likewise, a similarity relationship depends on a test that can minimize the difference between two contexts (a difference that we can understand according to the presence, or hopefully lack thereof, of prediction error). But what if we try to apply the test concept to something more remote from science and technology, like morality?

On this front, we can find statements like the following, from Boltanski and Thevenot:

A universe reduced to a common world would be a universe of definite worths in which a test, always conclusive (and thus finally useless), could absorb the commotion and silence it. Such an Eden-like universe in which ‘nothing ever happens by chance’ is maintained by a kind of sorcery that exhausts all the contingencies … An accident becomes a deficiency … Disturbed situations are often the ones that lead to uncertainties about worth and require recourse to a test in order to be resolved. The situation is then purified … In a true test, deception is unveiled: the pea under the mattress discloses the real princess. The masks fall; each participant finds his or her place. By the ordering that it presupposes, a peak moment distributes the beings in presence, and the true worth of each is tested (2006: 136-138).

In this rendering, tests are quite explicitly meant to make “accidents” stand out, in addition to fraud and fakery. The goal is the construction of a situation removed of all contingencies, in which, likewise, we do not notice anything because the test has put it in its proper order. When we do notice certain things (e.g. “the same people win all the same tests,” “they are singled out unfairly,” “they never got the opportunity,” etc), these are prediction errors based on some predictive ordering of the world that creates expectation. Simultaneously they are meaningful (for people) as forms of injustice. 

Boltanski and Thevenot dovetail, on this point, with something that became clear for at least one person in the tradition of probability theory, namely Blaise Pascal (see Daston 1988: 15ff). For Pascal, the expectations formed by playing a game of chance could themselves be the source of noticing the equivalent of “error,” for instance, when some player wins far too often while another never wins. A test is the source of an order “without contingency” where “nothing ever happens by chance,” which in this case means a test is the rules of the game that allow for possibilities (all can win) while resolving those possibilities into a result (only one will win). This creates expectations, and Boltanski and Thevenot extrapolate from this (citing sports contests as epitomizing their theory)  to identify “worlds” as different versions of this predictive ordering. Injustice is officially revealed at a second level of testing, then, as the test that creates this order can itself be tested (see Potthast 2017). Prediction errors can be noticed, likewise these can be resolved through the adaptation of a generative model, which would seem to demand a reformative (or revolutionary) change of the test in a manner that would subsequently allow it to meet expectations.

 

A genealogy of testing

What is interesting about these examples is, abstracted from history as they are, they demonstrate parallel wings of a tradition that Foucault traces to the decline of the “ordeal” and the birth of the “inquiry.” Both of these fit the profile of the test, though only the former gives the outcome the kind of official status or legitimacy of the laboratory test, the technological test, or the moral test. The ordeal involves a sheer confrontation that can occur at any time, and which creates expectations strictly in relation to some other specific thing, whether this be another person or something inanimate and possibly dangerous (like fire) or a practice of some kind (like writing a book). One can always test themselves against this again, and to move beyond known limitations, they must test themselves if they are to do anything like revise a generative model by encountering different prediction errors. 

Foucault’s larger point here recommends a more general argument, rooted in a kind of genealogy, that justice requires a caraceral; that the only form of justice is the one that rests in illegality. On the contrary, in his earlier work Foucault recommends a different approach to justice, one that renders any necessary association of justice and “the carceral archipelago” mistaken, as it would only consist of a relatively recent, though impactful, appropriation of justice. Thus, the argument Foucault presents is less nominal than it may seem at first, particularly when we consider the following: 

What characterizes the act of justice is not resort to a court and to judges; it is not the intervention of magistrates (even if they had to be simple mediators or arbitrators). What characterizes the juridical act, the process or the procedure in the broad sense, is the regulated development of a dispute. And the intervention of judges, their opinion or decision, is only ever an episode in this development. What defines the juridical order is the way in which one confronts one another, the way in which one struggles. The rule and the struggle, the rule in the struggle, this is the juridical (Foucault 2019: 116).

Here the meaning of justice is expanded to refer to the “regulated development of a dispute,” which may or may not have judges, which may or may not take place in a court, result in a judgment, or find at its culmination some sort of definitive decision or “judgment.” All of these are added features to the basic dispute.

Elsewhere Foucault expands on this by changing the language he uses in a significant way: from “dispute” justice shifts to “trial,” which he gives this an expansive meaning by drawing a distinction within the category of trial itself and distinguishing between epreuve and inquiry. There is a historical tension in the distinction: inquiries will come to replace epreuves (or “ordeals”) in a Eurocentric history. This division is apparent as early as the ancient Greeks who, in a Homeric version, would create justice through the rule-governed dispute, with the responsibility for deciding—not who spoke the truth, but who was right–entrusted to the fight, the challenge, and “the risk that each one would run.” Contrary to this the Oedipus Rex form, as exemplified by Sophocles’ great play. Here, in order to resolve a dispute of apparent patricide, we find one of the emblems of Athenian democracy: “the people took possession of the right to judge, of the right to tell the truth, to set the truth against their own masters, to judge those who governed them” (Foucault 2000: 32-33).

This division would be replicated in the later distinctions of Roman law, as rooted inquiry, and Germanic law, as rooted in something more resembling the contest or epreuve, with disputes conducted through either means. Yet with the collapse of the Carolingian Empire in the tenth century, “Germanic law triumphed, and Roman law fell into oblivion for several centuries.” Thus, feudal justice consisted of “disputes settled by the system of the test,” whether this be a “test of the individual’s social standing,” a test of verbal demonstration in formulaically presenting the grievance or denunciating one another, tests of an oath in which “the accused would be asked to take an oath and if he declined or hesitated he would lose the case,” and finally “the famous corporal, physical tests called ordeals, which consisted of subjecting a person to a sort of game, a struggle with his own body, to find out whether he would pass or fail.”

As the trajectory of justice moves, then, the role and place of the epreuve ascends to prominence; testing becomes justice, in other words, as the means to resolve a dispute centers around the ordeal and its outcome, more generally as a way of letting God’s voice speak. In one general account, the trial by “cold water” involved “dunking the accused in a pond or a cistern; if the person sank, he or she was pronounced innocent, and if the person floated, he or she was found guilty and either maimed or killed.” In the trial by “hot iron,” the accused would “carry a hot iron a number of paces, after which the resulting wound was bandaged. If the wound showed signs of healing after three days, the accused was declared innocent, but if the wound appeared to be infected, a guilty verdict ensued” (Kerr, Forsyth and Plyey 1992).

The epreuve, in this case, remains a trial of force or between forces, which may be codified and regulated as the case may be, as water or iron would be blessed before the ordeal, and therefore made to speak the word of God. More generally, to decline the test was to admit guilt in this binary structure, and this carried into the challenge by another in a dispute to a contest. Thus, justice ended in a victory or a defeat, which appeared definitive, and this worked in an almost “automatic” way, because it required no third party in the form of one who judges. 

Across this genealogy, we find something equivalent to the creation of uncertainty, in some cases deliberately made, in other cases not, and then its resolution by some means into an outcome after a given duration of time. This outcome may have an institutional sanction (as “justice”) or it could have something more like the sanction of a fight, and presumably the certainty of what would happen should a fight happen again. In these different ways, predictions are made and expectations settled. An “error” stands out as noticeable in a variety of forms: as someone with whom one has a dispute, as an action taken or event that happened but was not expected, whether according to explicitly defined rules or not, or in the case of the democratic link suggested by Foucault, the pressing question of who should rule and whether such rule can be legitimate (see Mouffe 2000). 

Some equivalent to the test (whether as inquiry or ordeal) is involved in all of these cases, and in the genealogy at least, we can glimpse how consequential it might be for a new test form to come on the scene, or to win out over another, as a way of, in a sense, appropriating cognitive susceptibilities that must be activated should “testing” make any difference for predictive dispositions.

 

Conclusion

The larger point is that the concept of test is substantive, here, because we can bridge its properties to properties of cognition. The task is to say that the predictive dispositions that are cognitive create a susceptibility to tests: more specifically, we are likely to find tests meaningful because of our predictive dispositions. If tests are drawn upon across all of these different areas, specifically in cases of uncertainty (whether as dispute, as experiment, as how to design a technology) or what we have established in general terms as “situations in which we are presently engaged with prediction error that we cannot help but notice a lot,” then it would follow that we are susceptible to tests as what allows us to absorb this uncertainty, a process we cannot understand or even fully recognize without reference to “real features of real brains” (Turner 2007). This, I want to propose, is how we can approach “test” as a dual reference concept, and its applicability in areas as varied as religion, politics, science, morality, and technology.

Tests are “meaningful for people” when they absorb uncertainty and generate expectation. They are also meaningful for people when they create uncertainty and enable critique. We could not identify something like a “test” if tests did not have these kinds of cognitive effects, and we cannot understand those cognitive effects without finding a distinguishably cognitive process (e.g. “psychologically real” with lots of “mentalistic content” extending even to neurons). In this case, the parallel of testing and uncertainty and predictive processing and prediction error is not a distant analogy, as is often the case with bracketing concepts. To understand testing’s absorption of uncertainty we need predictive processing, but to understand how predictive processing might matter for the things sociologists care about we need testing.

I’ll conclude with the suggestion that if “test” can qualify as this sort of dual reference concept then we should favor it over other potential concepts that can account for meaning (e.g. “categories,” “worldview,” “interpretation”) but, arguably, cannot be dual reference.

 

Something that looks like endnotes

[1] The French “pragmatists” are, in centering “test” in their concept-formation, not to be received as illegitimate appropriators of that title. Peirce (1992) himself encouraged a focus on the study of “potential” as referring to something “indeterminate yet capable of determination in any special case.” This could very well serve as clarified restatement of the definition of test. Dewey (1998) makes the connection more explicit in his thorough conceptualization of test: “The conjunction of problematic and determinate characters in nature renders every existence, as well as every idea and human act, an experiment in fact, even though not in design. To be intelligently experimental is but to be conscious of this intersection of natural conditions so as to profit by it instead of being at its mercy. The Christian idea of this world and this life as a probation is a kind of distorted recognition of the situation; distorted because it applied wholesale to one stretch of existence in contrast with another, regarded as original and final. But in truth anything which can exist at any place and at any time occurs subject to tests imposed upon it by surroundings, which are only in part compatible and reinforcing. These surroundings test its strength and measure its endurance … That stablest thing we can speak of is not free from conditions set to it by other things … A thing may endure secula seculorum and yet not be everlasting; it will crumble before the gnawing truth of time, as it exceeds a certain measure. Every existence is an event.”

 

References

Bloch, Maurice (2012). Anthropology and the Cognitive Challenge. Cambridge UP.

Boltanski, Luc and Laurent Thevenot. (2006). On Justification. Princeton UP.

Bourdieu, Pierre. (1991). The Political Ontology of Martin Heidegger. Stanford UP.

Daston, Lorraine. (1988). Classical Probability in the Enlightenment. Princeton UP.

Daly, Robert. (1977). “The Soteriological Significance of the Sacrifice of Isaac.” The Catholic Biblical Quarterly 39: 45-71.

Deleuze, Gilles and Guattari, Felix. (1995). What is Philosophy? Columbia UP.

Foucault, Michel. (2019). Penal Theories and Institutions: Lectures at the College de France, 1971-72, edited by Bernard Harcourt. Palgrave.

Foucault, Michel. (2000). “Truth and Juridical Forms” in Power: The Essential Works of Michel Foucault, 1954-1984, edited by James D. Faubion. The New Press.

Geertz, Clifford. (1973). “The Growth of Culture and the Evolution of Mind” in Interpretation of Cultures.

Hutto, Daniel. (2018). “Getting into predictive processing’s great guessing game: Bootstrap heaven or hell?” Synthese 195: 2445-2458.

Kerr, Margaret, Forsyth, Richard, and Michel Plyey. (1992). “Cold Water and Hot Iron: Trial by Ordeal in England.” Journal of Interdisciplinary History 22: 573-595.

Kurkian, Dmitry. (2020). “Culture and Cognition: the Durkheimian Principle of Sui Generis Synthesis vs. Cognitive-Based Models of Culture.” American Journal of Cultural Sociology 8: 63-89.

Latour, Bruno. (1988). The Pasteurization of France. Harvard UP.

Latour, Bruno. (1999). Pandora’s Hope. Harvard UP.

Lemieux, Cyril. (2008) “Scene change in French sociology?” L’oeil Sociologique

Lizardo, Omar. (2014). “Beyond the Comtean Schema: The Sociology of Culture and Cognition Versus Cognitive Social Science.” Sociological Forum 29: 983-989.

Marres, Noortje and David Stark. (2020). “Put to the Test: For a New Sociology of Testing.” British Journal of Sociology 71: 423-443.

Mast, Jason. (2020). “Representationalism and Cognitive Culturalism: Riders on Elephants on Turtles All the Way Down.” American Journal of Cultural Sociology 8: 90-123.

Marcel, Mauss. (1966). The Gift. Something UP.

Menary, Richard. (2015). “Pragmatism and the Pragmatic Turn in Cognitive Science” in The Pragmatic Turn: Toward Action-Oriented Views in Cognitive Science. MIT Press. 

Mouffe, Chantal. (2008). The Democratic Paradox. Verso. 

Norton, Matthew. (2018). “Meaning on the Move: Synthesizing Cognitive and Systems Concepts of Culture.” American Journal of Cultural Sociology 7: 1-28.

Pinch, Trevor. (1993). “Testing—One, Two, Three… Testing!”: Toward a sociology of testing. Science, Technology, & Human Values, 18(1), 25–41.

Potthast Jorg. (2017) The sociology of conventions and testing. In: Benzecry C, Krause M and Reed IA (eds) Social Theory Now. Chicago: University of Chicago Press, 337–361.

Popper, Karl. (1997). The Logic of Scientific Discovery. Routledge.

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Strand, Michael (2021). “Cognition, Practice and Learning in the Discourse of the Human Sciences” in Handbook in Classical Sociological Theory. Springer.

Strand, Michael and Omar Lizardo. (forthcoming). “For a Probabilistic Sociology: A History of Concept-Formation with Pierre Bourdieu” Theory and Society 

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Turner, Stephen. (2007). “Social Theory as Cognitive Neuroscience.” European Journal of Social Theory 10: 357-374.

Bourdieu, Dewey, and Critiques of Dual-Process Models in Sociology

Sociologists have been interested in cognition at least as far back as Durkheim, who, with his nephew Marcel Mauss, sought to uncover the social origins of mental categories (Durkheim [1912] 1995; Durkheim and Mauss, [1903] 1963). However, it was arguably Pierre Bourdieu who “supercharged” the cognitive turn in contemporary sociology (Cerulo, 2010), providing an invaluable foundation for studying the social and cultural dimensions of cognition. One of the many reasons why Bourdieu has been so useful for sociologists is the clear affinities between his work (particularly his conception of “habitus”) and a variety of influential frameworks and research programs within the cognitive sciences, most notably embodied cognition, cognitive schemas, and dual-process cognition (see DiMaggio, 1997; Lizardo, 2004; Lizardo and Strand, 2010; Vaisey, 2009).

Bourdieu versus Dewey on Reflexivity, Habit, and Deliberation

Bourdieu has been central to what Brekhus (2015) described as the “individual practical actor approach” to culture and cognition, which, he notes, resurrects the pragmatist concern for individual thought and practical action. There is, of course, a lot of common ground between Bourdieu and American pragmatism, and Bourdieu himself noted that he and John Dewey shared an emphasis on dispositional action and a rejection of conceptual dualisms (Bourdieu and Wacquant, 1992: 122). However, there are some subtle but consequential differences in the way Bourdieu and Dewey theorized cognition and action that have direct relevance for how sociologists analyze and conceptualize automatic and deliberate processing. I suggest that some of the criticisms aimed at early and influential work on dual-process cognition (specifically the work of DiMaggio (1997) and Vaisey, 2009)) also apply to Bourdieusian practice theory, and reflect a perspective more aligned with the work of Dewey. I focus on three of the major criticisms sociologists have made regarding early dual-process model scholarship – 1) that automatic and deliberate processes are dynamic and interactive rather than separate and independent processes, 2) that deliberation is not rare but commonplace, and 3) that dual-process models are non-exhaustive – all of which go against Bourdieu and are supported by Dewey.

The Integration of Habit and Reflexivity

First, several sociologists have argued that automatic and deliberate processes are not wholly separate or independent (as in DiMaggio (1997) and Vaisey (2009)) but are instead highly dynamic and interactive processes (e.g., Cerulo, 2018; Leschziner and Green, 2013; Winchester, 2016). This speaks directly to the fact that early accounts of dual-process cognition in sociology fit the general structure of Bourdieusian practice theory, which argues that actors generally rely upon the unconscious dispositions of habitus save for times of “crisis” in which they may be “superseded” for “rational and conscious computation” (Bourdieu, 1990: 108; Bourdieu and Wacquant, 1992: 131-137). Here, Bourdieu seems to imply that habitus and reflective thought are mutually exclusive, rather than dialogical (Crossley, 2013: 151).

Conversely, in my recent article in Sociological Theory (Brett, 2022), I draw on Dewey’s account of deliberation, which conceives of reflective thought and habits as directly interwoven: “Deliberation is an experiment in finding out what the various lines of possible action are really like. It is an experiment in making various combinations of selected elements of habits and impulses, to see what the resultant action would be like if it were entered upon” (Dewey, [1922]2002: 190). Instead of asking whether an action was the result of either automatic or deliberate thought, this invites us to ask how and to what degree did both automatic and deliberate processing contribute to a given action or decision. I also draw upon Dewey’s account of a “reflective disposition,” a habit which itself encourages more thorough and protracted deliberation. Unlike Bourdieu, Dewey suggested that habit and deliberation were integrated to such a degree that “it is a perilous error to draw a hard and fast line between action into which deliberation and choice enter an activity due to impulse and matter-of-fact habit” (Dewey, [1922]2002:279). Therefore, for those arguing for the interactive nature of automatic and deliberate processes, Dewey provides a much more suitable theoretical foundation.

The Importance of Reflection

A second and related criticism of early dual-process scholarship is that it discounts the role of reflection (e.g., Hitlin and Kirkpatrick-Johnson 2015; Mische 2014; Vila-Henninger 2015), wrongly arguing that deliberate cognition both rarely occurs and is rarely in charge of our action (DiMaggio, 1997; Vaisey, 2009). Again, this fits with Bourdieu’s account, in which crisis-induced deliberation was generally a rare occurrence, resulting from large-scale social or political disruptions. In contrast, such disruptions were both more mundane and more common for Dewey (Crossley, 2013: 151), resulting from the dynamic relationship between flesh-and-blood actors and ever-changing social and material environments. Though Dewey viewed habit as the predominant mode of human conduct, he did not discount reflection, but stressed that the disruption of habit and the emergence of deliberation was a regular and consequential occurrence in our everyday lives.

Beyond Habit and Reflexivity

Lastly, in a more recent critique, Pagis and Summers-Effler (2021) suggest that dual-process models alone do not exhaust the range of human practices and experiences. They argue that aesthetic engagement – “open and purposeful attention to the immediate context that overrides both habitual and reflective/deliberative processing” (2021:1372) – is a cultural practice that does not fit either automatic or deliberate processing. Aesthetic engagements are motivated by curiosity and exploration and require sustained uncertainty through the inhibition or overriding of both automatic and deliberate cognition. They theorize aesthetic engagement through both phenomenology and pragmatism, most notably drawing on Dewey’s distinction between “perception” and “recognition”: aesthetic engagement involves dwelling in (open and curious) perception and bracketing the automatic and deliberate processes involved in recognition (e.g., automatic categorization, deliberate search for meaning). Conversely, it is difficult (perhaps impossible) to locate a mode of cognition and action within Bourdieu’s work that precludes both automatic processes (i.e., habitus) or deliberate processes (e.g., conscious computation).

Taken together, it seems as though some of the major criticisms aimed towards dual-process models in sociology could have just as easily been directed at Bourdieu. Although sociologists have drawn from a variety of empirical work from the cognitive sciences to make claims about the dual-nature of cognition, it is possible that the persistence of assumptions like process-independence is partly the result of thinking about cognition through Bourdieu. Furthermore, one wonders what dual-process scholarship, or even culture and cognition more broadly would look like had Dewey, rather than Bourdieu, served as the primary framework for theorizing cognition.

References

Bourdieu, Pierre. 1990. The Logic of Practice. Stanford, CA: Stanford University Press.

Bourdieu, Pierre, and Loïc Wacquant. 1992. An Invitation to Reflexive Sociology. Cambridge, UK: Polity.

Brekhus, Wayne H. 2015. Culture and Cognition: Patterns in the Social Construction of Reality. Cambridge, UK: Polity.

Brett, Gordon. 2022. “Dueling with Dual-Process Models: Cognition, Creativity, and Context.” Sociological Theory: 07352751221088919.

Cerulo, Karen A. 2010. “Mining the Intersections of Cognitive Sociology and Neuroscience.” Poetics 38(2):115–32.

Cerulo, Karen A. 2018. “Scents and Sensibility: Olfaction, Sense-Making, and Meaning Attribution.” American Sociological Review 83(2):361–89.

Crossley, Nick. 2013. “Habit and Habitus.” Body & Society 19(2-3): 136-161.

Dewey, John. [1922] 2002. Human Nature and Conduct. New York, NY: Henry Holt and Company.

DiMaggio, Paul. 1997. “Culture and Cognition.” Annual Review of Sociology 23:263–87.

Durkheim, Emile. [1912] 1995. The Elementary Forms of Religious Life. New York: Free Press.

Durkheim, Emile, and Marcel Mauss. [1903] 1963. Primitive Classification. London: Cohen and West.

Hitlin, Steven, and Monica Kirkpatrick-Johnson. 2015. “Reconceptualizing Agency within the Life Course: The Power of Looking Ahead.” American Journal of Sociology 120(5):1429–72.

Leschziner, Vanina, and Adam Isaiah Green. 2013. “Thinking about Food and Sex: Deliberate Cognition in the Routine Practices of a Field.” Sociological Theory 31(2):116–44.

Lizardo, Omar. 2004. “The Cognitive Origins of Bourdieu’s Habitus.” Journal for the Theory of Social Behaviour 34(4): 375-401.

Lizardo, Omar, and Michael Strand. 2010. “Skills, Toolkits, Contexts and Institutions: Clarifying the Relationship between Different Approaches to Cognition in Cultural Sociology.” Poetics 38(2):205–28.

Mische, Ann. 2014. “Measuring Futures in Action: Projective Grammars in the Rio+20 Debates.” Theory and Society 43(3–4):437–64.

Pagis, Michal, and Erika Summers-Effler. 2021. “Aesthetic Engagement.” Sociological Forum 36(S1):1371–94.

Vaisey, Stephen. 2009. “Motivation and Justification: A Dual-Process Model of Culture in Action.” American Journal of Sociology 114(6):1675–715.

Vila-Henninger, Luis Antonio. 2015. “Toward Defining the Causal Role of Consciousness: Using Modelsof Memory and Moral Judgment from Cognitive Neuroscience to Expand the Sociological Dual-Process Model.” Journal for the Theory of Social Behaviour 45(2):238–60.

Winchester, Daniel. 2016. “A Hunger for God: Embodied Metaphor as Cultural Cognition in Action.” Social Forces 95(2):585–606.

The Promise of Affective Science and the Sociology of Emotions

The sociology of emotions is a curious subfield. On the one hand, the recognition that the study of emotions (and their dynamics) overlap with nearly every single thing sociologists care to study suggests they deserve central casting in the myriad studies that fill journals and monographs (Turner and Stets 2006). On the other hand, the sociology of emotions remains stuck in neutral, waiting for the sort of “renaissance” experienced by cognition when cultural sociology “discovered” schemas (DiMaggio 1997) and dual-process models (Lizardo et al. 2016, Vaisey 2009). This sort of paradox makes some sense, for emotions, or what founding sociologists like Cooley called sentiments, have nearly always been a part of the discipline. Weber’s most important typologies included affectual action and charismatic authority; as early as The Division of Labour, Durkheim had emotions front and center in his theory of deviance and crime; and, the aforementioned Cooley premised his entire social psychology on pride and shame transforming self into a moral thing. But, simultaneously, the study or use of emotions in sociological analysis remained mired in false Cartesian binaries (see Damasio 1994) that propped up misogynistic commitments to dichotomizing cognition (masculine) and affect (feminine), while also being tainted by association with Freudian psychoanalysis.

The 1970s saw these old barriers erode, as social psychologists—especially symbolic interactionists of a variety of flavors—began to mine the emotional veins of self (Shott 1979), roles/identities (Burke and Reitzes 1981), situations (Heise 1977), structure (Kemper 1978), and performance/expectations (Hochschild 1979—for the sake of argument, I put Hochschild here even though she [so far as I know] nor I would really call her a symbolic interactionist). Over the course of the next few decades, the most important theoretical and empirical work explaining how and why solidarity between individuals, as well as between individuals and groups, is produced and maintained centered emotions (Collins 1988, 2004, Lawler 1992, Lawler et al. 2009, Turner 2007). These works drew from Durkheim and picked up threads of Goffman’s (1956, 1967) that “felt” more important than sometimes even Goffman let on, while often like Turner’s evolutionary work on emotions or Collin’s interaction ritual chains, borrowing from nascent brain science. But, beyond these, work in the sociology of emotions remained relatively the same as it had in the earliest innovative days while its contribution beyond the sociology of emotions was held back.

Omar and I (2020) have argued previously that one of the glaring problems is that the sociology of emotions remains rooted in the Cartesian separation of mind and body that haunts social science. Emotions are, generally speaking, treated as mediating variables—e.g., signals that one’s cognitive appraisal of a situation does not match the information received about the situation (Burke and Stets 2009, Robinson 2014)—or dependent variables—e.g., emotions are things to be managed through cognitive or linguistic work (Hochschild 1983). A third option, which also treats emotions as dependent variables, posits that relational patterns like superordinate-subordinate constrain emotions either by structural fiat (Kemper 1978) or via cultural beliefs about what incumbents in these positions should and can do (Ridgeway 2006). What if the next frontier for emotions scholarship considers emotions and affect (the sociocultural labels we learn and the neurophysiological/biological response to stimuli) as independent variables?

Some Important Facts

Studying an intrapersonal force or dynamic is not radical, as cultural sociology has largely accepted the fact that cognitive mechanisms are at the root of a theory of action (Vaisey 2009). Action is caused, at least in some way, shape, or form by cognition without doing violence to the social factors beyond the organism. Affect, however, remains on the sidelines despite several key facts.

  1. Affect, as a motivating force of motor response, is older than cognition (Panskepp 1998). Evolution appears to have worked heavily on the subcortical emotion centers in mammals to encourage both the active pursuit of life-sustaining resources and the avoidance/aversion to painful life-destroying resources. And, given the exceptionally enlarged emotional architecture in our brains (in comparison to our closest cousins, gorillas and chimps), it is plausible to suggest emotions played an outsized role in humans developing and expanding their cultural repertoire for language, kinship, social organization, and so forth. In other words, emotions have been causal, historically speaking.
  2. Undoubtedly, they are causal still today. First, the subcortical areas of the brain play an important role in memory (which is the root of a social self, for instance) (LeDoux 2000). Second, human brain imaging reveals that affect is not resigned to subcortical areas of the brain, but is actually deeply integrated with areas usually reserved for cognition (Davidson 2003). Emotions, then, can control our cognition and behavior, command it in some cases (e.g., a panic attack), and, at the very least coordinate with cognitive functions. Any theory of action that fails to account for affect is dubious is unable to realistically explain social or solitary behavior cognition (Blakemore and Vuilleumier 2017).
  3. Consequently, the vast majority of social psychological processes such as comparison, appraisal, or reflection as well as the vast majority of “causal” explanations sociologists employ like values, interests, or ideology are inextricably tied to affect. If we can no more make a decision about which toothpaste to buy without affect then we should not be surprised that comparing and choosing social objects requires affect as well.
  4. A point Lizardo and I make is that sociologists too often rely on cognitive appraisals of emotions, focusing on self-reports about valence (negative/positive), intensity, mood (longer lasting feelings), and psychologized language like loneliness. However, emotions are visceral, bodily things (Adolphs et al. 2003), and sociologists cannot only borrow from psychological research and methods on emotions.
  5. Emotions may be “social constructs” in so far as a given group of people produce and reproduce labels for different bodily feelings experienced in different situations and which carry different meanings about the (a) appropriateness of those feelings, (b) expectations for their expression or suppression, and (c) “rules” about the duration and intensity of situationally-triggered emotions. However, much of this applies to either highly institutionalized settings, like formal ceremonies (e.g., funerals), where ritual participants approach the “center” of the community and the center must be protected from moral transgression (Shils 1975) or routinized encounters where interaction itself is ritualized (Goffman 1967, Collins 2004). But the need for rules and expectations implies that affect, if left to its own devices, can wreak havoc. Moreover, it ignores the diverse array of solitary actions that consume a significant portion of our daily lives (Cohen 2015), as well as ignores the fact that emotions are often things others “use” as means of affecting others’ feelings, thoughts, and actions (Thoits 1996).

Implications

If my argument that emotion’s scholarship has largely stalled is correct, but emotions are central to individual and social life, what are we to do? Of the myriad directions one could suggest, I will emphasize four that feel most consanguine to sociological inquiry.

  1. The first suggestion picks up on a larger set of questions being raised recently by sociologists of youth and education around the largely abandoned conceptual process of socialization (Guhin et al. 2021). Once a central explanatory framework for understanding how a society “out there” could find its way inside each of us, socialization, like most bits and pieces of functionalism, was tossed out with the icky water. Prematurely, it would seem because it has not been replaced meaningfully, which has subsequently constrained a once-vibrant area of interest: child (and adolescent) development from a sociological perspective. Studying emotions and emotional socialization seems fruitful for so many reasons. For one, the rules and the patterning of emotions-behaviors is really only an adult trait. Childhood and adolescence is a period of unbridled affect, as anyone with a toddler knows well. How do we teach emotion regulation? How is this teaching process distributed across classic demographic and socioeconomic categories? How effective are social forces versus natural brain development for emotion regulation? What about teaching emotion dysregulation? Finally, the most interesting set of questions revolve around social emotions like guilt, shame, pride, and empathy (Decety and Howard 2013). At this point, sociology has ceded these culturally-coded emotions to psychological research, despite the unique methodological tools sociologists possess. For example, studying a high school’s ecosystem and status hierarchy seems an incredibly important pathway to understanding shame and pride, empathy and sympathy. Here, kids are learning, supposedly, the rules of the affectual game. Rather than reduce their experiences to DSM labels like anxiety or depression, why not expand the lens through which we view mundane and spectacular youth experiences?
  2. A second related, implication centers on what I would call emotional styles or biographies. Sociologists are familiar with these sorts of metaphors, as groups have “styles” (Eliasoph and Lichterman 2003) or biographies shaped by a collective memory. These sorts of styles or biographies shape many things like the ways parents and children interface with teachers and the educational system more generally (Lareau 2003). Research has suggested that different personality types appear to correlate with different affectual “styles,” which suggests there is something neurophysiological about doing emotions (Montag et al. 2021). My best guess is that there are social forces that play a role as well, but oddly, mainstream sociologists rarely bother to ask about emotions—likely a reflection of the ingrained Cartesian binary and not negligence on the part of social scientists.
  3. Shifting gears, a third implication builds on the dual processes models approach (Vaisey 2009, Lizardo et al. 2016) and the elephant-rider metaphor. The metaphor itself is designed to explain how implicit cultural knowledge (the elephant) is largely responsible for the direction the rider takes. Deliberate, conscious action is possible but less impactful. But, what guides the elephant? To date, the answer has largely been deeply internalized values or nondeclarative knowledge, but how do we acquire those? How does the brain sort through the variety of potential ideas, scripts, frames, or schema available? And, once internalized, how does the brain choose between different schema or knowledge? Emotions are part of the answer, as affectually tagged memories are most intensely, most readily, and quickly recalled (Catani et al. 2013). But, the rider’s level of effort in directing the elephant is no less shaped by affect. In fact, emotions appear to have a dual process related to deliberate, intentional action as well (Blakemore and Vuilleumier 2017). On the one hand, internal, affectual sensations can become associated with patterned behavior, That is, recognizable affectual sensations signals “action readiness [in order to] prepare and guide the body for action” (p. 300). On the other hand, there are preconscious motivation systems that evolved to seek positive resources and avoid their negative counterparts. A child touches a hot stove and does not need their parents to teach them never to touch that stove again. Whenever they get near a stove they will become more alert and cautious. Of course, these aversions can become pathological (and no less conscious), leading to all sorts of strange phobias and disorders. The point, however, is that emotions are causal in two different ways for the rider, which seems an important addition to the dual-process models perspective, as does the consideration of how affect coordinates, controls, and sometimes commands the so-called automatic cognition that is the elephant.
  4. The final implication speaks directly to the methodological tools we use. For the most part, emotions are measured through self-report (Stets and Carter 2012), which often conflate cognitive appraisals of emotions with emotions and affect. I would point the reader towards highly innovative efforts, like those found in Katz (1999), Collins’ (2004), and Scheff’s (1990) work, respectively. All of these use some form of ultra-micro methods that make employ audio-visual technology, careful observation, and in some cases, linguistic analyses. But, these are simply a starting point, sources of inspired analytic strategy. Ethnographic techniques are easily repurposed to include emotions and affect, as careful observation of bodily display, language, and situational cues are hallmarks of good ethnographic work (Summers-Effler 2009). Even users of quantitative methods should think more carefully about how to ask about emotions, even if that means including basic questions for the sake of explorative social science.

In short, emotions remain central to understanding and explaining how we think and act, but also remain mired in antiquated notions of mind-body, rationality-irrationality, and masculine-feminine. Moreover, old insecurities surrounding the differences between psychological and sociological social psychology—which are simply microcosms of broader insecurities writ large in sociology—have generally prohibited the conceptualization of emotions as independent, causal variables, delimiting the directions the sociology of emotion may go. The next frontier, arguably, is incorporating affective sciences into the study of emotions, and allowing brain science to speak to sociology and vice versa.

References

Abrutyn, Seth and Omar Lizardo. 2020. “Grief, Care, and Play: Theorizing the Affective Roots of the Social Self.” Advances in Group Processes 37:79-108.

Adolphs, Ralph, Daniel Tranel and Antonio R. Damasio. 2003. “Dissociable Neural Systems for Recognizing Emotions.” Brain and Cognition 52:61-69.

Blakemore, Rebekah L. and Patrik Vuilleumier. 2017. “An Emotional Call to Action: Integrating Affective Neuroscience in Models of Motor Control.” Emotion Review 9(4):299-309.

Burke, Peter J. and Donald C. Reitzes. 1981. “The Link between Identities and Role Performance.” Social Psychology Quarterly 44(2):83-92.

Burke, Peter J. and Jan E. Stets. 2009. Identity Theory. New York: Oxford University Press.

Catani, Marco, Flavio Dell’Acqua and Michel Thiebaut De Schotten. 2013. “A Revised Limbic System Model for Memory, Emotion and Behaviour.” Neuroscience & Biobehavioral Reviews 37(8):1724-37.

Cohen, Ira J. 2015. Solitary Action: Acting on Our Own in Everyday Life. Oxford: Oxford University Press.

Collins, Randall. 1988. “The Micro Contribution to Macro Sociology.” Sociological Theory 6(2):242-53.

—. 2004. Interaction Ritual Chains. Princeton: Princeton University Press.

Damasio, Antonio. 1994. Descartes’ Error: Emotion, Reason, and the Human Brain. New York: Avon Books.

Davidson, Richard J. 2003. “Seven Sins in the Study of Emotion: Correctives from Affective Neuroscience.” Brain and Cognition 52:129-32.

Decety, Jean and Lauren H. Howard. 2013. “The Role of Affect in the Neurodevelopment of Morality.” Child Development Perspectives 7(1):49-54.

DiMaggio, Paul. 1997. “Culture and Cognition.” Annual Review of Sociology 23:268-87.

Eliasoph, Nina and Paul Lichterman. 2003. “Culture in Interaction.” American Journal of Sociology 108(4):735-94.

Goffman, Erving. 1956. “Embarrassment and Social Organization.” American Journal of Sociology 22(3):264-71.

—. 1967. Interaction Ritual: Essays on Face-to-Face Behavior. New York: Pantheon Books.

Guhin, Jeff, Jessica McCrory Calacro and Cynthia Miller-Idriss. 2021. “Whatever Happened to Socialization?”. Annual Review of Sociology 47:109-29.

Heise, David. 1977. “Social Action as the Control of Affect.” Behavioral Sciences 22(3):163-77.

Hochschild, Arlie. 1979. “Emotion Work, Feeling Rules, and Social Structure.” American Journal of Sociology 85(3):551-72.

—. 1983. The Managed Heart: Commercialization of Human Feeling. Berkeley: University of California Press.

Katz, Jack. 1999. How Emotions Work. Chicago: University of Chicago.

Kemper, Theodore. 1978. A Social Interactional Theory of Emotions. New York: John Wiley and Sons.

Lareau, Annette. 2003. Unequal Childhoods: Class, Race, and Family Life. Berkeley: University of California Press.

Lawler, Edward J. 1992. “Affective Attachments to Nested Groups: Choice-Process Theory.” American Sociological Review 57(3):327-39.

Lawler, Edward J., Shane Thye and Jeongkoo Yoon. 2009. Social Commitments in a Depersonalized World. New York: Russell Sage.

LeDoux, Joseph. 2000. “Cognitive-Emotional Interactions: Listening to the Brain.” Pp. 129-55 in Cognitive Neuroscience of Emotion, edited by R. D. Lane and L. Nadel. New York: Oxford University Press.

Lizardo, Omar, Robert Mowry, Brandon Sepulvado, Dustin S. Stoltz, Marshall A. Taylor, Justin Van Ness and Michael Wood. 2016. “What Are Dual Process Models? Implications for Cultural Analysis in Sociology.” Sociological Theory 34(4):287-310.

Montag, Christian, Jon D. Elhai and Kenneth L. Davis. 2021. “A Comprehensive Review of Studies Using the Affective Neuroscience Personality Scales in the Psychological and Psychiatric Sciences.” Neuroscience & Biobehavioral Reviews 125:160-67.

Panskepp, Jaak. 1998. Affective Neuroscience: The Foundations of Human and Animal Emotions. Oxford: Oxford University Press.

Ridgeway, Cecilia L. 2006. “Expectation States Theory and Emotion.” Pp. 374-67 in Handbook of the Sociology of Emotions, edited by J. E. Stets and J. H. Turner. New York: Springer.

Robinson, Dawn, T. 2014. “The Role of Cultural Meanings and Situated Interaction in Shaping Emotion.” Emotion Review 8(3):189-95.

Scheff, Thomas. 1990. Microsociology: Discourse, Emotion and Social Structure. Chicago: The University of Chicago Press.

Shils, Edward. 1975. “Ritual and Crisis.” Pp. 153-63 in Center and Periphery: Essays in Macrosociology, edited by E. Shils. Chicago: University of Chicago Press.

Shott, Susan. 1979. “Emotion and Social Life: A Symbolic Interactionist Analysis.” American Journal of Sociology 84(6):1317-34.

Stets, Jan E. and Michael J. Carter. 2012. “A Theory of the Self for the Sociology of Morality.” American Sociological Review 77(1):120-40.

Summers-Effler, Erika. 2009. Laughing Saints and Righteous Heroes. Chicago: University of Chicago Press.

Thoits, Peggy A. 1996. “Managing the Emotions of Others.” Symbolic Interaction 19(2):85-109.

Turner, Jonathan H. 2007. Human Emotions: A Sociological Theory. New York: Routledge.

Turner, Jonathan H. and Jan E. Stets, eds. 2006. Handbook of the Sociology of Emotions. New York: Springer.

Vaisey, Stephen. 2009. “Motivation and Justification: A Dual Process Model of Culture in Action.” American Journal of Sociology 114(+):1675-715.

 

 

What is an intuition?

Steve Vaisey’s 2009 American Journal of Sociology paper is, deservedly, one of the most (if not the most) influential pieces in contemporary work on culture and cognition in sociology. It is single-handedly responsible for the efflorescence of interest in the study of cognitive processes by sociologists in general, and more specifically it introduced work on dual-process models and dual-process theorizing to the field (see Leschziner, 2019 for a recent review of this work).

Yet, like many broadly influential pieces in science, there’s an odd disconnect between the initial theoretical innovations (and inspirations) of the original piece and the way that the article figures in contemporary citation practices by sociologists. There are also some key misrepresentations of the original argument that have become baked into sociological lore. One of the most common ones is the idea that Vaisey introduced the dual-process model to sociologists or the “sociological dual-process model” (see Leschziner, 2019).

However, as my co-authors and I pointed out in a 2016 piece in Sociological Theory, the use of the singular to refer to dual-process models in social and cognitive psychology is a mistake. From the beginning, dual-process theorizing has consisted of a family of models and theories designed to explain a wide variety of phenomena, from stereotyping to persuasion, biases in reasoning, problem-solving, and decision-making, categorization and impression-formation, individual differences in personality, trust, and so forth. As noted in the title of the two most influential collections on the subject (Chaiken & Trope, 1999 and its sequel Sherman, Gawronski & Trope, 2014), social psychologists refer to “dual process theories” and comment on their variety and compatibility with one another. In the paper, we proposed seeing dual-process theorizing as united by a broad meta-theoretical grammar (which we called the “dual process framework”) from which specific dual-process models can be built. In fact, Vanina Leschziner in the aforementioned piece follows this practice and refers to “dual-process models” in sociology.

We also noted that another generator of variety among dual-process theories is the actual aspect of cognition they focus on. Thus, there are dual-process models of learning, memory, action, and so forth, and these need to be analytically kept distinct from one another, so that their interconnections (or lack thereof) can be properly theorized. Although all dual-process models share a family resemblance, they have different emphases and propose different mechanisms, and core imageries depending on what aspect of cognition they aim to make sense of.

As we pointed out in the Sociological Theory piece, this means that the particular dual-process model Vaisey used as inspiration in his original piece becomes relevant. This was Jonathan Haidt’s (2001) “social intuitionist” model of moral judgment. Vaisey (correctly) framed his paper as a contribution to the “culture in action” debate in cultural sociology inaugurated by Ann Swidler (1986) in her own classic paper. Yet, the dual-process model that served as inspiration was really about judgment (what we called culture in “thinking”) and not action (although you can make a non-controversial proposal that judgment impacts action). Moreover, Haidt’s model was not about judgment in general, but about judgment in a restricted domain: Morality. Regardless, the key point to keep in mind is that the core construct in Haidt’s social intuitionist model was intuition, not action. Haidt’s basic point is that most judgments of right and wrong result from an intuitive and not a reflective “reasoning” process, and that post hoc moral “reasoning” emerges after the fact to justify and make sense of our intuitively derived judgments.

Oddly, and perhaps due to the fact that Vaisey’s paper has mostly been interpreted with regard to action theory and research in sociology, the fact that it built on a key construct in social and cognitive psychology, namely, intuition, has essentially dropped out of the picture for sociologists today. For instance, despite its wide influence, Vaisey’s piece has not resulted in sociologists thinking about or theorizing about intuition in judgment and decision-making, developing a sociological approach to intuition (or a “sociology of intuition”), or even thinking seriously about what intuition is, and about the theoretical and empirical implications of the fact that a lot of time we reason via intuition. This is despite the fact that intuition is a going concern across a wide range of fields (Epstein, 2010).

Here I argue that this is something that needs to be corrected. Intuition is a rich and fascinating topic, cutting across a variety of areas of concern in the cognitive, social, and behavioral sciences (see Hodgkinson et al. 2008) and one that could benefit from more concerted sociological attention and theorizing both inside and outside the moral domain. But this means going back to Vaisey’s article (or Jonathan Haidt’s 2001 piece for that matter) and re-reading it in a different theoretical context, one focused on the very idea of what intuition is in the first place, the theoretical implications that a good chunk of our judgments and beliefs come to us via intuition, while revisiting the question of where intuitions come from in the first place.

What are Intuitions?

So, what are intuitions? The basic idea is deceptively simple, but as we will see, the devil is in the details. First, as already noted, “intuition” is best thought of as a quality or a property of certain judgments or reasoning processes (Dewey, 1925, p. 300). Although sometimes people use intuition as a noun, to refer to the product of such an intuitive reasoning process (e.g., “an intuition”). In what follows I stick to the process conception, with the caveat that usually we are dealing with a process/product couplet.

So, we say a given judgment is “intuitive” instead of what? The usual complement is something like “reasoned” or “analytic.” That is, when trying to solve a problem or come up with a judgment, it seems like we can go through the problem step by step in some kind of logical, effortful, or reasoned way, or we can just let the solution “come to us” without experiencing any phenomenological signature of having gone through a reasoned process. This last is an intuition.

Thus, according to the social and cognitive neuroscientist Matthew Lieberman (2000, p. 109), “phenomenologically, intuition seems to lack the logical structure of information processing. When one relies on intuition, one has no sense of alternatives being weighted algebraically or a cost-benefit analysis being undertaken.” Jerome Bruner, provides a similar formulation, noting that intuition is “…the intellectual technique of arriving at plausible but tentative conclusions without going through the analytic steps by which such formulations would be found to be valid or invalid conclusions” (1960, p. 13). When applied to beliefs, the quality of being intuitive is thus connected to the fact that judgments regarding their truth or falsity are arrived at “automatically” without going through a long deductive chain of reasoning from first principles (Baumard & Boyer, 2013; Sperber, 1997). In the original case of moral reasoning (Haidt, 2001), these are beliefs that particular practices or actions are just “wrong,” but where the actor cannot quite tell you where the judgment of wrongness comes from.

Notably, there appears to be a convergence among various dual-process theorists that “intuition” could be the best global descriptor of what would otherwise be referred to with the uninformative label of “Type I cognition.”  For instance, the cognitive psychologist Steve Sloman (2014) in an update to a classic dual-process theory piece on “two systems of reasoning” (Sloman, 1996) complains about the proliferation of terms that emerged in the interim to refer to the ideal-typical types of cognition in dual-process models (e.g., “…associative-rule based, tacit-explicit thought implicit-explicit, experiential-rational, intuitive-analytical…” 2014, p. 70), while also rejecting the usefulness of the uninformative numerical labels proposed by Stanovich and West, as these lack descriptive power. To solve the problem, Sloman recommends abandoning his previous (1996) distinction of “associative versus rule-based processing” in favor of the distinction between intuition and deliberation. These folk terms are apposite according to Sloman because they provide a minimal set of theoretical commitments for the dual-process theorist centered on the idea that “…in English, an intuition is a thought whose source one is not conscious of, and deliberation involves sequential consideration of symbolic strings in some form” (ibid, p. 170).

These definitions should already give a sense that intuition is a rich and multifaceted phenomenon, which makes it even more of a shame that no sociological approach to intuitive judgment, intuitive reasoning, or even intuitive belief (as it exists, for instance, in the cognitive science of religion) has been developed in the field in the wake of Vaisey’s influential article. One exception to this, noted in a previous post, is Gordon Brett’s and Andrew Miles’s call to study socially contextualized variation in “thinking dispositions.” Clearly, reliance on intuition to solve problems, make judgments, and arrive at decisions is something that varies systematically across people, such that an intuitive disposition is one such individual attribute worthy of sociological consideration.

In the remaining, I will comment on one core issue related to intuition, ripe for future consideration in culture and cognition studies in sociology, that follows naturally from the idea that people exercise intuitive judgment relatively frequently across a wide variety of arenas and domains, namely, the question of the origins of intuitions.

Intuition and Implicit Learning

Where do intuitions come from in the first place? Surprisingly, there is actually now a well-developed consensus that intuitions develop in life as a result of implicit learning (Epstein, 2010; Lieberman, 2000). This is a substantive theoretical linkage between two sets of dual-process models developed for two distinct aspects of cognition (reasoning and learning). In our 2016 Sociological Theory piece, we made the point that different flavors of the dual-process model result from whether you focused on four distinct aspects of cognition (learning, memory, thinking, or action). However, this work shows that there is a systematic linkage between intuitive reasoning and implicit learning (see Reber, 1993) so that we reason intuitively about domains for which we have acquired experience via implicit learning mechanisms. The linkage between intuition and implicit learning in recent work (e.g., Epstein, 2010) thus speaks to the advantages of distinguishing the different flavors of dual-process theories rather than putting them all into a non-distinct clump.

What is implicit learning? The modern theory of implicit learning has been developed by the psychologist Arthur Reber (1993) who connects it to Michael Polanyi’s (1966) reflections on tacit and explicit knowledge as well as work by the American pragmatists like William James. Reber defines implicit learning as “the acquisition of knowledge that takes place largely independently of conscious attempts to learn and largely in the absence of explicit knowledge about what was acquired” (1993, p. 5). Essentially, implicit learning leads to the acquisition of tacit knowledge, which operates differently from the explicit knowledge acquired via traditional learning mechanisms. Importantly, implicit learning is involved in the extraction of “rule-like” patterns that are encoded in environmental regularities. As Vaisey (2009) noted in his original paper, this is precisely the sort of learning mechanism required by habitus-type theories like Bourdieu’s (1990) where rule-like patterns are acquired from enculturation processes keyed to experience without the internalization of explicit rules.

In this way, the connection between implicit learning and intuition links naturally with recent work in culture and cognition studies dealing with socialization, internalization, and enculturation (see Lizardo, 2021). This also clarifies an aspect of Vaisey’s (2009) argument that remained somewhat fuzzy, especially when making the link between Haidt’s social intuitionist approach and the work of Bourdieu and Giddens. In the original piece, Vaisey noted that Bourdieu’s habitus could be a sociological equivalent of the “intuitive mind” described in terms of the dual-process framework (and contrasted with the conscious or reflective mind in charge or “justifications”). The intuitive mind was usually in charge and the reflective mind provide conscious confabulations that made it look like it was in charge. In this respect, the link between Bourdieu and cognitive science Vaisey made was with respect to content: The contents of the intuitive mind described by social and cognitive psychologists were equivalent to the “unconscious dispositions” that Bourdieu thought made up the habitus.

But in linking implicit learning to intuition, we can make a more substantive linkage between the process via which habitus develops and the penchant to engage particular life domains via intuition. This is something that is closer to the dynamic enculturation model of habitus that Vaisey noted was developed by the anthropologists Claudia Strauss and Naomi Quinn when they explicitly liked  “habitus to the set of unconscious schemas that people develop through life experience” (Vaisey, 2009, p. 1685).

Thus, intuitions (product conception), as (one of the) contemporaneous contents of the “implicit mind” have their origin in an implicit learning process of abstraction of consistent patterns from the regularities of experience (social and otherwise). As Hodgkinson et al. note, “[i]mplicit learning and implicit knowledge contribute to the knowledge structures upon which individuals draw when making intuitive judgments” (2008, p. 2). If you think this is an unwarranted or forced conceptual linkage, note that the equation between implicit learning and intuition was even made by Reber in the original statement of the modern theory of implicit learning and tacit knowledge. According to Hodgkinson et al. (2008, p. 6; paraphrasing Reber, 1989, p. 232):

Intuition may be the direct result of implicit, unconscious learning: through the gradual process of implicit learning, tacit implicit representations emerge that capture environmental regularities and are used in direct coping with the world (without the involvement of any introspective process). Intuition is the end product of this process of unconscious and bottom-up learning, to engage in particular classes of action.

Note that an implication of this is that we cannot have “intuitions” about domains for which have not had consistent histories of implicit learning. Instead, absent such history, we will tend to default to coming up with judgments and decisions using explicit reasoning mechanisms (“type 2 cognition”). This means that experts in a given domain will likely have more intuitions about that domain than non-experts (Hodgkinson, et al. 2008).

Overall, the implications for the study of the link between enculturation processes and down-the-line outcomes and group differences in thinking and action of Vaisey’s original argument is one thread that sociologists would do well to pick up again. The aforementioned also speaks for the value of keeping different flavors of dual-process theorizing analytically distinct so that we can theorize their interconnections.

References

Baumard, N., & Boyer, P. (2013). Religious beliefs as reflective elaborations on intuitions: A modified dual-process model. Current Directions in Psychological Science22(4), 295-300.

Bruner, J. S. (1960). The Process of Education. Vintage Books.

Chaiken, S., & Trope, Y. (1999). Dual-process Theories in Social Psychology. Guilford Press.

Dewey, J. (1925). Experience and Nature. Open Court.

Haidt, J. (2001). The emotional dog and its rational tail: a social intuitionist approach to moral judgment. Psychological Review, 108(4), 814–834.

Hodgkinson, G. P., Langan‐Fox, J., & Sadler‐Smith, E. (2008). Intuition: A fundamental bridging construct in the behavioural sciences. British Journal of Psychology99(1), 1-27.

Leschziner, V. (2019). Dual-Process Models in Sociology. In W. Brekhus and Gabe Ignatow (Ed.), The Oxford Handbook of Cognitive Sociology. Oxford University Press.

Lieberman, M. D. (2000). Intuition: a social cognitive neuroscience approach. Psychological Bulletin, 126(1), 109–137.

Lizardo, O. (2021). Culture, cognition, and internalization. Sociological Forum , 36, 1177–1206.

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